STOCK TITAN

Oak Woods Acquisition (OAKU) receives Nasdaq warning after MVLS falls below $35M

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Oak Woods Acquisition Corporation reported that it received a notification from Nasdaq stating that it no longer meets the continued listing standards for the Nasdaq Capital Market tied to Market Value of Listed Securities. Nasdaq requires a minimum MVLS of $35 million, and the company’s MVLS has been below this threshold for 30 consecutive business days. Nasdaq also indicated the company does not meet alternative requirements based on shareholder equity or net income. Oak Woods has 180 calendar days, until May 18, 2026, to regain compliance, which would require its MVLS to close at or above $35 million for at least ten consecutive business days. The notice does not immediately affect the current listing of its units, Class A ordinary shares, rights, or warrants on the Nasdaq Capital Market.

Positive

  • None.

Negative

  • Nasdaq compliance failure: Oak Woods fell below the $35 million Market Value of Listed Securities requirement for 30 consecutive business days and also does not meet alternative equity or net income standards, creating a defined risk of future delisting if compliance is not regained by May 18, 2026.

Insights

Nasdaq deficiency notice signals elevated delisting risk for Oak Woods.

Oak Woods Acquisition Corporation has fallen out of compliance with Nasdaq Capital Market rules because its Market Value of Listed Securities has stayed below $35 million for 30 straight business days. Nasdaq also noted the company does not meet alternative continued listing standards based on shareholder equity or net income, so it currently fails all three financial benchmarks under the 5550(b) rules.

The company has a 180-day grace period, until May 18, 2026, to cure the deficiency. To regain compliance, its MVLS must close at or above $35 million for at least ten consecutive business days, and Nasdaq may extend that test up to 20 days. Until then, the securities remain listed, but investors face the clear possibility of a future delisting if the company cannot restore its market value or otherwise meet the standards.

false 0001945422 00-0000000 0001945422 2025-11-19 2025-11-19 0001945422 OAKU:UnitsEachConsistingOfOneClassOrdinaryShareOneRightAndOneRedeemableWarrantMember 2025-11-19 2025-11-19 0001945422 OAKU:ClassOrdinarySharesParValue0.0001PerShareMember 2025-11-19 2025-11-19 0001945422 OAKU:RightsEachRightEntitlingHolderToOnesixthOfOneClassOrdinaryShareMember 2025-11-19 2025-11-19 0001945422 OAKU:WarrantsEachWarrantExercisableForOneClassOrdinaryShareFor11.50PerShareMember 2025-11-19 2025-11-19 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): November 19, 2025

 

Oak Woods Acquisition Corporation

(Exact name of registrant as specified in its charter)

 

Cayman Islands   001-41664   N/A
(State or other jurisdiction
of incorporation)
  (Commission File Number)   (IRS Employer
Identification No.)

 

101 Roswell Drive, Nepean, Ontario,

K2J 0H5, Canada

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code: (+1) 403-561-7750

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Units, each consisting of one Class A Ordinary Share, one Right and one Redeemable Warrant   OAKUU   The Nasdaq Stock Market LLC
         
Class A Ordinary Shares, par value $0.0001 per share   OAKU   The Nasdaq Stock Market LLC
         
Rights, each right entitling the holder to one-sixth of one Class A Ordinary Share   OAKUR   The Nasdaq Stock Market LLC
         
Warrants, each warrant exercisable for one Class A Ordinary Share for $11.50 per share   OAKUW   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

 

On November 19, 2025, Oak Woods Acquisition Corporation (the “Company”) received a letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that the Company no longer meets the minimum standard for Nasdaq Listing Rule 5550(b)(2), which requires listed companies on the Nasdaq Capital Market to maintain a minimum Market Value of Listed Securities (“MVLS”) of $35 million. The notification letter stated that the Company’s MVLS had been below $35 million for the last 30 consecutive business days from the date of the letter, and, as a result, the Company no longer meets this continued listing requirement. The Nasdaq letter also noted that the Company does not meet the additional requirements under Nasdaq Listing Rules 5550(b)(1) and 5550(b)(3) relating to minimum shareholder equity or net income standards.

 

In accordance with Nasdaq Listing Rule 5810(c)(3)(C), the Company has been provided a compliance period of 180 calendar days, until May 18, 2026, to regain compliance. To regain compliance, the Company’s MVLS must close at $35 million or more for a minimum of ten consecutive business days, at which time Nasdaq would provide written confirmation that the Company has regained compliance. Nasdaq may, at its discretion, require such compliance to be maintained for up to 20 consecutive business days, as permitted under Nasdaq Listing Rule 5810(c)(3)(H).

 

The Notice has no immediate effect on the listing of the Company’s securities listed on The Nasdaq Capital Market.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

104   Cover Page Interactive Data File (embedded within the Inline XBRL document)

 

1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: December 1, 2025  
   
OAK WOODS ACQUISITION CORPORATION  
     
By: /s/ Lixin Zheng  
Name:  Lixin Zheng  
Title: Chief Executive Officer  

 

 

2

 

Oak Woods Acquisition Corp

NASDAQ:OAKU

OAKU Rankings

OAKU Latest News

OAKU Latest SEC Filings

OAKU Stock Data

37.54M
3.58M
9.59%
97.94%
Shell Companies
Services-misc Health & Allied Services, Nec
Link
Canada
NEPEAN