Once Upon a Farm exec granted 7,371 RSUs

Curtis Cassandra Nicole reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Curtis Cassandra Nicole reported acquisition or exercise transactions in this Form 4 filing.

Once Upon a Farm, PBC reported that Chief Innovation Officer Cassandra Nicole Curtis received a grant of 7,371 shares of Common Stock in the form of restricted stock units. The grant was made at no cash cost to her and is a compensation-related award.

These restricted stock units vest over one year from the grant date, as long as she continues her service with the company through the vesting dates. After this grant, she directly holds a total of 432,983 shares of Common Stock.

Insider Trade Summary

Grant/Award: 7,371 shares

Grant/Award 1 txn

Insider Curtis Cassandra Nicole

Role Chief Innovation Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	7,371	$0.00	$0.00

Holdings After Transaction: Common Stock — 432,983 shares (Direct)

Footnotes (1)

1. F1. Represents grant of restricted stock units, which vest over a period of one year from the grant date, subject to the reporting person's continued service with the issuer through the vesting dates.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Once Upon a Farm (OFRM) disclose for Cassandra Nicole Curtis?

Once Upon a Farm disclosed that Chief Innovation Officer Cassandra Nicole Curtis received a grant of 7,371 restricted stock units of Common Stock. The award is a compensation-related acquisition, granted at no cash cost to her, increasing her direct holdings to 432,983 shares.

How many Once Upon a Farm (OFRM) shares does Cassandra Nicole Curtis hold after this Form 4?

After the reported grant, Cassandra Nicole Curtis directly holds 432,983 shares of Once Upon a Farm Common Stock. This total includes the 7,371 restricted stock units awarded in the transaction, which are subject to vesting over a one-year period from the grant date.

What type of equity award did Once Upon a Farm (OFRM) grant to Cassandra Nicole Curtis?

Cassandra Nicole Curtis received a grant of restricted stock units, representing 7,371 shares of Common Stock. These units are a form of equity compensation that convert into shares as they vest, aligning her interests with the company’s long-term performance over the vesting period.

Over what period do Cassandra Nicole Curtis’s Once Upon a Farm (OFRM) RSUs vest?

The 7,371 restricted stock units granted to Cassandra Nicole Curtis vest over a period of one year from the grant date. Vesting depends on her continued service with Once Upon a Farm through the applicable vesting dates specified for the award.

Did Cassandra Nicole Curtis pay cash for the Once Upon a Farm (OFRM) shares reported in this Form 4?

No, she did not pay cash for these shares. The reported 7,371 shares were granted as restricted stock units at a price per share of $0.0000, reflecting a compensation award rather than an open-market purchase transaction in Once Upon a Farm stock.

Is the Once Upon a Farm (OFRM) Form 4 transaction a buy or a compensation grant?

The transaction is a compensation grant, not an open-market buy. Cassandra Nicole Curtis acquired 7,371 shares through a restricted stock unit award, categorized as a grant or other acquisition, with vesting conditioned on her continued service with the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/16/2026 - 04:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Curtis Cassandra Nicole

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CA 94710

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Innovation Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock(1)	03/12/2026		A		7,371	A	$0	432,983	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents grant of restricted stock units, which vest over a period of one year from the grant date, subject to the reporting person's continued service with the issuer through the vesting dates.

	/s/ Genevieve Kelly, as Attorney-in-fact	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.