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Once Upon a Farm, PBC (OFRM) SEC Filings

OFRM NYSE
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Once Upon a Farm, PBC (OFRM) reported that Chief Accounting Officer Chris Folena sold 662 shares of common stock on September 14, 2026 at $16.98 per share. According to the company’s disclosure, the shares were sold to cover tax withholding obligations from vesting restricted stock units, and Folena now holds 12,062 shares directly. No Rule 10b5-1 trading plan is reported for this transaction.

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Once Upon a Farm, PBC (OFRM) reported that President and Chief Financial Officer Lawrence Steven Waldman sold 1,102 shares of common stock on September 14, 2026 at $16.98 per share. According to the company, the shares were sold to cover tax withholding obligations from vesting restricted stock units, and Waldman now holds 100,574 shares directly.

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Once Upon a Farm, PBC (OFRM) reported that Chief Innovation Officer and director Cassandra Nicole Curtis sold 68 shares of common stock on September 14, 2026 at $16.98 per share. The company notes these shares were sold to cover tax withholding obligations arising from the vesting of restricted stock units, and Curtis now holds 432,840 shares directly.

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Once Upon a Farm, PBC executive Lawrence Steven Waldman, President and Chief Financial Officer, reported a sale of 1,206 shares of Common Stock on 2026-08-10 at $18.01 per share. According to the company’s disclosure, the shares were sold to cover tax withholding obligations arising from the vesting of restricted stock units. Following this transaction, Waldman directly holds 101,676 shares of Common Stock. The transaction was not reported as being made under a Rule 10b5-1 trading plan.

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Once Upon a Farm, PBC Chief Accounting Officer Chris Folena reported selling 724 shares of common stock on August 10, 2026 at $18.01 per share. According to the disclosure, these shares were sold to cover tax withholding obligations related to the vesting of restricted stock units, leaving 12,724 shares held directly afterward.

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Once Upon a Farm, PBC director and Chief Innovation Officer Cassandra Nicole Curtis reported a sale of 75 shares of common stock on 2026-08-10 at $18.01 per share. According to the disclosure footnote, the shares were sold to cover tax withholding obligations related to vesting restricted stock units. Following this transaction, Curtis held 432,908 shares of common stock directly.

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Westwood Management Corporation reported its holdings of common stock of Once Upon a Farm, PBC. The firm beneficially owned 1,997,312 shares, representing 4.77% of the class, indicating ownership of under five percent of the company’s outstanding common stock.

Westwood Management Corporation had sole voting power over 1,436,413 shares and shared voting power over 168 shares. It also had sole dispositive power over 560,731 shares and shared dispositive power over 168 shares. The filer stated that the securities are not held for the purpose of changing or influencing control of Once Upon a Farm, PBC.

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Once Upon a Farm, PBC director Larry Peiros reported internal transfers of common stock on August 5, 2026. He retitled 63,393 shares from direct ownership into the Lawrence and Carole Peiros Trust and moved 81,514 shares from the Peiros Family Trust into the Peiros Family Investment Partnership. Following these restructurings, he holds 6,112 shares directly, 63,393 via the Lawrence and Carole Peiros Trust, and 81,514 via the Peiros Family Investment Partnership; the footnote describes these movements as retitling, and the net number of OFRM shares reported did not change.

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Once Upon a Farm, PBC reported net sales of $85,392 and $158,112 (figures in thousands) for the quarter and six months ended June 30, 2026, increases of 42% and 43% over 2025. Growth came from both baby and kid pouches and snacks, new SKUs and an expanding base of over 4,100 in-store coolers.

Gross profit rose to $30,649 in Q2, though gross margin slipped to 36% from 41% due to higher trade spending and product mix. Selling, general and administrative expenses increased to $36,288 in Q2, producing an operating loss of $5,639 and a net loss of $4,950, or $0.12 per share; first-half net loss was $20,761, or $0.60 per share.

In February 2026 the company completed an IPO, raising approximately $138.5 million in net proceeds. All convertible preferred stock and Convertible Notes converted into common equity, $43,000 of revolving credit borrowings were repaid, cash and cash equivalents reached $93,541, total liabilities declined to $47,347, and stockholders’ equity improved to $155,282.

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Once Upon a Farm, PBC reported second quarter 2026 net sales of $85.4 million, up 42.3% from $60.0 million a year earlier, driven largely by 40.3% volume growth. Gross margin was 35.9%, down from 40.7%, reflecting higher trade spend and mix. The company posted a net loss of $5.0 million, improving from a $9.0 million loss, while Adjusted EBITDA was a loss of $1.7 million versus positive $2.0 million.

As of June 30, 2026, Once Upon a Farm held $93.5 million in cash and cash equivalents and had no debt, compared with $10.9 million in cash and total debt of $60.2 million at December 31, 2025, reflecting IPO proceeds and debt repayment. For full-year 2026, it now expects net sales of $327–$335 million, representing 36–39% growth versus 2025, and Adjusted EBITDA of $3–$4.5 million, raising its prior outlook for both metrics.

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FAQ

How many Once Upon a Farm, PBC (OFRM) SEC filings are available on StockTitan?

StockTitan tracks 55 SEC filings for Once Upon a Farm, PBC (OFRM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Once Upon a Farm, PBC (OFRM)?

The most recent SEC filing for Once Upon a Farm, PBC (OFRM) was filed on September 16, 2026.