Once Upon a Farm (OFRM) officer sells 75 shares to cover RSU taxes

Rhea-AI Filing Summary

Once Upon a Farm, PBC director and Chief Innovation Officer Cassandra Nicole Curtis reported a sale of 75 shares of common stock on 2026-08-10 at $18.01 per share. According to the disclosure footnote, the shares were sold to cover tax withholding obligations related to vesting restricted stock units. Following this transaction, Curtis held 432,908 shares of common stock directly.

Insider Trade Summary

Net Seller: 75 shares

Net Sell 1 txn

Insider Curtis Cassandra Nicole

Role Chief Innovation Officer

Sold 75 shs ($1K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	75	$18.01	$1K

Holdings After Transaction: Common Stock — 432,908 shares (Direct)

Footnotes (1)

1. F1. Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Key Figures

Shares sold: 75 shares Sale price per share: $18.01 per share Shares held after transaction: 432,908 shares

3 metrics

Shares sold 75 shares Common stock sale reported on 2026-08-10

Sale price per share $18.01 per share Price for the 75 common shares sold

Shares held after transaction 432,908 shares Direct ownership by Cassandra Nicole Curtis after sale

Key Terms

restricted stock units, tax withholding obligations, open market or private transaction

3 terms

restricted stock units financial

"in connection with the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"Shares sold to cover tax withholding obligations"

open market or private transaction financial

"Sale in open market or private transaction"

FAQ

What did Once Upon a Farm (OFRM) insider Cassandra Nicole Curtis report in this Form 4?

Cassandra Nicole Curtis reported a sale of 75 shares of Once Upon a Farm common stock at $18.01 per share on 2026-08-10, leaving her with 432,908 shares held directly.

Why were OFRM shares sold by Cassandra Nicole Curtis in this transaction?

The filing states the 75 OFRM shares were sold to cover tax withholding obligations arising from the vesting of restricted stock units, indicating the sale was tied to equity compensation rather than a discretionary portfolio move.

How many Once Upon a Farm (OFRM) shares does Cassandra Nicole Curtis hold after the reported sale?

After the reported sale, Cassandra Nicole Curtis directly holds 432,908 shares of Once Upon a Farm common stock, as stated in the Form 4’s post-transaction ownership field.

What was the price per share for the OFRM stock sold by Cassandra Nicole Curtis?

The 75 shares of OFRM common stock were sold at $18.01 per share. The price is reported as a per-share transaction price for this non-derivative open market or private transaction.

Was the OFRM insider transaction under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not checked, so this reported OFRM transaction is not affirmed as having been executed under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/12/2026 - 07:20 PM Accepted by SEC EDGAR 08/12/2026 - 07:20 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Curtis Cassandra Nicole

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CALIFORNIA 94710

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Innovation Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/10/2026		S(1)		75	D	$18.01	432,908	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

	Chris Folena, as Attorney-in-Fact	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)