[Form 4] Once Upon a Farm, PBC Insider Trading Activity

Rhea-AI Filing Summary

Once Upon a Farm, PBC director Larry Peiros reported IPO-related equity changes on February 9, 2026. The Peiros Family Trust disposed of 57,372 shares of Series C-1 Preferred Stock and 24,142 shares of Series D Preferred Stock at $0.00 per share as these securities automatically converted, for no additional consideration, into common stock at the closing of the company’s initial public offering.

On the same date, the Peiros Family Trust acquired 81,514 shares of common stock, and Peiros directly acquired 6,112 shares of common stock at $0.00 per share through grant or award. The filing explains that, in connection with the IPO closing, Peiros was granted restricted stock units that vest fully on the earlier of the first anniversary of the IPO closing or the next annual stockholder meeting, subject to continued Board service.

Insider Trade Summary

Net Buyer: 87,626 shares

Net Buy 4 txns

Insider PEIROS LARRY

Role Director

Type	Security	Shares	Price	Value
Disposition	Series C-1 Preferred Stock	57,372	$0.00	$0.00
Disposition	Series D Preferred Stock	24,142	$0.00	$0.00
Grant/Award	Common Stock	81,514	$0.00	$0.00
Grant/Award	Common Stock	6,112	$0.00	$0.00

Holdings After Transaction: Series C-1 Preferred Stock — 0 shares (Indirect, By the Peiros Family Trust); Series D Preferred Stock — 0 shares (Indirect, By the Peiros Family Trust); Common Stock — 81,514 shares (Indirect, By the Peiros Family Trust); Common Stock — 69,505 shares (Direct)

Footnotes (2)

1. F1. The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
2. F2. In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 02/09/2026 - 08:27 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PEIROS LARRY

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CA 94710

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/09/2026		A		81,514	A	(1)	81,514	I	By the Peiros Family Trust
Common Stock(2)	02/09/2026		A		6,112	A	$0.00	69,505	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series C-1 Preferred Stock	(1)	02/09/2026		D			57,372	(1)	(1)	Common Stock	57,372	$0.00	0.00	I	By the Peiros Family Trust
Series D Preferred Stock	(1)	02/09/2026		D			24,142	(1)	(1)	Common Stock	24,142	$0.00	0.00	I	By the Peiros Family Trust

Explanation of Responses:

1. The Series C-1 and Series D Preferred Stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

2. In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.

	/s/ Genevieve Kelly, as Attorney-in-fact	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.