Welcome to our dedicated page for Oak Woods Acquisition Corporation SEC filings (Ticker: OAKUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Oak Woods Acquisition Corporation (OAKUU) SEC filings page on Stock Titan presents the company’s regulatory reports as filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed SPAC and emerging growth company, Oak Woods Acquisition Corporation discloses information on its units, Class A ordinary shares, rights and warrants, its trust account arrangements, and its progress toward completing an initial business combination.
Investors can review current reports on Form 8-K, which for this company have included disclosures about extensions of the outside deadline to complete its initial business combination, results of shareholder votes at Extraordinary General Meetings, and sponsor deposits into the trust account that support one-month extensions to the completion window. Other 8-K filings describe notices from The Nasdaq Stock Market LLC regarding the minimum 300 public holders requirement and the company’s opportunity to submit a plan to regain compliance.
The filings page also includes notifications of late filing on Form 12b-25 (NT 10-Q), where Oak Woods Acquisition Corporation explains delays in filing its quarterly report on Form 10-Q and notes that additional time is needed by its auditor and service providers. These filings indicate whether all other required periodic reports have been filed and whether significant changes in results of operations are anticipated.
Through Stock Titan, users can access these documents as they are made available on EDGAR and use AI-powered summaries to interpret key sections, such as descriptions of the completion window, trust account funding, proposed business combination terms, and Nasdaq listing compliance matters. This helps readers understand how Oak Woods Acquisition Corporation reports its SPAC structure, extensions, and regulatory status over time.
Oak Woods Acquisition Corporation reported receiving an additional determination letter from Nasdaq on
The issue will be reviewed by a Nasdaq Hearings Panel together with other existing deficiencies in a previously requested hearing about the company’s continued listing. Oak Woods Acquisition Corporation states that it intends to address the unpaid fees and the other matters raised in connection with this upcoming Panel hearing.
Meteora Capital, LLC and its managing member Vik Mittal report beneficial ownership of 302,797 shares of Oak Woods Acquisition Corp Class A common stock, representing 18.3947% of the class as of the event date 12/31/2025.
The shares are held through funds and managed accounts advised by Meteora Capital, with shared voting and dispositive power over all 302,797 shares and no sole voting or dispositive power. The holders state the position is held in the ordinary course of business and not for changing or influencing control of the company.
Mizuho Financial Group, Inc. filed an amended Schedule 13G reporting its beneficial ownership in Oak Woods Acquisition Corporation common shares. The firm reports beneficial ownership of 164,308 common shares, representing 4.6% of the class as of the event date, with sole voting and dispositive power over all reported shares.
The filing is made as a parent holding company, with the shares directly held by its wholly owned subsidiary Mizuho Securities USA LLC. Mizuho states the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
W. R. Berkley Corporation, through its subsidiary Berkley Insurance Company, reports beneficial ownership of 151,237 Class A ordinary shares of Oak Woods Acquisition Corporation, representing 9.2% of the class as of the reported date.
The filing states W. R. Berkley and Berkley Insurance Company have shared voting and dispositive power over all 151,237 shares, with no sole voting or dispositive power. The shares are described as acquired and held in the ordinary course of business and not for the purpose of changing or influencing control of Oak Woods Acquisition Corporation.
Oak Woods Acquisition Corporation, a SPAC targeting a merger with Huajin (China) Holdings, reported minimal operating activity but rising pressure on its capital structure. Investments in the trust account were
The company recorded a small net loss of
To keep the merger path open, the sponsor has funded multiple extensions through unsecured promissory notes, which totaled
Oak Woods Acquisition Corporation reported that it received a notice from Nasdaq stating it is not in compliance with Nasdaq Listing Rule 5620(a), which requires listed companies to hold an annual shareholder meeting within one year after the end of their fiscal year. Nasdaq’s letter noted the company did not hold such a meeting within twelve months of its fiscal year end, triggering a continued listing deficiency.
The company has 45 calendar days, until March 2, 2026, to submit a plan to regain compliance. If Nasdaq accepts that plan, it may grant up to 180 calendar days from the fiscal year end, until June 29, 2026, for Oak Woods to hold an annual meeting and cure the issue. Oak Woods intends to submit a compliance plan and expects it will include holding an annual meeting within the allowed period. The Nasdaq notice does not immediately affect the listing or trading of the company’s securities on The Nasdaq Stock Market.
Oak Woods Acquisition Corporation filed an 8-K reporting a material event related to its publicly traded units and component securities. The filing confirms the company’s Units are composed of one Class A Ordinary Share, one Right and one Redeemable Warrant. Each Right entitles the holder to one-sixth of one Class A Ordinary Share. Each Warrant is exercisable for one Class A Ordinary Share at an exercise price of
First Trust entities reported significant holdings in Oak Woods Acquisition Corp (Class A Ordinary Shares). First Trust Merger Arbitrage Fund (VARBX) disclosed beneficial ownership of 505,710 shares (14.14%), while First Trust Capital Management L.P., First Trust Capital Solutions L.P. and FTCS Sub GP LLC collectively reported 526,103 shares (14.71%). The filing states these holdings are held in client accounts and that FTCM has authority to purchase, vote and dispose of the shares on behalf of those accounts. The registrants certify the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. The filing includes principal business addresses for the reporting persons and is a joint filing under Schedule 13G/A.
Oak Woods Acquisition Corporation submitted a Form 12b-25 notifying the SEC that its NT 10-Q for the period ended June 30, 2025 will be filed late. The registrant checked Rule 12b-25(b), indicating the quarterly report is expected to be filed on or before the fifth calendar day following the prescribed due date. The narrative states the Quarterly Report is delayed because additional time was needed by the company’s auditor and service providers to coordinate review and filing, though the narrative text is truncated and omits the final word after "filing of the ."
The form discloses that an Annual Report for the period ended December 31, 2024 has not been filed. The company states it does not anticipate a significant change in operating results compared with the prior year period. The notification is signed by Lixin Zheng as Chief Executive Officer and Chief Financial Officer on August 14, 2025, and contact phone listed is +1 403-561-7750.
Oak Woods Acquisition Corp's Schedule 13G/A reports that Meteora Capital, LLC and Vik Mittal beneficially own 427,800 Class A ordinary shares (CUSIP 67190B104), representing 10.91% of the class. The filing shows shared voting and dispositive power of 427,800 shares and no sole voting or dispositive authority. Meteora Capital files as an investment adviser holding these shares on behalf of certain funds and managed accounts; Vik Mittal is identified as the Managing Member. The statement includes a certification that the securities are held in the ordinary course of business and not for the purpose of changing control, and the amendment is signed on 08/14/2025.