Welcome to our dedicated page for ORION ENERGY SYSTEMS SEC filings (Ticker: OESX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Orion Energy Systems, Inc. filings document the company's public-company disclosures for an operating business in LED lighting, EV charging infrastructure, maintenance services and energy project work. Recent Form 8-K reports furnish operating and financial results, revenue outlook updates, material-event disclosures and exhibits tied to press releases.
The filing record also covers capital-structure activity, including common stock sold under an underwriting agreement and shelf registration statement, as well as material agreements, governance matters, shareholder voting matters and executive compensation arrangements. These disclosures describe Orion's no-par-value common stock, Nasdaq Capital Market listing, corporate governance actions and financing arrangements.
Orion Energy Systems, Inc. disclosure: North Star Investment Management Corporation reports beneficial ownership of 525,552 shares of common stock, representing 14.93% of the class as of the filing. The filer reports 295,000 shares with sole voting and dispositive power and 230,552 shares with shared voting and dispositive power. The amendment is signed by the Chief Compliance Officer on 04/06/2026.
Orion Energy Systems, Inc. reached a comprehensive settlement with the Connors Parties over disputed Voltrek earn-out obligations. The company made a one-time cash payment of $3.0 million on March 18, 2026, to Final Frontier, resolving the CPA firm arbitration, a related AAA arbitration, and all earn-out statement disputes.
The settlement terminates the MIPA, all related earn-out agreements, and all liens and security interests on Orion’s assets, with mutual general releases of claims. Ms. Connors remains a part-time employee and shareholder, and Orion will help the Connors Parties enter a Rule 10b5-1 trading plan. Separately, effective March 19, 2026, Orion agreed to terminate two long-term New Jersey solar PPAs by transferring the solar arrays to a third party in exchange for $1.3 million in cash, expected within 21 days, which will significantly offset the settlement payment.
Orion Energy Systems, Inc. is registering up to $100.0 million of securities on a shelf registration, permitting offers of debt, common stock, preferred stock, warrants, subscription rights, stock purchase contracts and units.
The filing also reoffers $93.0 million of unsold securities previously registered under the company’s March 10, 2023 registration statement pursuant to Rule 415; those unsold securities may be issued until effectiveness or within the Rule 415 timing limits. The prospectus states the company may sell securities in one or more classes or series and that specific terms will be provided in prospectus supplements.
Context: the last reported sale price was $11.06 per share on March 5, 2026, shares outstanding were 4,052,863 as of March 5, 2026, and the public float was stated as $71.2 million (based on 3,878,734 shares and a closing price of $18.36 on January 29, 2026).
Orion Energy Systems filed an amendment to a Schedule 13G reporting ownership by North Star Investment Management Corporation. The filing states 483,052 shares beneficially owned, representing 13.72% of common stock as of the filing, with 265,000 shares held with sole voting and dispositive power and 218,052 shares held with shared voting and dispositive power.
The amendment is signed by the reporting firm's Chief Compliance Officer and dated 03/03/2026.
ORION ENERGY SYSTEMS, INC. executive J. Per Brodin, EVP, CFO, CAO & Treasurer, reported an open-market purchase of 500 shares of common stock at $11.07 per share. After this transaction, his directly held common stock position increased to 92,811 shares, with 12,500 stock options reported as held directly.
Orion Energy Systems returned to quarterly profitability while growing revenue and expanding its EV and maintenance businesses. For the quarter ended December 31, 2025, revenue rose to $21.1 million from $19.6 million, driven mainly by higher EV charging and maintenance service volume. Gross margin improved to 30.9% from 29.4%, as mix and cost controls offset slightly higher product and service costs.
Orion posted net income of $0.2 million, compared with a $1.5 million loss a year earlier, and its nine‑month loss narrowed sharply to $1.7 million from $8.9 million. The company highlighted about $6.5 million of annual operating expense reductions over two years and a 1‑for‑10 reverse stock split that restored Nasdaq compliance. It also secured a large new exterior lighting project expected to generate roughly $14–$15 million of revenue and renewed a three‑year maintenance contract with an estimated $42–$45 million revenue opportunity. As of December 31, 2025, Orion held $4.7 million in cash and had $9.8 million of debt outstanding, and subsequently raised approximately $6.4 million in a February 2026 stock offering to help pay down its credit facility.
Orion Energy Systems, Inc. filed a current report to notify investors that it released its quarterly financial results. On February 5, 2026, the company issued a press release covering its fiscal 2026 quarter ended December 31, 2025. The press release is included as Exhibit 99.1, while Exhibit 104 provides the cover page interactive data file embedded in the Inline XBRL document.
Orion Energy Systems, Inc. entered into an underwriting agreement with Craig-Hallum Capital Group LLC and sold 500,000 shares of its common stock in an underwritten offering. The transaction closed on February 2, 2026, and generated approximately $6.4 million in net proceeds for the company after fees and expenses.
Orion plans to use most of the cash to reduce amounts outstanding under its existing credit agreement, with the remaining funds allocated to working capital and general corporate purposes. The offering was conducted as a takedown from Orion’s previously effective shelf registration statement on Form S-3.
Under the agreement and related lock-up arrangements, Orion and all of its directors and executive officers agreed not to sell or transfer company securities for 90 days after February 2, 2026, unless the underwriter consents. The filing also references customary indemnification, closing conditions, and legal opinions related to the share issuance.
Orion Energy Systems is issuing 500,000 shares of common stock at $14.00 per share, a public offering of $7.0 million with expected net proceeds of about $6.4 million. The company plans to primarily repay borrowings under its revolving credit facility and use the balance for working capital and general corporate purposes.
Orion expects preliminary unaudited revenue of approximately $21.1 million for the quarter ended December 31, 2025, with positive net income, earnings per share and a fifth consecutive quarter of positive adjusted EBITDA. It reports cash of about $4.7 million, revolver borrowings of roughly $5.8 million and subordinated debt of about $1.4 million as of that date.
The company highlights a new large exterior LED lighting project for an international retailer expected to generate $14–$15 million of revenue, mostly by July 2026, alongside a previously renewed three‑year maintenance contract estimated at $42–$45 million. Orion also discloses significant risks, including dependence on additional capital, potential adverse arbitration over Voltrek earnouts, customer concentration, tariff exposure, EV policy uncertainty and ongoing cost and pricing pressure in a competitive LED and EV infrastructure market.