Director boosts Brookfield Oaktree (NYSE: OAK-PA) preferred stake

Rhea-AI Filing Summary

Brookfield Oaktree Holdings, LLC director Steven J. Gilbert bought 1,354 units of its Series A Preferred in an open-market purchase at a weighted-average price of $20.77 on May 21, 2026. After this transaction, he directly owns 20,565 Series A Preferred units.

Insider Trade Summary

Net Buyer: 1,354 shares

Net Buy 1 txn

Insider GILBERT STEVEN J

Role Director

Bought 1,354 shs ($28K)

Type	Security	Shares	Price	Value
Purchase	Series A Preferred	1,354	$20.77	$28K

Holdings After Transaction: Series A Preferred — 20,565 shares (Direct)

Footnotes (1)

1. F1. This transaction was executed in multiple trades at prices ranging from $20.76 to $20.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.

Key Figures

Insider purchase size: 1,354 units Purchase price: $20.77 per unit Holdings after transaction: 20,565 units

3 metrics

Insider purchase size 1,354 units Series A Preferred bought on May 21, 2026

Purchase price $20.77 per unit Weighted-average price for Series A Preferred

Holdings after transaction 20,565 units Director’s direct Series A Preferred holdings post-trade

Key Terms

open-market purchase, Series A Preferred, weighted average price, Form 4

4 terms

open-market purchase financial

"The transaction is described as an open-market purchase of Series A Preferred."

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Series A Preferred financial

"The security title for the transaction is listed as Series A Preferred."

Series A preferred is an early round of equity that gives certain investors a special class of shares with priority rights over common shareholders, such as first claim on assets or dividends and often the option to convert into common stock later. Think of it like a VIP ticket at a concert that guarantees earlier entry and some extra perks; for investors it reduces risk, defines ownership stakes, and affects control and potential returns in future sales or public offerings.

weighted average price financial

"The footnote refers to a weighted average price based on multiple trades."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Form 4 regulatory

"The insider transaction is disclosed in a Form 4 filing."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 05/26/2026 - 04:52 PM Accepted by SEC EDGAR 05/26/2026 - 04:52 PM Learn about SEC filing dates

FAQ

What insider transaction did OAK director Steven J. Gilbert report?

Steven J. Gilbert reported an open-market purchase of 1,354 Series A Preferred units of Brookfield Oaktree Holdings at a weighted-average price of $20.77 per unit. This Form 4 filing reflects a direct increase in his personal holdings.

How many Brookfield Oaktree (OAK) preferred units does the director hold after the trade?

After the reported transaction, Steven J. Gilbert directly holds 20,565 Series A Preferred units of Brookfield Oaktree Holdings. This total incorporates the newly purchased 1,354 units disclosed in the Form 4 insider trading report filed with the SEC.

At what price did the OAK director buy Series A Preferred units?

The director’s purchase was executed at a weighted-average price of approximately $20.77 per Series A Preferred unit. A footnote notes multiple trades between $20.76 and $20.79, with detailed trade data available upon request from relevant parties.

What type of security did the Brookfield Oaktree (OAK) insider purchase?

Steven J. Gilbert purchased Series A Preferred units of Brookfield Oaktree Holdings. These are preferred equity securities, distinct from common stock, and the transaction was reported as a non-derivative open-market purchase under SEC Form 4 requirements.

Was the OAK insider transaction a buy or sell?

The Form 4 reports a buy transaction. It is coded as an open-market purchase, with 1,354 Series A Preferred units acquired and no sales reported. The transaction increased the director’s directly owned preferred holdings.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GILBERT STEVEN J

(Last) (First) (Middle)

C/O BROOKFIELD OAKTREE HOLDINGS, LLC

333 SOUTH GRAND AVENUE, 28TH FLOOR

(Street)

LOS ANGELES CALIFORNIA 90071

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Brookfield Oaktree Holdings, LLC [ OAK-PA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Series A Preferred	05/21/2026		P		1,354	A	$20.77(1)	20,565	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was executed in multiple trades at prices ranging from $20.76 to $20.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.

Remarks:

	/s/ Steven J. Gilbert	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)