Once Upon a Farm director shifts share holdings

Once Upon a Farm, PBC director Larry Peiros reported internal transfers of common stock on August 5, 2026.

Rhea-AI Filing Summary

Once Upon a Farm, PBC director Larry Peiros reported internal transfers of common stock on August 5, 2026. He retitled 63,393 shares from direct ownership into the Lawrence and Carole Peiros Trust and moved 81,514 shares from the Peiros Family Trust into the Peiros Family Investment Partnership. Following these restructurings, he holds 6,112 shares directly, 63,393 via the Lawrence and Carole Peiros Trust, and 81,514 via the Peiros Family Investment Partnership; the footnote describes these movements as retitling, and the net number of OFRM shares reported did not change.

Insider Trade Summary

Other: 289,814 shares

Other 4 txns

Insider PEIROS LARRY

Role Director

Type	Security	Shares	Price	Value
Other	Common Stock F1	63,393	$0.00	$0.00
Other	Common Stock F1	63,393	$0.00	$0.00
Other	Common Stock F1	81,514	$0.00	$0.00
Other	Common Stock F1	81,514	$0.00	$0.00

Holdings After Transaction: Common Stock — 6,112 shares (Direct); Common Stock — 63,393 shares (Indirect, By Lawrence and Carole Peiros Trust); Common Stock — 0 shares (Indirect, By the Peiros Family Trust); Common Stock — 81,514 shares (Indirect, By Peiros Family Investment Partnership)

Footnotes (1)

1. F1. Represents shares of the Issuer's Common Stock that the Reporting Person retitled on August 5, 2026.

Key Figures

Shares retitled from direct ownership: 63,393 shares Direct holdings after restructuring: 6,112 shares Shares retitled from Peiros Family Trust: 81,514 shares +1 more

4 metrics

Shares retitled from direct ownership 63,393 shares Common Stock re-titled on August 5, 2026 from direct to Lawrence and Carole Peiros Trust

Direct holdings after restructuring 6,112 shares Common Stock held directly by Larry Peiros following August 5, 2026 transfers

Shares retitled from Peiros Family Trust 81,514 shares Common Stock re-titled to Peiros Family Investment Partnership on August 5, 2026

Net shares bought or sold 0 shares Transaction summary netBuySellShares for reported Form 4 transactions

Key Terms

Other acquisition or disposition, indirect ownership, retitled

3 terms

Other acquisition or disposition regulatory

"transaction code J described as Other acquisition or disposition"

indirect ownership financial

"ownership_type reported as indirect for trust and partnership holdings"

retitled financial

"Represents shares of the Issuer's Common Stock that the Reporting Person retitled"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider activity did Larry Peiros report at Once Upon a Farm (OFRM)?

Larry Peiros, a director of Once Upon a Farm, reported internal transfers of common stock on August 5, 2026. He retitled 63,393 shares into the Lawrence and Carole Peiros Trust and 81,514 shares into the Peiros Family Investment Partnership, with no net change in overall shares.

How did Larry Peiros's direct OFRM share ownership change?

His direct holdings decreased by 63,393 shares when they were retitled into the Lawrence and Carole Peiros Trust, leaving 6,112 OFRM common shares held directly after the transactions. The movement was coded as an "Other acquisition or disposition," not as a market sale.

What are Larry Peiros's indirect OFRM holdings after the restructuring?

After the transfers, he reports indirect ownership of 63,393 shares via the Lawrence and Carole Peiros Trust and 81,514 shares via the Peiros Family Investment Partnership. The Peiros Family Trust position went to zero as those shares were retitled to the partnership.

Did the Form 4 show any net buying or selling of OFRM shares?

No net buying or selling was reported. The filing lists two acquisitions and two dispositions of common stock, each at a reported price of $0.00 per share, and a transaction summary showing 0 net shares bought or sold for these OFRM transactions.

Were Larry Peiros's OFRM transactions reported under a Rule 10b5-1 plan?

The Rule 10b5-1 checkbox was not affirmatively marked, and the footnote states the shares were "retitled." Together, this indicates the reported movements are structural ownership changes rather than trades executed under a pre-arranged 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 08/06/2026 - 05:16 PM Accepted by SEC EDGAR 08/06/2026 - 05:16 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PEIROS LARRY

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CALIFORNIA 94710

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/05/2026		J		63,393(1)	D	$0	6,112	D
Common Stock	08/05/2026		J		63,393(1)	A	$0	63,393	I	By Lawrence and Carole Peiros Trust
Common Stock	08/05/2026		J		81,514(1)	D	$0	0	I	By the Peiros Family Trust
Common Stock	08/05/2026		J		81,514(1)	A	$0	81,514	I	By Peiros Family Investment Partnership

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's Common Stock that the Reporting Person retitled on August 5, 2026.

	/s/ Chris Folena, as Attorney-in-Fact	08/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)