OAKUU: Units defined; warrants set at $11.50 per share

Q: What does each OAKUU unit consist of?

Each unit consists of one Class A Ordinary Share , one Right (entitling the holder to one-sixth of one Class A Ordinary Share ) and one Redeemable Warrant .

Q: When was this material-event 8-K dated?

The filing shows a date of August 14, 2025 .

Filing Impact

(High)

Filing Sentiment

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

Oak Woods Acquisition Corporation filed an 8-K reporting a material event related to its publicly traded units and component securities. The filing confirms the company’s Units are composed of one Class A Ordinary Share, one Right and one Redeemable Warrant. Each Right entitles the holder to one-sixth of one Class A Ordinary Share. Each Warrant is exercisable for one Class A Ordinary Share at an exercise price of $11.50. The securities and units are listed on The Nasdaq Stock Market LLC under the tickers OAKUU (Units), OAKU (Class A), OAKUR (Rights) and OAKUW (Warrants). The document shows a filing date of August 14, 2025.

Positive

Units composition clearly defined as one Class A share, one Right, and one Redeemable Warrant
Warrant exercise price disclosed at $11.50, giving clear economics for warrant holders
Nasdaq listings confirmed for Units (OAKUU), Class A shares (OAKU), Rights (OAKUR), and Warrants (OAKUW)

Negative

Filing lacks substantive explanation of the referenced "material event"—no transaction terms or outcomes provided
No quantities or outstanding counts disclosed for units, rights, or warrants to assess dilution impact
No timeline or next steps included about how the material event affects holders

Insights

TL;DR: The filing confirms the unit structure and warrant economics, important for potential investors and holders.

The filing plainly states the composition of publicly traded units and the conversion ratios: one unit equals one Class A share, one right (one-sixth share), and one redeemable warrant. This clarifies the underlying share exposure holders receive from units listed as OAKUU.

Key dependencies include the exercise of the warrants at $11.50 and any corporate actions that change share counts. Monitor outstanding warrant volumes and any announcements about warrant exercises or adjustments within the next 12 months.

TL;DR: Listing details and securities design are explicit, but the filing lacks further transactional context.

The document confirms Nasdaq listings for each security class, which affects liquidity and tradability for holders. The rights structure (one-sixth share per right) is defined, which determines fractional share mechanics on conversion or redemption.

Risks stem from missing details: there is no narrative here about the material event’s nature or any corporate transaction terms. Investors should expect follow-up filings or disclosures clarifying the material event referenced on or before the next reporting period.

08/14/2025 - 05:19 PM

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): August 8, 2025

Oak Woods Acquisition Corporation

(Exact name of registrant as specified in its charter)

Cayman Islands		001-41664		N/A
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

101 Roswell Drive, Nepean, Ontario,

K2J 0H5, Canada

(Address of principal executive offices, including zip code)

Registrant’s telephone number, including area code: (+1) 403-561-7750

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Units, each consisting of one Class A Ordinary Share, one Right and one Redeemable Warrant	OAKUU	The Nasdaq Stock Market LLC

Class A Ordinary Shares, par value $0.0001 per share	OAKU	The Nasdaq Stock Market LLC

Rights, each right entitling the holder to one-sixth of one Class A Ordinary Share	OAKUR	The Nasdaq Stock Market LLC

Warrants, each warrant exercisable for one Class A Ordinary Share for $11.50 per share	OAKUW	The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.

On August 8, 2025, Oak Woods Acquisition Corporation (the “Company”) received a letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that the Company no longer meets the minimum 300 public holders requirement for The Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(3) (the “Minimum Public Holders Requirement”). In accordance with Nasdaq rules, the Company has 45 calendar days, or until September 22, 2025, to submit a plan to regain compliance with the Minimum Public Holders Requirement. If the plan is accepted, Nasdaq can grant an extension of up to 180 calendar days from the date of the Notice. The Notice has no immediate effect on the listing of the Company’s securities listed on The Nasdaq Capital Market.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: August 14, 2025

OAK WOODS ACQUISITION CORPORATION

By:	/s/ Lixin Zheng
Name:	Lixin Zheng
Title:	Chief Executive Officer

Source: View Original Filing on SEC EDGAR

FAQ

What does each OAKUU unit consist of?

Each unit consists of one Class A Ordinary Share, one Right (entitling the holder to one-sixth of one Class A Ordinary Share) and one Redeemable Warrant.

What is the exercise price of OAKUW warrants?

Each warrant is exercisable for one Class A Ordinary Share at an exercise price of $11.50.

On which exchange are OAKU/OAKUU/OAKUR/OAKUW listed?

The Class A shares, Units, Rights and Warrants are listed on The Nasdaq Stock Market LLC under tickers OAKU, OAKUU, OAKUR and OAKUW, respectively.

When was this material-event 8-K dated?

The filing shows a date of August 14, 2025.

Does the filing disclose the number of outstanding warrants or units?

No. The document does not disclose quantities or outstanding counts for warrants, rights, or units.

OAKUU: Units defined; warrants set at $11.50 per share