Once Upon a Farm (OFRM) CAO sells 724 shares to cover RSU tax withholding

Rhea-AI Filing Summary

Once Upon a Farm, PBC Chief Accounting Officer Chris Folena reported selling 724 shares of common stock on August 10, 2026 at $18.01 per share. According to the disclosure, these shares were sold to cover tax withholding obligations related to the vesting of restricted stock units, leaving 12,724 shares held directly afterward.

Insider Trade Summary

Net Seller: 724 shares

Net Sell 1 txn

Insider Folena Chris

Role Chief Accounting Officer

Sold 724 shs ($13K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	724	$18.01	$13K

Holdings After Transaction: Common Stock — 12,724 shares (Direct)

Footnotes (1)

1. F1. Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Key Figures

Shares sold: 724 shares Sale price per share: $18.01 per share Shares owned after transaction: 12,724 shares

3 metrics

Shares sold 724 shares Common stock sale on August 10, 2026

Sale price per share $18.01 per share Price for the 724 shares of common stock sold

Shares owned after transaction 12,724 shares Directly held common stock following the reported sale

Key Terms

restricted stock units, tax withholding obligations, Sale in open market or private transaction

3 terms

restricted stock units financial

"in connection with the vesting of restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"Shares sold to cover tax withholding obligations in connection"

Sale in open market or private transaction financial

"transaction_code_description: Sale in open market or private transaction"

FAQ

What insider transaction did OFRM Chief Accounting Officer Chris Folena report?

Chris Folena reported a sale of 724 shares of Once Upon a Farm, PBC common stock on August 10, 2026 at $18.01 per share, according to the Form 4 filing.

Why were Chris Folena’s OFRM shares sold in this Form 4 filing?

The shares were sold to cover tax withholding obligations arising from the vesting of restricted stock units, as stated in the footnote to the reported transaction.

How many OFRM shares did Chris Folena sell and at what price?

Chris Folena sold 724 shares of Once Upon a Farm, PBC common stock at a price of $18.01 per share in a transaction coded as a sale.

How many OFRM shares does Chris Folena hold after this reported transaction?

Following the sale to cover tax withholding, Chris Folena directly holds 12,724 shares of Once Upon a Farm, PBC common stock, based on the reported post-transaction ownership.

Was the OFRM insider sale under a Rule 10b5-1 trading plan?

The filing indicates the Rule 10b5-1 trading plan checkbox was not affirmed. The footnote instead specifies that the sale covered tax withholding obligations tied to restricted stock unit vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/12/2026 - 07:21 PM Accepted by SEC EDGAR 08/12/2026 - 07:20 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Folena Chris

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CALIFORNIA 94710

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/10/2026		S(1)		724	D	$18.01	12,724	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

	/s/ Chris Folena	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)