[Form 3] Oriental Culture Holding LTD Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Oriental Culture Holding LTD executive Kong Aimin, the Chief Operating Officer and a more than 10% owner, filed an initial ownership report showing a significant indirect stake in the company’s preferred shares. The filing indicates he indirectly owns 8,400,000 preferred shares through an entity arrangement.

According to the footnote, he is a 70% beneficial owner and director of Hao Shun Investments Limited, which holds 12,000,000 preferred shares. Every two preferred shares are convertible into one ordinary share at the holder’s option, and each preferred share carries 15 votes at general meetings, giving this block substantial voting influence.

Insights

Equity ownership and governance analyst

Filing details a large, indirect preferred share stake with high voting power.

The Form 3 shows Kong Aimin, COO and over 10% owner of Oriental Culture Holding LTD, as indirectly holding 8,400,000 preferred shares. This is tied to his 70% beneficial ownership and directorship in Hao Shun Investments Limited, which itself owns 12,000,000 preferred shares.

Each preferred share has 15 votes and every two preferred shares are convertible into one ordinary share at the holder’s option. This structure concentrates substantial voting influence and potential ordinary share conversion capacity in the block held by Hao Shun, with Kong’s economic interest aligned through his 70% beneficial ownership in that entity.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Kong Aimin

(Last) (First) (Middle)

4F, BUILDING 30, PHASE 1

JIANGSU SOFTWARE PARK

(Street)

NANJING F4 210023

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/06/2026

3. Issuer Name and Ticker or Trading Symbol
Oriental Culture Holding LTD [ OCG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Preferred Shares	8,400,000(1)	I	See Note(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Mr. Aimin Kong is a 70% beneficiary owner (directly and indirectly) and director of Hao Shun Investments Limited, which owns 12,000,000 preferred shares of the Issuer. Every two preferred shares are convertible into one ordinary share of the Issuer at the holder's option. Each preferred share has 15 votes at the general meetings of the Issuer.

	/s/Aimin Kong	03/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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