STOCK TITAN

Brookfield Oaktree (OAK) transfers full NTR ownership to BOHCI

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Brookfield Oaktree Holdings, LLC entered into a Distribution Agreement with its affiliate Brookfield Oaktree Holdings Canada Inc. and, on April 20, 2026, distributed 100 Common Shares of OCG NTR Holdings LLC to that affiliate as a distribution in kind on its Class A common units.

The 100 Distributed Shares represented 100% of Brookfield Oaktree Holdings’ equity interest in OCG NTR Holdings LLC, which indirectly holds 100% of the interests in several related entities, including those with indirect ownership in Brookfield Real Estate Income Trust Inc.

Positive

  • None.

Negative

  • None.
Item 1.01 Entry into a Material Definitive Agreement Business
The company signed a significant contract such as a merger agreement, credit facility, or major partnership.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Distributed NTR shares 100 Common Shares Equity interests in OCG NTR Holdings LLC distributed on April 20, 2026
Series A preferred units coupon 6.625% 6.625% Series A preferred units listed as OAK-PA on NYSE
Series B preferred units coupon 6.550% 6.550% Series B preferred units listed as OAK-PB on NYSE
Distribution Agreement date April 20, 2026 Date Brookfield Oaktree Holdings and Brookfield Oaktree Holdings Canada Inc. entered the Distribution Agreement
Distribution Agreement financial
"entered into a distribution agreement (the “Distribution Agreement”) with Brookfield Oaktree Holdings Canada Inc."
A distribution agreement is a contract that lets one party sell, market or deliver another party’s products or services in specified places or channels, and spells out who handles pricing, inventory, delivery, payments and how long the arrangement lasts. For investors it matters because these deals determine how widely a product can reach customers, how quickly revenue can grow, what profit margin the company keeps, and what legal or operational risks the business assumes—think of it like a store deciding which wholesaler will stock and promote a product.
distribution in kind financial
"through a distribution in kind in respect of the Class A common units of BOH"
preferred units financial
"6.625% Series A preferred units ... 6.550% Series B preferred units"
Preferred units are a class of ownership interests in a partnership or trust that pay fixed or priority distributions before common units, similar to having a reserved lane for getting paid first. They matter to investors because they typically offer steadier income and lower risk of missed payments than common units, but usually provide less upside if the business grows.
emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Class A common units financial
"in respect of the Class A common units of BOH"
0001403528false00014035282026-04-202026-04-200001403528us-gaap:SeriesAPreferredStockMember2026-04-202026-04-200001403528us-gaap:SeriesBPreferredStockMember2026-04-202026-04-20

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K

 

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 20, 2026
 

Brookfield Oaktree Holdings, LLC
(Exact name of registrant as specified in its charter)
 

Delaware 001-35500 26-0174894
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(I.R.S. Employer
Identification No.)
333 South Grand Avenue, 28th Floor
Los Angeles, CA 90071 
(Address of principal executive offices, including zip code)
(213) 830-6300
(Registrant’s telephone number, including area code)

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:



Title of each class 
Trading
Symbol(s)
 
Name of each exchange
on which registered
6.625% Series A preferred units OAK-PA New York Stock Exchange
6.550% Series B preferred units OAK-PB New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company  
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐


Item 1.01
Entry into a Material Definitive Agreement.
On April 20, 2026, Brookfield Oaktree Holdings, LLC, a Delaware limited liability company (“BOH”), entered into a distribution agreement (the “Distribution Agreement”) with Brookfield Oaktree Holdings Canada Inc., a corporation incorporated under the laws of the Province of Ontario (“BOHCI”). BOHCI is an affiliate of Brookfield Corporation. An affiliate of Brookfield Corporation is the sole holder of BOH’s Class A common units. Pursuant to the Distribution Agreement, BOH distributed to BOHCI 100 Common Shares of OCG NTR Holdings LLC (“NTR”) (the “Distributed Shares”) representing 100% of BOH’s equity interests in NTR, through a distribution in kind in respect of the Class A common units of BOH, on the terms and conditions contained in the Distribution Agreement. NTR, as the holder of 100% of the interest in OCG NTR Holdings Sub LLC, is the indirect holder of 100% of the interests in BUSI II GP-C LLC, BUSI II-C L.P., BUSI II SLP-GP LLC and Brookfield REIT OP Special Limited Partner L.P., including their indirect ownership in Brookfield Real Estate Income Trust Inc., a Maryland corporation. The distribution of the Distributed Shares was completed on April 20, 2026.

The foregoing description of the Distribution Agreement is a summary and is qualified in its entirety by reference to the Distribution Agreement, a copy of which is attached hereto as Exhibit 10.1 and which is incorporated herein by reference.

Item 9.01
Financial Statements and Exhibits.

(d) Exhibits.

Exhibit
Number
Description
10.1
Distribution Agreement, dated April 20, 2026, by and between Brookfield Oaktree Holdings, LLC and Brookfield Oaktree Holdings Canada Inc.
104Cover Page Interactive Data File (embedded within the Inline XBRL document).



Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed by the undersigned hereunto duly authorized.
 
BROOKFIELD OAKTREE HOLDINGS, LLC
By: /s/ Daniel D. Levin
Name: Daniel D. Levin
Title: Chief Financial Officer


Date: April 27, 2026


FAQ

What transaction did Brookfield Oaktree Holdings (OAK) disclose in this 8-K?

Brookfield Oaktree Holdings disclosed a Distribution Agreement with Brookfield Oaktree Holdings Canada Inc. Under this agreement, it distributed 100 Common Shares of OCG NTR Holdings LLC to the Canadian affiliate as a distribution in kind on its Class A common units.

How many OCG NTR Holdings LLC shares did Brookfield Oaktree Holdings (OAK) distribute?

Brookfield Oaktree Holdings distributed 100 Common Shares of OCG NTR Holdings LLC. These Distributed Shares represented 100% of its equity interest in OCG NTR Holdings LLC, effectively moving its entire stake in that entity to Brookfield Oaktree Holdings Canada Inc.

When was the distribution of OCG NTR Holdings LLC shares by OAK completed?

The distribution of the 100 Common Shares of OCG NTR Holdings LLC by Brookfield Oaktree Holdings was completed on April 20, 2026. This completion date matches the date of the Distribution Agreement between Brookfield Oaktree Holdings and Brookfield Oaktree Holdings Canada Inc.

Who received the Distributed Shares from Brookfield Oaktree Holdings (OAK)?

Brookfield Oaktree Holdings Canada Inc., an affiliate of Brookfield Corporation, received the Distributed Shares. The 100 Common Shares of OCG NTR Holdings LLC were transferred as a distribution in kind with respect to the Class A common units of Brookfield Oaktree Holdings, LLC.

What entities are indirectly held through OCG NTR Holdings LLC after OAK’s distribution?

OCG NTR Holdings LLC, as holder of 100% of OCG NTR Holdings Sub LLC, indirectly holds 100% of BUSI II GP-C LLC, BUSI II-C L.P., BUSI II SLP-GP LLC and Brookfield REIT OP Special Limited Partner L.P., including their indirect ownership in Brookfield Real Estate Income Trust Inc.

Which securities of Brookfield Oaktree Holdings (OAK) are listed on the NYSE?

Brookfield Oaktree Holdings has 6.625% Series A preferred units listed under symbol OAK-PA and 6.550% Series B preferred units listed under symbol OAK-PB. Both series of preferred units trade on the New York Stock Exchange as indicated in the filing.

Filing Exhibits & Attachments

5 documents