Welcome to our dedicated page for Once Upon a Farm, PBC SEC filings (Ticker: OFRM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Once Upon a Farm, PBC's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Once Upon a Farm, PBC's regulatory disclosures and financial reporting.
Once Upon a Farm, PBC executive Lawrence Steven Waldman, President and Chief Financial Officer, reported a sale of 1,206 shares of Common Stock on 2026-08-10 at $18.01 per share. According to the company’s disclosure, the shares were sold to cover tax withholding obligations arising from the vesting of restricted stock units. Following this transaction, Waldman directly holds 101,676 shares of Common Stock. The transaction was not reported as being made under a Rule 10b5-1 trading plan.
Once Upon a Farm, PBC Chief Accounting Officer Chris Folena reported selling 724 shares of common stock on August 10, 2026 at $18.01 per share. According to the disclosure, these shares were sold to cover tax withholding obligations related to the vesting of restricted stock units, leaving 12,724 shares held directly afterward.
Once Upon a Farm, PBC director and Chief Innovation Officer Cassandra Nicole Curtis reported a sale of 75 shares of common stock on 2026-08-10 at $18.01 per share. According to the disclosure footnote, the shares were sold to cover tax withholding obligations related to vesting restricted stock units. Following this transaction, Curtis held 432,908 shares of common stock directly.
Westwood Management Corporation reported its holdings of common stock of Once Upon a Farm, PBC. The firm beneficially owned 1,997,312 shares, representing 4.77% of the class, indicating ownership of under five percent of the company’s outstanding common stock.
Westwood Management Corporation had sole voting power over 1,436,413 shares and shared voting power over 168 shares. It also had sole dispositive power over 560,731 shares and shared dispositive power over 168 shares. The filer stated that the securities are not held for the purpose of changing or influencing control of Once Upon a Farm, PBC.
Once Upon a Farm, PBC director Larry Peiros reported internal transfers of common stock on August 5, 2026. He retitled 63,393 shares from direct ownership into the Lawrence and Carole Peiros Trust and moved 81,514 shares from the Peiros Family Trust into the Peiros Family Investment Partnership. Following these restructurings, he holds 6,112 shares directly, 63,393 via the Lawrence and Carole Peiros Trust, and 81,514 via the Peiros Family Investment Partnership; the footnote describes these movements as retitling, and the net number of OFRM shares reported did not change.
Once Upon a Farm, PBC reported net sales of $85,392 and $158,112 (figures in thousands) for the quarter and six months ended June 30, 2026, increases of 42% and 43% over 2025. Growth came from both baby and kid pouches and snacks, new SKUs and an expanding base of over 4,100 in-store coolers.
Gross profit rose to $30,649 in Q2, though gross margin slipped to 36% from 41% due to higher trade spending and product mix. Selling, general and administrative expenses increased to $36,288 in Q2, producing an operating loss of $5,639 and a net loss of $4,950, or $0.12 per share; first-half net loss was $20,761, or $0.60 per share.
In February 2026 the company completed an IPO, raising approximately $138.5 million in net proceeds. All convertible preferred stock and Convertible Notes converted into common equity, $43,000 of revolving credit borrowings were repaid, cash and cash equivalents reached $93,541, total liabilities declined to $47,347, and stockholders’ equity improved to $155,282.
Once Upon a Farm, PBC reported second quarter 2026 net sales of $85.4 million, up 42.3% from $60.0 million a year earlier, driven largely by 40.3% volume growth. Gross margin was 35.9%, down from 40.7%, reflecting higher trade spend and mix. The company posted a net loss of $5.0 million, improving from a $9.0 million loss, while Adjusted EBITDA was a loss of $1.7 million versus positive $2.0 million.
As of June 30, 2026, Once Upon a Farm held $93.5 million in cash and cash equivalents and had no debt, compared with $10.9 million in cash and total debt of $60.2 million at December 31, 2025, reflecting IPO proceeds and debt repayment. For full-year 2026, it now expects net sales of $327–$335 million, representing 36–39% growth versus 2025, and Adjusted EBITDA of $3–$4.5 million, raising its prior outlook for both metrics.
Once Upon a Farm, PBC filings show affiliated investment managers reported shared beneficial ownership positions in the company's common stock.
Integrated Core Strategies (US) LLC reported 2,196,864 shares (5.2%), and Millennium Management LLC, Millennium Group Management LLC and Israel A. Englander each reported 2,262,211 shares (5.4%).
Once Upon a Farm, PBC Schedule 13G shows Westwood Management Corporation beneficially owns 2,116,360 shares of Common Stock, representing 5.05% of the class. The filing lists sole voting power for 1,555,461 shares and was signed on 05/27/2026.
Once Upon a Farm, PBC disclosure: Jennifer Anne Garner is reported as the beneficial owner of 3,057,280 shares of Common Stock, representing approximately 7.1% of the class as of March 31, 2026. The total includes 1,788,861 shares held directly by Ms. Garner, 146,683 shares held by the Jennifer Garner Trust, and 1,121,736 shares subject to fully exercisable options.
The filing cites 41,881,392 shares outstanding as of March 6, 2026 from the issuer's Form 10-K and states the percentage calculation adds options exercisable within 60 days in accordance with Rule 13d-3(d)(1)(i).