Once Upon a Farm CAO awarded 7,371 RSUs

Folena Chris reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 03/16/2026 - 04:40 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Folena Chris reported acquisition or exercise transactions in this Form 4 filing.

Once Upon a Farm, PBC reported that Chief Accounting Officer Chris Folena received a grant of 7,371 shares of Common Stock in the form of restricted stock units. These units vest over one year from the grant date, contingent on continued service with the company, bringing Folena’s direct holdings to 13,448 shares.

Insider Trade Summary

Grant/Award: 7,371 shares

Grant/Award 1 txn

Insider Folena Chris

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	7,371	$0.00	$0.00

Holdings After Transaction: Common Stock — 13,448 shares (Direct)

Footnotes (1)

1. F1. Represents grant of restricted stock units, which vest over a period of one year from the grant date, subject to the reporting person's continued service with the issuer through the vesting dates.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did OFRM report for Chris Folena?

Once Upon a Farm, PBC reported that Chief Accounting Officer Chris Folena received a grant of 7,371 restricted stock units of Common Stock. These units were awarded at no cash cost and represent part of his equity-based compensation from the company.

How many OFRM shares does Chris Folena hold after this grant?

After the reported grant, Chief Accounting Officer Chris Folena directly holds 13,448 shares of Once Upon a Farm, PBC Common Stock. This total includes the 7,371 restricted stock units awarded in the latest transaction disclosed in the Form 4 filing.

What are the vesting terms of Chris Folena’s new OFRM restricted stock units?

The 7,371 restricted stock units granted to Chris Folena vest over one year from the grant date. Vesting is conditioned on his continued service with Once Upon a Farm, PBC through the applicable vesting dates, as described in the Form 4 footnote.

Was the OFRM transaction a market purchase or sale of shares?

The transaction was not a market purchase or sale. It was a grant or award acquisition of 7,371 restricted stock units of Common Stock to Chief Accounting Officer Chris Folena, provided as equity compensation rather than an open-market trade.

Does the Form 4 for OFRM show any stock option exercises or derivative trades?

The Form 4 does not report any derivative transactions or option exercises. It shows only a single non-derivative transaction: a grant of 7,371 restricted stock units of Common Stock to Chief Accounting Officer Chris Folena, with no derivative positions listed afterward.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Folena Chris

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CA 94710

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	03/12/2026		A		7,371	A	$0	13,448	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents grant of restricted stock units, which vest over a period of one year from the grant date, subject to the reporting person's continued service with the issuer through the vesting dates.

	/s/ Genevieve Kelly, as Attorney-in-fact	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.