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OFA Group (OFAL) director Chiang John submits initial Form 3 insider report

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

OFA Group director files initial ownership report

OFA Group director Chiang John filed a Form 3, which is an initial statement of beneficial ownership for insiders. The filing does not report any transactions or derivative positions, serving mainly to register his status as a reporting insider for the company.

Positive

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Negative

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Chiang John

(Last)(First)(Middle)
609 DEEP VALLEY DRIVE, SUITE 200

(Street)
ROLLING HILLS CALIFORNIA 90274

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
OFA Group [ OFAL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ John Chiang03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the OFAL Form 3 filed by Chiang John report?

The Form 3 for OFA Group (OFAL) reports that Chiang John is a director and now an insider under SEC rules. It does not list any stock transactions or derivative positions, functioning as his initial beneficial ownership statement.

Does the OFAL Form 3 for Chiang John show any share purchases or sales?

No, the Form 3 for Chiang John shows no share purchases, sales, or other transactions. It simply records his status as a director and reporting person at OFA Group without detailing any current holdings or recent trades.

What insider role does Chiang John have at OFA Group (OFAL)?

The filing identifies Chiang John as a director of OFA Group. As a director, he is considered an insider under SEC rules and must report his beneficial ownership and future transactions in company securities on Forms 3, 4, and 5.

Are any derivative securities disclosed in the OFAL Form 3 for Chiang John?

No derivative securities are disclosed for Chiang John in this Form 3. The derivative summary is empty, indicating no reported options, warrants, or similar instruments tied to OFA Group at the time of this initial ownership statement.

What does a zero transaction count mean in OFAL’s Form 3 for Chiang John?

The zero transaction counts indicate no reported insider trades by Chiang John in this filing. The Form 3 is purely an initial registration of his insider status and does not reflect buying, selling, exercises, gifts, or restructuring events.
OFA Group

NASDAQ:OFAL

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Rolling Hills