Once Upon a Farm officer receives 12,285 RSU grant

Waldman Lawrence Steven reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Waldman Lawrence Steven reported acquisition or exercise transactions in this Form 4 filing.

Once Upon a Farm, PBC officer Lawrence Steven Waldman received an equity grant in the form of 12,285 restricted stock units on March 12, 2026. These units relate to the company’s common stock and carry a grant price of $0.00 per share, indicating a compensation award rather than a market purchase.

The restricted stock units vest over one year from the grant date, as long as Waldman continues his service with the company through the applicable vesting dates. After this grant, his directly held common stock position reported in this filing is 34,855 shares.

Insider Trade Summary

Grant/Award: 12,285 shares

Grant/Award 1 txn

Insider Waldman Lawrence Steven

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	12,285	$0.00	$0.00

Holdings After Transaction: Common Stock — 34,855 shares (Direct)

Footnotes (1)

1. F1. Represents grant of restricted stock units, which vest over a period of one year from the grant date, subject to the reporting person's continued service with the issuer through the vesting dates.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Once Upon a Farm (OFRM) report for Lawrence Steven Waldman?

Once Upon a Farm reported that officer Lawrence Steven Waldman received 12,285 restricted stock units on March 12, 2026. The award is a stock-based compensation grant, not an open-market purchase, and is tied to his continued service with the company over the vesting period.

Is the OFRM Form 4 transaction a stock purchase or a compensation grant?

The Form 4 shows a compensation grant, not an open-market stock purchase. Waldman received 12,285 restricted stock units at a grant price of $0.00 per share, reflecting an equity award that vests over one year, subject to his continued service with Once Upon a Farm.

How many Once Upon a Farm shares does Lawrence Waldman hold after this Form 4 grant?

After this equity award, Waldman’s directly held common stock position reported in the filing is 34,855 shares. This figure includes the effect of the 12,285 restricted stock units granted on March 12, 2026, which vest over one year based on continued service.

What are the vesting terms of the 12,285 restricted stock units reported by OFRM?

The 12,285 restricted stock units vest over a one-year period starting from the March 12, 2026 grant date. Vesting is conditioned on Waldman’s continued service with Once Upon a Farm through the applicable vesting dates, aligning the award with ongoing employment.

Does the OFRM Form 4 indicate any stock sales by Lawrence Waldman?

The Form 4 does not report any stock sales by Waldman. It shows only an acquisition coded as a grant or award of 12,285 restricted stock units, with a transaction price of $0.00 per share, reflecting compensation rather than a disposition of existing shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 03/16/2026 - 04:44 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Waldman Lawrence Steven

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CA 94710

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	03/12/2026		A		12,285	A	$0	34,855	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents grant of restricted stock units, which vest over a period of one year from the grant date, subject to the reporting person's continued service with the issuer through the vesting dates.

Remarks:

President and Chief Financial Officer

	/s/ Genevieve Kelly, as Attorney-in-fact	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.