Welcome to our dedicated page for Once Upon a Farm, PBC SEC filings (Ticker: OFRM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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CAVU Venture Partners II, LP reported acquisition or exercise transactions in a Form 4 filing for OFRM. The filing lists transactions totaling 19,586,940 shares. Following the reported transactions, holdings were 7,411,502 shares.
Once Upon a Farm, PBC director Robb Walter E IV reported IPO-related equity changes on February 9, 2026. Multiple series of preferred stock automatically converted, for no additional consideration, into 134,303 shares of common stock at the closing of the company’s initial public offering.
In connection with the IPO, he was granted 6,112 restricted stock units, which vest fully on the earlier of the first anniversary of the IPO closing or the next annual stockholder meeting, subject to continued board service. He also purchased 5,555 shares of common stock at the IPO price of $18 per share. Following these transactions, he directly owned 145,970 shares of common stock.
Once Upon a Farm, PBC director Larry Peiros reported IPO-related equity changes on February 9, 2026. The Peiros Family Trust disposed of 57,372 shares of Series C-1 Preferred Stock and 24,142 shares of Series D Preferred Stock at $0.00 per share as these securities automatically converted, for no additional consideration, into common stock at the closing of the company’s initial public offering.
On the same date, the Peiros Family Trust acquired 81,514 shares of common stock, and Peiros directly acquired 6,112 shares of common stock at $0.00 per share through grant or award. The filing explains that, in connection with the IPO closing, Peiros was granted restricted stock units that vest fully on the earlier of the first anniversary of the IPO closing or the next annual stockholder meeting, subject to continued Board service.
Once Upon a Farm, PBC reported insider equity changes involving Chief Executive Officer, Co-Founder and Chair John M. Foraker around the company’s initial public offering. On February 9, 2026, preferred shares held through the John & Beth Foraker Revocable Trust were disposed of and automatically converted into common stock for no additional consideration at the IPO closing, and the trust came to hold 1,359,846 shares of common stock. On the same date, Foraker was granted 69,445 restricted stock units directly, which vest 25% on the first anniversary of the IPO closing and 75% in three annual installments, subject to continued service. Separately, on February 5, 2026, he received 98,288 employee stock options with an exercise price of $18 per share, vesting on a similar 4‑year schedule. Additional indirect common share holdings are reported in irrevocable trusts for Mary Kate, Patrick, Jack and Caroline Foraker, each listing 72,463 shares.
Once Upon a Farm, PBC director and Chief Innovation Officer Cassandra Nicole Curtis reported IPO-related equity awards and a disposition of stock appreciation rights. On February 9, 2026, she acquired 6,077 shares of common stock at $0, bringing her directly owned common shares to 425,612.
On the same date, 37,400 stock appreciation rights with a $19.58 exercise price were disposed of to the issuer and settled in cash, leaving 0 SARs outstanding. On February 5, 2026, she was granted 8,601 employee stock options at an $18 exercise price, which vest over four years tied to the initial public offering pricing date.
Once Upon a Farm, PBC director Jennifer Anne Garner reported conversions of preferred stock into common stock tied to the closing of the company’s initial public offering on February 9, 2026. Multiple series of preferred stock automatically converted into common shares for no additional consideration.
On the same date, she acquired 239,360 shares of common stock directly, bringing her direct beneficial ownership to 1,788,861 shares, and 146,683 shares of common stock indirectly through the Jennifer Garner Trust, which now beneficially owns 146,683 shares.
Once Upon a Farm, PBC officer Lawrence Steven Waldman reported IPO-related equity compensation changes. He received 22,570 shares of common stock as a grant in connection with the company’s initial public offering, subject to multi-year vesting tied to continued service.
He also disposed of 93,500 stock appreciation rights back to the issuer, which were fully vested and settled in cash based on the IPO price versus the SAR exercise price. In addition, he was granted 31,944 employee stock options with an $18 exercise price that vest over four years from the IPO pricing date.
Once Upon a Farm, PBC director Megan Reimers Bent reported equity changes tied to the company’s initial public offering. On February 9, 2026, 16,493 shares of Series C-1 Preferred Stock and 29,546 shares of Series C-2 Preferred Stock were disposed of to the issuer and automatically converted, for no additional consideration, into 46,039 shares of common stock.
On the same date, she was granted 6,112 restricted stock units of common stock that vest on the earlier of the first anniversary of the IPO closing or the next annual stockholder meeting, subject to continued board service. Following these transactions, she held 52,151 shares of common stock directly.
Once Upon a Farm, PBC reported that director Dara Bazzano acquired 6,112 shares of common stock through a grant of restricted stock units in connection with the company’s initial public offering. These units vest fully on the earlier of the first anniversary of the IPO closing or the next annual meeting of stockholders, provided Bazzano continues serving on the Board of Directors through that date.
Once Upon a Farm, PBC Chief Accounting Officer Chris Folena reported equity compensation changes tied to the company’s initial public offering. On 02/09/2026, Folena acquired 6,077 shares of common stock as a grant, held directly.
The filing also shows a disposition to the issuer of 37,400 stock appreciation rights on 02/09/2026, which fully vested and were settled in cash in connection with the IPO. On 02/05/2026, Folena received 8,601 employee stock options, which vest 25% on the first anniversary of the IPO pricing and 75% in three equal annual installments thereafter, subject to continued service.