Welcome to our dedicated page for Ocular Therapeut SEC filings (Ticker: OCUL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ocular Therapeutix, Inc. (NASDAQ: OCUL) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, including 8-K current reports and other documents filed with the U.S. Securities and Exchange Commission. These filings give detailed insight into Ocular Therapeutix’s clinical programs, financing activities, and key corporate events as it advances ophthalmic therapies based on its ELUTYX bioresorbable hydrogel technology.
Recent 8-K filings describe the structure and status of the AXPAXLI (OTX-TKI) registrational trials in wet age-related macular degeneration (wet AMD), including the SOL-1 and SOL-R Phase 3 studies, as well as plans for the SOL-X long-term extension trial. They also outline the design of the HELIOS-2 and HELIOS-3 Phase 3 trials in non-proliferative diabetic retinopathy (NPDR), the use of a novel ordinal diabetic retinopathy severity score (DRSS) endpoint, and Special Protocol Assessment (SPA) agreements with the FDA.
Other filings cover capital markets transactions, such as the September 30, 2025 underwriting agreement for a large common stock offering, expected net proceeds, and the company’s view of its cash runway into future years. Additional 8-Ks furnish quarterly financial results press releases, describe inducement equity awards under Nasdaq Listing Rule 5635(c)(4), and discuss notices of allowance from the U.S. Patent and Trademark Office related to AXPAXLI methods of use.
On Stock Titan, these SEC filings are updated in near real time from EDGAR and can be paired with AI-powered summaries that explain the key points of lengthy documents like 8-Ks or registration statements in plain language. Users can quickly see how Ocular Therapeutix reports on trial designs, primary endpoints, regulatory interactions, cash resources, and potential patent protection. For investors tracking OCUL, this page is a central place to review official disclosures about clinical progress, financing arrangements, and other material events that may influence the company’s ophthalmology-focused pipeline and commercial product DEXTENZA.
Ocular Therapeutix Chief Medical Officer Nadia Waheed reported new equity awards. On January 2, 2026, she received 79,112 restricted stock units (RSUs)$0. These RSUs vest over three years, with one-third vesting on the first anniversary of the grant date and the remaining shares vesting in two equal annual installments, subject to her continued service.
On the same date, she was also granted a stock option for 240,932 shares of common stock at an exercise price of $11.82 per share. This option vests over four years, with 1/48 of the underlying shares vesting monthly beginning one month after the grant date, conditioned on continued service. Following the RSU grant, she beneficially owned 326,280 shares of common stock directly, along with the newly granted option covering 240,932 shares.
Ocular Therapeutix is entering a quiet period starting December 20, 2025 as it prepares for database lock of its SOL-1 Phase 3 clinical trial of AXPAXLI (also known as OTX-TKI) for wet age-related macular degeneration. The company states that SOL-1 data remain on track for the first quarter of 2026. Its next planned investor communication is expected in early February 2026, when it plans to release financial results for the fourth quarter and full year 2025 and provide an update on the timing of SOL-1 data.
Ocular Therapeutix, Inc. (OCUL) reported an insider transaction by its Chief Strategy Officer on a Form 4. On 11/24/2025, the officer sold 1,878 shares of common stock in a transaction coded “S,” at a weighted average price of $12.04 per share.
According to the footnotes, the sale was executed under a durable automatic sale instruction adopted on February 21, 2024, to cover tax withholding obligations tied to the vesting of restricted stock units on November 22, 2025, and is described as non-discretionary. After this sale, the officer beneficially owned 277,860 shares of Ocular Therapeutix common stock in direct form.
Ocular Therapeutix (OCUL) Executive Chairman, President and CEO Pravin Dugel reported insider transactions on Form 4. On November 24, 2025, he sold 19,530 shares of common stock at a weighted average price of $12.04 per share under a durable automatic sale instruction adopted on February 21, 2024, to cover tax withholding from restricted stock units vesting on November 22, 2025. These sales were not a discretionary trade.
After this sale, he directly owned 3,157,960 shares. On November 26, 2025, his spouse transferred 49,754 shares for no consideration to the Pravin Dugel 2024 Irrevocable Trust, and the same number of shares was recorded as acquired by the trust. Following this transfer, 300,115 shares were held indirectly through the trust, and the reporting person remained the beneficial owner of those securities.
Ocular Therapeutix, Inc. insider filing: Chief Development Officer Peter Kaiser reported selling 3,007 shares of Ocular Therapeutix common stock on 11/24/2025 at a weighted average price of $12.02 per share. The filing states these shares were sold under a durable automatic sale instruction adopted on April 9, 2024 to cover tax withholding obligations tied to restricted stock units that vested on November 22, 2025, and that the sales do not represent a discretionary trade by the reporting person.
After this transaction, Kaiser beneficially owns 191,433 shares of Ocular Therapeutix common stock, held directly. The filing notes that the 3,007 shares were sold in multiple trades at prices ranging from $11.74 to $12.28, and that detailed trade information is available on request.
Ocular Therapeutix, Inc. (OCUL) reported an insider transaction by its Chief Scientific Officer, Jeffrey S. Heier. On 11/24/2025, he sold 3,469 shares of common stock at a weighted average price of $12.04 per share, through multiple trades between $11.80 and $12.3207. The filing states this was an automatic sale under a durable instruction adopted on April 9, 2024, to cover tax withholding obligations related to restricted stock units that vested on November 22, 2025, and that the trades were not discretionary. Following this transaction, Heier beneficially owned 245,940 shares of Ocular Therapeutix common stock in direct ownership.
Ocular Therapeutix (OCUL) Form 4: Chief Business Officer Namrata Saroj reported a sale of 25,865 shares of common stock on 11/05/2025. The transaction was executed to satisfy tax withholding obligations tied to restricted stock units that vested on 11/04/2025, under a durable automatic sale instruction adopted on 02/04/2025. The weighted average sale price was $10.74, with trades ranging from $10.5875 to $10.8704. Following the sale, she beneficially owns 174,135 shares, held directly.
Ocular Therapeutix (OCUL) reported Q3 results marked by heavier R&D spending as it advances AXPAXLI in Phase 3. Revenue was $14.5M versus $15.4M a year ago, while net loss widened to $69.4M from $36.5M. R&D rose to $52.4M (from $37.1M), reflecting increased clinical activity. Year to date, revenue was $38.7M and net loss was $201.3M.
The balance sheet showed cash and cash equivalents $344.8M as of September 30, 2025, plus approximately $445.4M in net proceeds from an underwritten common stock offering that closed on October 1, 2025. The company believes these resources will fund planned expenses and debt service for at least 12 months while observing a $20.0M minimum liquidity covenant under its Barings credit facility.
Q3 operating lines included product revenue of $14.5M, cost of product revenue of $1.8M, selling and marketing of $13.1M, and G&A of $16.0M. Shares outstanding were 213,047,472 as of October 31, 2025; 174,949,558 were outstanding at September 30, 2025.
Ocular Therapeutix, Inc. furnished an update that it has announced its financial results for the quarter ended September 30, 2025. The details of those quarterly results are contained in a press release dated November 4, 2025, which is included as Exhibit 99.1 and incorporated by reference. The company notes that this information is being provided under a specific disclosure item and is treated as "furnished" rather than "filed" under securities laws, which affects how it is used in other regulatory filings and liability provisions.
Todd Anderman, Chief Legal Officer of Ocular Therapeutix, Inc. (OCUL), reported a non-discretionary sale of 11,132 shares of common stock on
The sale was executed to satisfy tax withholding obligations and was not a discretionary trade by the reporting person. The reporting person adopted the automatic plan on