Once Upon a Farm director reports 3,403-share options

The reported options have a stated expiration date of March 15, 2031.

Rhea-AI Filing Summary

Once Upon a Farm, PBC director Scott James Morris reported direct holdings as of October 19, 2026, of 1 common share and employee stock options covering 3,403 common shares. The options have a $1.45 per-share exercise price and were granted pursuant to the company’s 2021 Omnibus Incentive Plan.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Morris Scott James

Role Director

Type	Security	Shares	Price	Value
holding	Employee Stock Options (right to buy) F1	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Employee Stock Options (right to buy) — 3,403 contracts (Direct); Common Stock — 1 shares (Direct)

Footnotes (1)

1. F1. Represents stock options granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan.

Key Figures

Common shares underlying options: 3,403 shares Direct common stock holdings: 1 share Exercise price: $1.45 per share +1 more

4 metrics

Common shares underlying options 3,403 shares Options reported as of October 19, 2026

Direct common stock holdings 1 share Reported as of October 19, 2026

Exercise price $1.45 per share Employee stock options

Option expiration March 15, 2031 Employee stock options

Key Terms

Employee Stock Options (right to buy), 2021 Omnibus Incentive Plan, exercise price

3 terms

Employee Stock Options (right to buy) financial

"Employee Stock Options (right to buy)"

2021 Omnibus Incentive Plan financial

"granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan"

exercise price financial

"The options have a $1.45 per-share exercise price"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What OFRM holdings did director Scott James Morris report?

Scott James Morris reported 1 directly held common share and employee stock options covering 3,403 common shares as of October 19, 2026.

What are the terms of Scott James Morris’s OFRM options?

The options cover 3,403 common shares, have a $1.45 per-share exercise price, expire March 15, 2031, and were granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/21/2026 - 04:25 PM EDT Accepted by SEC EDGAR 10/21/2026 - 04:18 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Morris Scott James

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CALIFORNIA 94710

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
10/19/2026

3. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Options (right to buy)(1)	03/15/2021	03/15/2031	Common Stock	3,403	$1.45	D

Explanation of Responses:

1. Represents stock options granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney

	/s/ Teresa White, as Attorney-in-fact	10/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)