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[Form 4] Orion Energy Systems, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Abbott Laboratories (ABT) – Form 4 Insider Transaction

Director John G. Stratton reported the routine crediting of 282 Stock Equivalent Units to his deferred fee account on 30 Jun 2025. These units mirror the performance of Abbott common shares and are settled in cash, generally when the director turns 65 or retires from the board. The units were valued at $136.01 each, matching the share price reference on the transaction date. Following the credit, Stratton now beneficially owns 12,315 stock-equivalent units. No open-market purchase or sale of Abbott common stock occurred; the transaction represents non-derivative compensation for board service and therefore has no immediate cash outflow by the insider.

The filing does not disclose any changes in ordinary share ownership, option exercises, or derivative disposals. Given Abbott’s market capitalization and daily trading volume, the addition of 282 units is immaterial to overall share supply and is largely administrative, but it does marginally increase the director’s economic alignment with shareholders.

Abbott Laboratories (ABT) – Transazione Interna Form 4

Il direttore John G. Stratton ha comunicato l'accredito ordinario di 282 Unità Equivalenti Azionarie sul suo conto di compensi differiti in data 30 giugno 2025. Queste unità riflettono la performance delle azioni ordinarie Abbott e vengono liquidate in contanti, generalmente al compimento dei 65 anni del direttore o al suo pensionamento dal consiglio. Le unità sono state valutate a 136,01 $ ciascuna, corrispondente al prezzo di riferimento delle azioni alla data della transazione. Dopo l'accredito, Stratton detiene ora beneficiariamente 12.315 unità equivalenti azionarie. Non si sono verificate operazioni di acquisto o vendita sul mercato aperto di azioni ordinarie Abbott; la transazione rappresenta una remunerazione non derivata per il servizio nel consiglio e pertanto non comporta un esborso immediato di denaro da parte dell'insider.

Il deposito non rivela variazioni nella proprietà di azioni ordinarie, esercizi di opzioni o cessioni di strumenti derivati. Considerando la capitalizzazione di mercato di Abbott e il volume di scambi giornalieri, l'aggiunta di 282 unità è irrilevante rispetto all'offerta complessiva di azioni ed è principalmente di natura amministrativa, ma aumenta leggermente l'allineamento economico del direttore con gli azionisti.

Abbott Laboratories (ABT) – Transacción Interna Formulario 4

El director John G. Stratton informó el abono rutinario de 282 Unidades Equivalentes a Acciones en su cuenta de honorarios diferidos el 30 de junio de 2025. Estas unidades reflejan el desempeño de las acciones ordinarias de Abbott y se liquidan en efectivo, generalmente cuando el director cumple 65 años o se retira del consejo. Las unidades se valoraron en $136.01 cada una, igualando el precio de referencia de las acciones en la fecha de la transacción. Tras el abono, Stratton posee beneficiosamente 12,315 unidades equivalentes a acciones. No se realizaron compras ni ventas en el mercado abierto de acciones ordinarias de Abbott; la transacción representa una compensación no derivada por el servicio en el consejo y, por lo tanto, no implica una salida inmediata de efectivo por parte del insider.

La presentación no revela cambios en la propiedad de acciones ordinarias, ejercicios de opciones o disposiciones de derivados. Dada la capitalización de mercado y el volumen diario de negociación de Abbott, la adición de 282 unidades es insignificante para la oferta total de acciones y es principalmente administrativa, aunque incrementa marginalmente la alineación económica del director con los accionistas.

애보트 래버러토리스(ABT) – Form 4 내부자 거래 보고

이사 John G. Stratton은 2025년 6월 30일 282 주식 등가 단위가 그의 이연 수수료 계정에 정기적으로 적립되었음을 보고했습니다. 이 단위들은 애보트 보통주의 성과를 반영하며, 일반적으로 이사가 65세가 되거나 이사회에서 은퇴할 때 현금으로 정산됩니다. 단위당 가치는 거래일 기준 주가와 동일한 $136.01로 평가되었습니다. 적립 후 Stratton 이사는 현재 12,315 주식 등가 단위를 실질적으로 보유하고 있습니다. 애보트 보통주의 공개 시장 매매는 없었으며, 이 거래는 이사회 서비스에 대한 비파생 보상으로 내부자의 즉각적인 현금 유출이 발생하지 않습니다.

신고서에는 보통주 소유권 변경, 옵션 행사 또는 파생상품 처분에 대한 내용이 포함되어 있지 않습니다. 애보트의 시가총액과 일일 거래량을 고려할 때 282 단위 추가는 전체 주식 공급에 미미하며 주로 행정적인 성격이지만, 이사의 주주와의 경제적 이해관계는 다소 강화됩니다.

Abbott Laboratories (ABT) – Transaction d’initié Formulaire 4

Le directeur John G. Stratton a déclaré le crédit habituel de 282 unités équivalentes en actions sur son compte de rémunération différée le 30 juin 2025. Ces unités reflètent la performance des actions ordinaires d’Abbott et sont réglées en espèces, généralement lorsque le directeur atteint l’âge de 65 ans ou prend sa retraite du conseil d’administration. Les unités ont été évaluées à 136,01 $ chacune, correspondant au cours de référence des actions à la date de la transaction. Après ce crédit, Stratton détient désormais bénéficiairement 12 315 unités équivalentes en actions. Aucune transaction d’achat ou de vente d’actions ordinaires Abbott sur le marché libre n’a eu lieu ; cette opération constitue une rémunération non dérivée pour le service au conseil et n’entraîne donc pas de sortie immédiate de trésorerie pour l’initié.

Le dépôt ne révèle aucun changement dans la détention d’actions ordinaires, l’exercice d’options ou la cession de produits dérivés. Compte tenu de la capitalisation boursière d’Abbott et du volume de transactions quotidien, l’ajout de 282 unités est négligeable par rapport à l’offre globale d’actions et est principalement administratif, mais augmente légèrement l’alignement économique du directeur avec les actionnaires.

Abbott Laboratories (ABT) – Form 4 Insider-Transaktion

Der Direktor John G. Stratton meldete die routinemäßige Gutschrift von 282 aktienäquivalenten Einheiten auf sein aufgeschobenes Honorar-Konto am 30. Juni 2025. Diese Einheiten spiegeln die Wertentwicklung der Stammaktien von Abbott wider und werden in der Regel in bar ausgezahlt, wenn der Direktor 65 Jahre alt wird oder aus dem Vorstand ausscheidet. Die Einheiten wurden mit jeweils 136,01 $ bewertet, entsprechend dem Aktienkurs am Transaktionsdatum. Nach der Gutschrift besitzt Stratton nun wirtschaftlich 12.315 aktienäquivalente Einheiten. Es gab keine Käufe oder Verkäufe von Abbott-Stammaktien am offenen Markt; die Transaktion stellt eine nicht-derivative Vergütung für die Vorstandsarbeit dar und verursacht daher keinen unmittelbaren Geldabfluss beim Insider.

Die Meldung enthält keine Angaben zu Änderungen im Besitz von Stammaktien, Ausübung von Optionen oder Veräußerung von Derivaten. Angesichts der Marktkapitalisierung und des täglichen Handelsvolumens von Abbott ist die Hinzufügung von 282 Einheiten für das Gesamtangebot an Aktien unerheblich und hauptsächlich administrativer Natur, erhöht jedoch geringfügig die wirtschaftliche Ausrichtung des Direktors mit den Aktionären.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine fee deferral; negligible market impact.

The transaction reflects standard director compensation converted into stock-tracking units under a grantor trust. Because the units are cash-settled at retirement and do not represent newly issued shares, dilution is non-existent. The 282-unit addition (≈$38 k in notional value) lifts Stratton’s deferred balance to 12,315 units, reinforcing long-term alignment but offering no trading signal. From a governance perspective, continued accumulation of stock-linked compensation is normal practice at Abbott and poses neither risk nor benefit to other investors beyond marginal incentive alignment. Overall impact on valuation or liquidity is neutral.

Abbott Laboratories (ABT) – Transazione Interna Form 4

Il direttore John G. Stratton ha comunicato l'accredito ordinario di 282 Unità Equivalenti Azionarie sul suo conto di compensi differiti in data 30 giugno 2025. Queste unità riflettono la performance delle azioni ordinarie Abbott e vengono liquidate in contanti, generalmente al compimento dei 65 anni del direttore o al suo pensionamento dal consiglio. Le unità sono state valutate a 136,01 $ ciascuna, corrispondente al prezzo di riferimento delle azioni alla data della transazione. Dopo l'accredito, Stratton detiene ora beneficiariamente 12.315 unità equivalenti azionarie. Non si sono verificate operazioni di acquisto o vendita sul mercato aperto di azioni ordinarie Abbott; la transazione rappresenta una remunerazione non derivata per il servizio nel consiglio e pertanto non comporta un esborso immediato di denaro da parte dell'insider.

Il deposito non rivela variazioni nella proprietà di azioni ordinarie, esercizi di opzioni o cessioni di strumenti derivati. Considerando la capitalizzazione di mercato di Abbott e il volume di scambi giornalieri, l'aggiunta di 282 unità è irrilevante rispetto all'offerta complessiva di azioni ed è principalmente di natura amministrativa, ma aumenta leggermente l'allineamento economico del direttore con gli azionisti.

Abbott Laboratories (ABT) – Transacción Interna Formulario 4

El director John G. Stratton informó el abono rutinario de 282 Unidades Equivalentes a Acciones en su cuenta de honorarios diferidos el 30 de junio de 2025. Estas unidades reflejan el desempeño de las acciones ordinarias de Abbott y se liquidan en efectivo, generalmente cuando el director cumple 65 años o se retira del consejo. Las unidades se valoraron en $136.01 cada una, igualando el precio de referencia de las acciones en la fecha de la transacción. Tras el abono, Stratton posee beneficiosamente 12,315 unidades equivalentes a acciones. No se realizaron compras ni ventas en el mercado abierto de acciones ordinarias de Abbott; la transacción representa una compensación no derivada por el servicio en el consejo y, por lo tanto, no implica una salida inmediata de efectivo por parte del insider.

La presentación no revela cambios en la propiedad de acciones ordinarias, ejercicios de opciones o disposiciones de derivados. Dada la capitalización de mercado y el volumen diario de negociación de Abbott, la adición de 282 unidades es insignificante para la oferta total de acciones y es principalmente administrativa, aunque incrementa marginalmente la alineación económica del director con los accionistas.

애보트 래버러토리스(ABT) – Form 4 내부자 거래 보고

이사 John G. Stratton은 2025년 6월 30일 282 주식 등가 단위가 그의 이연 수수료 계정에 정기적으로 적립되었음을 보고했습니다. 이 단위들은 애보트 보통주의 성과를 반영하며, 일반적으로 이사가 65세가 되거나 이사회에서 은퇴할 때 현금으로 정산됩니다. 단위당 가치는 거래일 기준 주가와 동일한 $136.01로 평가되었습니다. 적립 후 Stratton 이사는 현재 12,315 주식 등가 단위를 실질적으로 보유하고 있습니다. 애보트 보통주의 공개 시장 매매는 없었으며, 이 거래는 이사회 서비스에 대한 비파생 보상으로 내부자의 즉각적인 현금 유출이 발생하지 않습니다.

신고서에는 보통주 소유권 변경, 옵션 행사 또는 파생상품 처분에 대한 내용이 포함되어 있지 않습니다. 애보트의 시가총액과 일일 거래량을 고려할 때 282 단위 추가는 전체 주식 공급에 미미하며 주로 행정적인 성격이지만, 이사의 주주와의 경제적 이해관계는 다소 강화됩니다.

Abbott Laboratories (ABT) – Transaction d’initié Formulaire 4

Le directeur John G. Stratton a déclaré le crédit habituel de 282 unités équivalentes en actions sur son compte de rémunération différée le 30 juin 2025. Ces unités reflètent la performance des actions ordinaires d’Abbott et sont réglées en espèces, généralement lorsque le directeur atteint l’âge de 65 ans ou prend sa retraite du conseil d’administration. Les unités ont été évaluées à 136,01 $ chacune, correspondant au cours de référence des actions à la date de la transaction. Après ce crédit, Stratton détient désormais bénéficiairement 12 315 unités équivalentes en actions. Aucune transaction d’achat ou de vente d’actions ordinaires Abbott sur le marché libre n’a eu lieu ; cette opération constitue une rémunération non dérivée pour le service au conseil et n’entraîne donc pas de sortie immédiate de trésorerie pour l’initié.

Le dépôt ne révèle aucun changement dans la détention d’actions ordinaires, l’exercice d’options ou la cession de produits dérivés. Compte tenu de la capitalisation boursière d’Abbott et du volume de transactions quotidien, l’ajout de 282 unités est négligeable par rapport à l’offre globale d’actions et est principalement administratif, mais augmente légèrement l’alignement économique du directeur avec les actionnaires.

Abbott Laboratories (ABT) – Form 4 Insider-Transaktion

Der Direktor John G. Stratton meldete die routinemäßige Gutschrift von 282 aktienäquivalenten Einheiten auf sein aufgeschobenes Honorar-Konto am 30. Juni 2025. Diese Einheiten spiegeln die Wertentwicklung der Stammaktien von Abbott wider und werden in der Regel in bar ausgezahlt, wenn der Direktor 65 Jahre alt wird oder aus dem Vorstand ausscheidet. Die Einheiten wurden mit jeweils 136,01 $ bewertet, entsprechend dem Aktienkurs am Transaktionsdatum. Nach der Gutschrift besitzt Stratton nun wirtschaftlich 12.315 aktienäquivalente Einheiten. Es gab keine Käufe oder Verkäufe von Abbott-Stammaktien am offenen Markt; die Transaktion stellt eine nicht-derivative Vergütung für die Vorstandsarbeit dar und verursacht daher keinen unmittelbaren Geldabfluss beim Insider.

Die Meldung enthält keine Angaben zu Änderungen im Besitz von Stammaktien, Ausübung von Optionen oder Veräußerung von Derivaten. Angesichts der Marktkapitalisierung und des täglichen Handelsvolumens von Abbott ist die Hinzufügung von 282 Einheiten für das Gesamtangebot an Aktien unerheblich und hauptsächlich administrativer Natur, erhöht jedoch geringfügig die wirtschaftliche Ausrichtung des Direktors mit den Aktionären.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shapiro Richard A

(Last) (First) (Middle)
2210 WOODLAND DRIVE

(Street)
MANITOWOC WI 54220

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ORION ENERGY SYSTEMS, INC. [ OESX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/01/2025 A(1) 20,000 A $0 66,878 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of July 1, 2026, 2027 and 2028, respectively.
/s/ Steven R. Barth, Attorney-in-Fact for Richard A. Shapiro 07/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Abbott Laboratories (ABT) report?

Director John G. Stratton received 282 Stock Equivalent Units on 30 Jun 2025 as part of deferred board fees.

Did the director buy or sell Abbott common shares?

No common shares were bought or sold; the filing records a non-derivative credit of stock-tracking units linked to Abbott’s share price.

What is the total number of units the director now holds?

After the transaction, Stratton beneficially owns 12,315 stock-equivalent units.

What was the reference price for the credited units?

The units were valued at $136.01 per unit on the transaction date.

Are Stock Equivalent Units dilutive to Abbott shareholders?

No. The units are cash-settled and do not involve the issuance of new Abbott shares, so there is no dilution.
Orion Energy Sys Inc

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