Every Form 4 that Orion Energy Systems, Inc. (OESX) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow OESX and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full OESX filings page.
ORION ENERGY SYSTEMS, INC. (OESX) director Heather L. Wishart-Smith purchased 1,054 shares of Common Stock on 2026-08-20 at $18.9635 per share in an open market or private transaction. Following this trade, she holds 11,405 shares directly and 1,602 shares indirectly through the Heather Lyn Wishart-Smith Trust.
Wishart-Smith Heather L reported acquisition or exercise transactions in this Form 4 filing.
Orion Energy Systems director Heather L. Wishart-Smith received a grant of 2,532 shares of restricted common stock on August 11, 2026 under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, at a stated price of $0.0000 per share as an award. The restricted stock vests and becomes exercisable in three equal installments, with one-third vesting on each of August 11, 2027, 2028, and 2029.
After this grant, direct beneficial ownership stands at 10,351 shares of common stock. In addition, 1,602 shares are held indirectly by the Heather Lyn Wishart-Smith Trust. The company previously effected a 1-for-10 reverse stock split on August 22, 2025, which reduced the reporting person’s beneficial ownership by 70,379 shares held directly and 14,423 shares held indirectly.
ORION ENERGY SYSTEMS, INC. disclosed equity awards to Chief Executive Officer Sally A. Washlow. She received 25,000 stock options to buy common stock at an exercise price of $19.75 per share, expiring on August 11, 2036, which become exercisable in three equal increments only if specified average closing price hurdles of $30.00, $40.00 and $50.00 are met while she remains employed. She also received 12,000 shares of restricted stock that vest one-third on each of August 11, 2027, 2028 and 2029. Following these grants, she directly holds 61,259 shares of common stock and has an existing option position covering 50,000 shares at an exercise price of $6.00 per share, plus 100 shares held indirectly by her spouse.
Shapiro Richard A reported acquisition or exercise transactions in this Form 4 filing.
Orion Energy Systems director Richard A. Shapiro received a grant of 2,532 shares of restricted common stock on August 11, 2026 under the 2016 Omnibus Incentive Plan. The restricted stock vests in three equal installments on August 11, 2027, 2028 and 2029. Following this grant, he directly holds 9,219 shares of common stock. A prior 1-for-10 reverse stock split effective August 22, 2025 reduced his direct beneficial ownership by 60,191 shares.
Orion Energy Systems director Ellen B. Richstone received a grant of 2,532 shares of restricted common stock on August 11, 2026 under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. The award vests in three equal installments on August 11 of 2027, 2028, and 2029. Following this grant, Richstone directly beneficially owns 35,897 shares of common stock.
A prior 1-for-10 reverse stock split on August 22, 2025 had reduced her directly held common shares by 300,293 shares through automatic conversion.
Otten Anthony L. reported acquisition or exercise transactions in this Form 4 filing.
ORION ENERGY SYSTEMS, INC. director Anthony L. Otten received a grant of 2,532 shares of restricted common stock on August 11, 2026 under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan. Following this equity award, he directly holds 25,973 shares of common stock.
The restricted stock vests in three equal installments, with 1/3 of the shares vesting on each of August 11, 2027, 2028, and 2029. A prior 1-for-10 reverse stock split on August 22, 2025 reduced his directly held shares by 210,971.
ORION ENERGY SYSTEMS, INC. reported that President and COO Scott A. Green received equity awards on August 11, 2026. He was granted 17,500 stock options to buy common stock at an exercise price of $19.75 per share, expiring on August 11, 2036, which become exercisable in three equal increments only if specified stock price performance hurdles of $30.00, $40.00 and $50.00 are achieved while he remains employed. He also received 9,000 shares of restricted stock, vesting in three equal installments on August 11, 2027, 2028 and 2029, and his directly held common stock position after the grant is 129,678 shares. A prior option grant remains outstanding, giving rights over 12,500 underlying shares at an exercise price of $6.00 per share, adjusted for a prior 1-for-10 reverse stock split.
Orion Energy Systems EVP, CFO, CAO & Treasurer J. Per Brodin reported equity compensation changes. He received a grant of 9,000 shares of restricted common stock, vesting in three equal installments on August 11 of 2027, 2028 and 2029, and stock options for 17,500 shares at an exercise price of $19.75 per share expiring August 11, 2036. The new options vest in three equal increments only if the average closing sale price of the common stock meets $30.00, $40.00 and $50.00 hurdles for five consecutive trading days within three calendar years after the grant, and if he remains employed through each vesting date. Common stock holdings after these grants total 85,263 shares, reflecting the forfeiture of 16,548 performance shares whose performance conditions were not met. Brodin also continues to hold a prior option, granted July 18, 2025, covering an underlying 12,500 shares at an exercise price of $6.00, with similar stock-price and service-based vesting conditions and an expiration date of July 17, 2035.
Orion Energy Systems CEO Sally A. Washlow reported open-market purchases of company stock on two consecutive days. She bought 955 shares of common stock at a price of $9.50 per share and 1,780 shares at a weighted average price of $9.47 per share, with individual trade prices ranging from $9.44 to $9.50. After these trades, she directly owns 49,259 common shares, and an additional 100 shares are held indirectly by her spouse. She also holds stock options covering 50,000 common shares at an exercise price of $6.00 per share, expiring on July 17, 2035, which vest over time and upon the stock reaching average closing prices of $30.00, $40.00, and $50.00 for five consecutive trading days within three calendar years after the grant date.
ORION ENERGY SYSTEMS, INC. executive J. Per Brodin, EVP, CFO, CAO & Treasurer, reported an open-market purchase of 500 shares of common stock at $11.07 per share. After this transaction, his directly held common stock position increased to 92,811 shares, with 12,500 stock options reported as held directly.
Orion Energy Systems (OESX) CEO and director Sally A. Washlow reported buying common stock and updating option holdings. On 11/19/2025, she purchased 21,166 shares of common stock at $14.17 per share, bringing her directly held common stock to 46,524 shares, plus 100 shares held indirectly by her spouse.
She also reports a stock option to buy 50,000 shares at an exercise price of $6, vesting over time and based on stock price performance hurdles of $30.00, $40.00 and $50.00 if employment conditions are met. The filing explains that a 1-for-10 reverse stock split effective August 22, 2025 reduced her previously reported share and option amounts proportionately and adjusted the option terms.