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Shareholder in Ocular Therapeutix (NASDAQ: OCUL) plans Rule 144 sale of 10,348 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Ocular Therapeutix shareholder files notice to sell shares under SEC Rule 144. The filing covers up to 10,348 shares of common stock, with an aggregate market value of $93,560.41, to be sold through Morgan Stanley Smith Barney on NASDAQ.

The shares were acquired on February 11, 2026 through restricted stock vesting under a registered plan. The notice also reports a prior sale over the last three months of 1,878 common shares for gross proceeds of $22,616.19.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the OCUL Rule 144 filing disclose about planned share sales?

The filing discloses a planned sale of up to 10,348 OCUL common shares under Rule 144. These shares have an aggregate market value of $93,560.41 and are expected to be sold on NASDAQ through Morgan Stanley Smith Barney.

How were the OCUL shares in this Rule 144 notice acquired?

The OCUL shares were acquired on February 11, 2026 through restricted stock vesting under a registered plan. The amount acquired was 10,348 common shares, matching the number covered by the planned Rule 144 sale in the notice.

What recent OCUL share sales are reported for the same shareholder?

The notice reports that 1,878 OCUL common shares were sold on November 24, 2025 for gross proceeds of $22,616.19. This transaction is disclosed as part of the required three-month sale history under Rule 144.

How many OCUL shares are outstanding compared with the planned Rule 144 sale?

The filing states that 217,691,779 OCUL common shares are outstanding. The planned Rule 144 sale covers 10,348 shares, which is a small portion of the total shares outstanding disclosed in the notice.

Which broker and exchange are involved in the OCUL Rule 144 share sale?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services as the broker handling the sale. The common shares covered by the notice are expected to be sold on the NASDAQ stock market, according to the disclosure.

What representation does the selling OCUL shareholder make in the Rule 144 notice?

The shareholder represents that they do not know any material adverse, non-public information about Ocular Therapeutix’s current or prospective operations. This representation is made by signing the notice, as required for sales relying on Rule 144.
Ocular Therapeut

NASDAQ:OCUL

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Biotechnology
Pharmaceutical Preparations
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United States
BEDFORD