Once Upon a Farm (OFRM) director logs IPO conversion and stock awards

Rhea-AI Filing Summary

Once Upon a Farm, PBC director Megan Reimers Bent reported equity changes tied to the company’s initial public offering. On February 9, 2026, 16,493 shares of Series C-1 Preferred Stock and 29,546 shares of Series C-2 Preferred Stock were disposed of to the issuer and automatically converted, for no additional consideration, into 46,039 shares of common stock.

On the same date, she was granted 6,112 restricted stock units of common stock that vest on the earlier of the first anniversary of the IPO closing or the next annual stockholder meeting, subject to continued board service. Following these transactions, she held 52,151 shares of common stock directly.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Bent Megan Reimers

Role Director

Type	Security	Shares	Price	Value
Disposition	Series C-1 Preferred Stock	16,493	$0.00	--
Disposition	Series C-2 Preferred Stock	29,546	$0.00	--
Grant/Award	Common Stock	46,039	$0.00	--
Grant/Award	Common Stock	6,112	$0.00	--

Holdings After Transaction: Series C-1 Preferred Stock — 0 shares (Direct); Series C-2 Preferred Stock — 0 shares (Direct); Common Stock — 46,039 shares (Direct)

Footnotes (1)

1. The Series C-1 and Series C-2 Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026. In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bent Megan Reimers

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CA 94710

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/09/2026		A		46,039	A	(1)	46,039	D
Common Stock(2)	02/09/2026		A		6,112	A	$0.00	52,151	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series C-1 Preferred Stock	(1)	02/09/2026		D			16,493	(1)	(1)	Common Stock	16,493	$0.00	0.00	D
Series C-2 Preferred Stock	(1)	02/09/2026		D			29,546	(1)	(1)	Common Stock	29,546	$0.00	0.00	D

Explanation of Responses:

1. The Series C-1 and Series C-2 Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

2. In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.

	/s/ Genevieve Kelly, as Attorney-in-fact	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transactions did OFRM director Megan Reimers Bent report on February 9, 2026?

Megan Reimers Bent reported preferred stock converting into common shares and a new equity grant. She disposed of 16,493 Series C-1 and 29,546 Series C-2 Preferred shares, which automatically converted into 46,039 common shares, and received 6,112 restricted stock units, ending with 52,151 common shares.

How many Once Upon a Farm (OFRM) common shares did Megan Reimers Bent hold after the reported transactions?

After the reported transactions, Megan Reimers Bent directly held 52,151 common shares. This total reflects 46,039 common shares received from automatic conversion of preferred stock plus 6,112 restricted stock units granted in connection with the company’s initial public offering-related equity award.

What happened to Megan Reimers Bent’s Series C-1 and Series C-2 Preferred Stock in OFRM?

Her Series C-1 and C-2 Preferred shares were disposed of and automatically converted into common stock. Specifically, 16,493 Series C-1 and 29,546 Series C-2 Preferred shares converted, for no additional consideration, into 46,039 common shares at the closing of Once Upon a Farm’s initial public offering.

What restricted stock units did OFRM grant to director Megan Reimers Bent?

She received a grant of 6,112 restricted stock units of common stock. These units were granted in connection with the closing of Once Upon a Farm’s initial public offering and vest in full on the earlier of the IPO’s first anniversary or the next annual stockholder meeting, subject to continued board service.

When do Megan Reimers Bent’s Once Upon a Farm restricted stock units vest?

The 6,112 restricted stock units vest on a time-based schedule linked to governance dates. They fully vest on the earlier of the first anniversary of the IPO closing or the next annual meeting of stockholders, assuming she continues serving on the Board through that vesting date.