STOCK TITAN

Orion Energy Systems (OESX) CEO adds 2,735 shares in open-market buys

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Orion Energy Systems CEO Sally A. Washlow reported open-market purchases of company stock on two consecutive days. She bought 955 shares of common stock at a price of $9.50 per share and 1,780 shares at a weighted average price of $9.47 per share, with individual trade prices ranging from $9.44 to $9.50. After these trades, she directly owns 49,259 common shares, and an additional 100 shares are held indirectly by her spouse. She also holds stock options covering 50,000 common shares at an exercise price of $6.00 per share, expiring on July 17, 2035, which vest over time and upon the stock reaching average closing prices of $30.00, $40.00, and $50.00 for five consecutive trading days within three calendar years after the grant date.

Positive

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Negative

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Insider Washlow Sally A.
Role Chief Executive Officer
Bought 2,735 shs ($26K)
Type Security Shares Price Value
Purchase Common Stock 1,780 $9.47 $17K
Purchase Common Stock 955 $9.50 $9K
holding Stock Options (right to buy) -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 49,259 shares (Direct, null); Stock Options (right to buy) — 50,000 shares (Direct, null); Common Stock — 100 shares (Indirect, By Spouse)
Footnotes (1)
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $9.44 to $9.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. This option becomes exercisable as follows: (i) the portion of the stock option exercisable for one-half of the option shares (25,000 shares) will vest in three equal increments on each of the first three anniversaries of the grant date, provided Ms. Washlow remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date, and (ii) the second one-half of the grant (25,000 shares) will vest, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Ms. Washlow remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date.
Open-market purchase 1 955 shares at $9.50 Common Stock, transaction date June 23, 2026
Open-market purchase 2 1,780 shares at $9.47 weighted avg Common Stock, prices ranged $9.44–$9.50
Total shares bought 2,735 shares Net buy shares in this Form 4
Direct holdings after trades 49,259 shares Common Stock directly owned following transactions
Indirect spouse holdings 100 shares Common Stock held indirectly, by spouse
Stock option strike price $6.00 per share Stock Options (right to buy) for Common Stock
Option underlying shares 50,000 shares Common Stock underlying options expiring July 17, 2035
Option expiration July 17, 2035 Expiration date of stock options (right to buy)
open-market purchase financial
"transaction_action is described as an open-market purchase of Common Stock"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
weighted average price financial
"The price in Column 4 is a weighted average price for the trades"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Stock Options (right to buy) financial
"Security title is listed as Stock Options (right to buy) for Common Stock"
average closing sale price financial
"Vesting depends on the average closing sale price reaching $30, $40 and $50"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Washlow Sally A.

(Last)(First)(Middle)
2210 WOODLAND DRIVE

(Street)
MANITOWOC WISCONSIN 54220

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ORION ENERGY SYSTEMS, INC. [ OESX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/23/2026P955A$9.547,479D
Common Stock06/24/2026P1,780A$9.47(1)49,259D
Common Stock100IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (right to buy)$6 (2)07/17/2035Common Stock50,00050,000D
Explanation of Responses:
1. The price in Column 4 is a weighted average price. The prices actually received ranged from $9.44 to $9.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
2. This option becomes exercisable as follows: (i) the portion of the stock option exercisable for one-half of the option shares (25,000 shares) will vest in three equal increments on each of the first three anniversaries of the grant date, provided Ms. Washlow remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date, and (ii) the second one-half of the grant (25,000 shares) will vest, if at all, in three equal increments if the average closing sale price of Orion Energy Systems, Inc.'s common stock, for five consecutive trading days during the three calendar years immediately following the date of the grant, equals or exceeds $30.00, $40.00 and $50.00, respectively, provided Ms. Washlow remains in Orion Energy Systems, Inc.'s employment until the applicable vesting date.
/s/ Steven R. Barth, Attorney-in-Fact for Sally A. Washlow06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Orion Energy Systems (OESX) CEO Sally Washlow do in this Form 4?

Sally Washlow reported buying Orion Energy Systems common stock in the open market. She executed two purchases totaling 2,735 shares, increasing her direct ownership and signaling additional personal capital committed to the company’s shares.

How many Orion Energy Systems (OESX) shares did the CEO buy and at what prices?

She purchased 955 common shares at $9.50 per share and 1,780 shares at a weighted average price of $9.47, with individual trade prices ranging from $9.44 to $9.50 per share in open-market transactions.

What is Sally Washlow’s Orion Energy Systems (OESX) share ownership after these trades?

After the reported trades, she directly owns 49,259 Orion Energy Systems common shares. In addition, 100 shares are held indirectly through her spouse, giving her a mix of direct and indirect equity exposure to the company.

What stock options does the Orion Energy Systems (OESX) CEO hold?

She holds stock options for 50,000 Orion Energy Systems common shares with a $6.00 exercise price, expiring on July 17, 2035. These options represent potential future share acquisitions if exercised.

How do the CEO’s Orion Energy Systems (OESX) stock options vest?

Half of the 50,000-share option vests in three equal annual installments if she remains employed. The other half vests in three equal tranches only if average closing prices reach $30, $40 and $50 for five consecutive trading days within three years.

Does this Form 4 show any Orion Energy Systems (OESX) stock held indirectly by the CEO?

Yes. The filing shows 100 Orion Energy Systems common shares held indirectly, labeled as owned “By Spouse.” This indicates a small additional holding associated with the CEO through family ownership.