Oak Woods Acquisition Corporation Announces Update on Receipt of Nasdaq Filing Delinquency Notification

Rhea-AI Summary

Oak Woods Acquisition Corporation (Nasdaq: OAKU) announced it received a Nasdaq notice on November 25, 2025 reporting non‑compliance with Nasdaq Listing Rule 5250(c)(1) because the company has not filed its Form 10‑Q for the quarter ended September 30, 2025. The company previously had an exception to December 12, 2025 to file the Form 10‑Q for the quarter ended June 30, 2025.

Nasdaq told the company any further exception to regain compliance is limited to the period ending February 16, 2026. Oak Woods must submit an updated plan of compliance by December 10, 2025 or otherwise file the pending reports; the plan must describe steps and progress to complete both delinquent filings. The company said it is working diligently to complete the filings and noted the notice does not affect ongoing business operations.

Positive

• Nasdaq allowed an exception window through February 16, 2026
• Company has a firm deadline to act: updated plan or filings by December 10, 2025
• Company stated it is actively working to complete outstanding filings
• Nasdaq notice stated no effect on the company’s ongoing business operations

Negative

• Non‑compliance with Nasdaq Listing Rule 5250(c)(1) as of November 25, 2025
• Outstanding Form 10‑Q for the quarter ended September 30, 2025
• Previously delinquent Form 10‑Q for quarter ended June 30, 2025 remained unfiled past the granted exception to December 12, 2025
• Company must submit an updated compliance plan addressing both delinquent filings

News Market Reaction – OAKU

+0.08%

1 alert

+0.08% News Effect

On the day this news was published, OAKU gained 0.08%, reflecting a mild positive market reaction.

Data tracked by StockTitan Argus on the day of publication.

Key Figures

MVLS requirement: $35 million MVLS deadline: May 18, 2026 Monthly extension fee: $42,998.37 +5 more

8 metrics

MVLS requirement $35 million Minimum Market Value of Listed Securities for Nasdaq Capital Market compliance

MVLS deadline May 18, 2026 Deadline to regain MVLS compliance by maintaining ≥$35M for 10 days

Monthly extension fee $42,998.37 Deposit per month into Trust Account for each business combination extension

Warrant exercise price $11.50 Exercise price per share for OAKUW warrants

Trust balance $43.19 million Approximate trust account balance in DEF 14A as of record date

Est. redemption price $12.07 per share Estimated per-share redemption value vs $11.79 market price on record date

IPO trust proceeds $58,506,250 IPO and private placement net proceeds deposited into trust at formation

Public float 3,577,425 shares Public Class A shares outstanding as of record date in DEF 14A

Market Reality Check

Price: $12.24 Vol: Volume 521 is 0.06x the 2...

low vol

$12.24 Last Close

Volume Volume 521 is 0.06x the 20-day average of 9,291, indicating very light trading. low

Technical Price $12.05 is trading above the 200-day MA at $11.29 and 7.31% below the 52-week high.

Peers on Argus

Sector peers were mostly flat, with only AFJK showing downside momentum while OA...

1 Down

Sector peers were mostly flat, with only AFJK showing downside momentum while OAKU’s price was modestly up 0.33%, pointing to stock-specific developments.

Historical Context

2 past events · Latest: Dec 01 (Negative)

Pattern 2 events

Date	Event	Sentiment	Move	Catalyst
Dec 01	Nasdaq delinquency update	Negative	+0.1%	New Nasdaq notice for missing Q3 2025 10-Q and tightened compliance window.
Aug 28	Nasdaq compliance notice	Negative	-0.1%	Nasdaq notification over delayed Q2 2025 10-Q and compliance plan deadline.

Pattern Detected

Nasdaq compliance notices around delayed 10-Q filings have historically led to very small price moves, with mixed alignment between negative news and price direction.

Recent Company History

Over recent months, Oak Woods Acquisition Corporation has repeatedly dealt with Nasdaq compliance issues tied to delayed Form 10‑Q filings. On Aug 28, 2025, Nasdaq flagged a Q2 2025 delay and allowed time for a compliance plan, producing a modest -0.08% move. On Dec 01, 2025, a further notice covered additional 10‑Q delinquencies with a filing window to Feb 16, 2026, yet the stock reaction over 24 hours was only +0.08%, underscoring muted market sensitivity to these updates so far.

Market Pulse Summary

This announcement details another Nasdaq notice citing non-compliance with Listing Rule 5250(c)(1) d...

Analysis

This announcement details another Nasdaq notice citing non-compliance with Listing Rule 5250(c)(1) due to missing Form 10‑Qs and sets a window to February 16, 2026 to regain filing compliance. Separately, the company faces an MVLS requirement of $35 million with a deadline of May 18, 2026. Investors may track progress on outstanding SEC reports, future Nasdaq correspondence, trust balance metrics such as the estimated $12.07 redemption value, and the business combination extension milestones.

Key Terms

nasdaq listing rule 5250(c)(1), form 10-q, nasdaq capital market, trust account, +1 more

5 terms

nasdaq listing rule 5250(c)(1) regulatory

"indicating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1)"

Nasdaq Listing Rule 5250(c)(1) requires companies listed on the Nasdaq stock exchange to promptly notify the exchange if their stock price falls below a certain minimum level, known as the "initial listing standards." This rule helps ensure that investors are aware of significant declines in a company's stock value, which could signal financial trouble or increased risk. Essentially, it helps maintain transparency and protect investors by keeping them informed about important changes in a company's stock performance.

form 10-q regulatory

"because it has not yet filed its Form 10-Q for the quarter ended September 30, 2025"

A Form 10-Q is a detailed report that publicly traded companies are required to file with regulators three times a year, providing an update on their financial health and business activities. It is important for investors because it offers timely insights into a company's performance, helping them make informed decisions about buying or selling stocks. Think of it as a regular check-up report that shows how well a company is doing.

nasdaq capital market regulatory

"listing standards for the Nasdaq Capital Market tied to Market Value of Listed Securities"

The Nasdaq Capital Market is a platform where smaller, emerging companies can list their shares for trading by investors. It provides these companies with access to funding and visibility, helping them grow, much like a local marketplace where new vendors can introduce their products to potential customers. For investors, it offers opportunities to discover early-stage companies with growth potential.

trust account financial

"provided the Sponsor deposits $42,998.37 into the Trust Account for each month"

A trust account is a special bank or brokerage account where assets are held and managed by a designated person or firm (the trustee) for the benefit of another person or group (the beneficiary). It matters to investors because it separates assets from personal or corporate funds, can protect assets, control how and when money is used, and may affect tax or legal rights—think of it as a locked drawer opened only under agreed rules.

warrants financial

"warrants (OAKUW, exercisable at $11.50 per share)"

Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.

AI-generated analysis. Not financial advice.

Nepean, Ontario , Dec. 01, 2025 (GLOBE NEWSWIRE) -- Oak Woods Acquisition Corporation (Nasdaq: OAKU) (“Oak Woods” or the “Company”) today announced that on November 25, 2025 it received a notice from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it has not yet filed its Form 10-Q for the quarter ended September 30, 2025.

As noted in the letter, the Company had previously been granted an exception until December 12, 2025, to file its Form 10-Q for the quarter ended June 30, 2025 (the “Initial Delinquent Filing”). Nasdaq explained that, due to the additional delinquency, any further exception to regain compliance with all outstanding periodic filings is limited to the period ending February 16, 2026.

In connection with this notification, the Company is required to and will submit to Nasdaq an updated plan of compliance addressing both delinquent filings. The updated plan shall describe the steps the Company is taking to complete the Initial Delinquent Filing, set out its plans to file the September 30, 2025 Form 10-Q, and provide information regarding the progress the Company has made to date.  The Company has until December 10, 2025 to submit its updated plan of compliance, or otherwise file the pending reports.

The Company is working diligently to complete the outstanding filings and intends to provide the required updated compliance plan within the timeframe specified by Nasdaq. The Nasdaq notification does not affect the Company’s ongoing business operations.

FORWARD-LOOKING STATEMENTS

This press release contains statements that constitute "forward-looking statements," including with respect to the Company’s initial public offering, the anticipated use of the net proceeds thereof and the Company’s search for an initial business combination. No assurance can be given that the net proceeds of the initial public offering will be used as indicated. Forward-looking statements are subject to numerous conditions, many of which are beyond the control of the Company, including those set forth in the Risk Factors section of the Company's registration statement and prospectus for the initial public offering filed with the SEC. Copies are available on the SEC's website, www.sec.gov. The Company undertakes no obligation to update these statements for revisions or changes after the date of this release, except as required by law.

Company Contact:

Lixin Zheng

Chief Executive Officer, Chief Financial Officer,

Chairman and Director Oak Woods Acquisition Corp.

Email: pr@oakwoodsacquisition.com

Phone: (+1) 403-561-7750

FAQ

What did OAKU announce about the Nasdaq filing delinquency on December 2, 2025?

OAKU said it received a Nasdaq notice on Nov 25, 2025 for non‑compliance because it has not filed the Form 10‑Q for Sept 30, 2025, and must submit an updated compliance plan by Dec 10, 2025.

Which periodic filings are delinquent for Oak Woods (Nasdaq: OAKU)?

The company has not filed the Form 10‑Q for June 30, 2025 (exception previously granted to Dec 12, 2025) and the Form 10‑Q for Sept 30, 2025.

What deadline did Nasdaq give OAKU to submit an updated plan of compliance?

OAKU must submit an updated plan of compliance or file the pending reports by December 10, 2025.

How long is the compliance exception window after the new Nasdaq notice for OAKU?

Nasdaq said any further exception to regain compliance is limited to the period ending February 16, 2026.

Does the Nasdaq notice affect Oak Woods’ business operations?

The company stated the Nasdaq notification does not affect its ongoing business operations.

Where can investors find Oak Woods’ filings and registration documents referenced in the notice?

Investors can access filings and the company’s registration statement on the SEC website (www.sec.gov).