Schedule 13G/A: Mizuho Reports >5% Ownership in Oak Woods Corporation
Rhea-AI Filing Summary
Oak Woods Acquisition Corporation received a Schedule 13G/A from Mizuho Financial Group, Inc. reporting beneficial ownership of 413,916 common shares, representing 9.0% of the class. Mizuho reports sole voting and dispositive power over all 413,916 shares and identifies itself as a parent holding company, noting that Mizuho Bank, Mizuho Americas LLC and Mizuho Securities USA LLC may be indirect owners of the securities. The filing is Amendment No.3 and cites 06/30/2025 as the event date. The statement includes a certification that the securities were acquired in the ordinary course of business and that the applicable foreign regulatory scheme is substantially comparable to U.S. equivalents. The filing is signed by Takahiro Katsura on 08/13/2025.
Positive
- Reported beneficial ownership of 413,916 shares (9.0%), exceeding the 5% disclosure threshold
- Filer reports sole voting and dispositive power over all reported shares, clarifying control
- Filing identifies parent/subsidiary relationships (Mizuho Bank, Mizuho Americas LLC, Mizuho Securities USA LLC), improving ownership transparency
Negative
- None.
Insights
TL;DR: Mizuho reports a material 9.0% stake (413,916 shares) in Oak Woods via a Schedule 13G/A (Amendment No.3).
The filing discloses beneficial ownership of 413,916 shares, equal to 9.0% of the class, with sole voting and dispositive power. It is filed by Mizuho Financial Group as a parent holding company and explicitly references related entities that may be indirect owners of securities held directly by Mizuho Securities USA LLC. This is a >5% disclosure under the Schedule 13G framework and therefore a material ownership disclosure for market participants. The document contains the issuer and filer addresses and a certification regarding ordinary-course acquisition.
TL;DR: The Schedule 13G/A confirms sole control of reported shares and identifies the filer as a parent holding company with related subsidiaries.
The statement clarifies governance-related facts: Mizuho reports sole voting and dispositive authority over all reported shares and identifies potential indirect ownership through named subsidiaries. It includes the Item 10 certification concerning acquisition intent and regulatory comparability. The signature block shows a named officer, providing formal attestation to completeness and accuracy. This filing primarily provides transparency on ownership and control rather than operational or financial changes.