OFRM Form 4 reports acquisition/exercise transactions
CAVU Venture Partners II, LP reported acquisition or exercise transactions in a Form 4 filing for OFRM.
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Form Type
4
Rhea-AI Filing Summary
CAVU Venture Partners II, LP reported acquisition or exercise transactions in a Form 4 filing for OFRM. The filing lists transactions totaling 19,586,940 shares. Following the reported transactions, holdings were 7,411,502 shares.
Insider Trade Summary
9,793,470 shares exercised/converted
Exercise
10 txns
Insider
CAVU Venture Partners II, LP, CAVU Venture Partners III, LP, CAVU Venture Partners IV, LP, TNG Investors LP / DE
Role
10% Owner | 10% Owner | 10% Owner | 10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Conversion | Series A-2 Preferred Stock | 107,749 | $0.00 | $0.00 |
| Conversion | Series B-1 Preferred Stock | 4,804,965 | $0.00 | $0.00 |
| Conversion | Series B-2 Preferred Stock | 914,243 | $0.00 | $0.00 |
| Conversion | Series C-1 Preferred Stock | 874,954 | $0.00 | $0.00 |
| Conversion | Series D Preferred Stock | 817,340 | $0.00 | $0.00 |
| Conversion | Series D Preferred Stock | 2,274,219 | $0.00 | $0.00 |
| Conversion | Common Stock | 7,411,502 | $0.00 | $0.00 |
| Conversion | Common Stock | 107,749 | $0.00 | $0.00 |
| Conversion | Common Stock | 2,274,219 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Series A-2 Preferred Stock — 0 contracts (Indirect, By TNG Investors LP);
Series B-1 Preferred Stock — 0 contracts (Indirect, By CAVU Venture Partners II L.P.);
Series B-2 Preferred Stock — 0 contracts (Indirect, By CAVU Venture Partners II L.P.);
Series C-1 Preferred Stock — 0 contracts (Indirect, By CAVU Venture Partners II L.P.);
Series D Preferred Stock — 0 contracts (Indirect, By CAVU Venture Partners II L.P.);
Series D Preferred Stock — 0 contracts (Indirect, By CAVU Venture Partners III L.P.);
Common Stock — 7,411,502 shares (Indirect, By CAVU Venture Partners II L.P.);
Common Stock — 646,478 shares (Indirect, By TNG Investors LP);
Common Stock — 2,274,219 shares (Indirect, By CAVU Venture Partners III L.P.);
Common Stock — 731,396 shares (Indirect, By CAVU Venture Partners IV L.P.)
Footnotes (3)
- F1. The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
- F2. CAVU Venture Partners GP II, LLC ("Fund II GP LLC") is the general partner of CAVU Venture Partners GP II, LP ("Fund II GP"), which is the general partner of CAVU Venture Partners II L.P. CAVU Venture Partners GP III, LLC ("Fund III GP LLC") is the general partner of CAVU Venture Partners GP III, LP ("Fund III GP"), which is the general partner of CAVU Venture Partners III L.P. CAVU Venture Partners GP IV, LLC ("Fund IV GP LLC") is the general partner of CAVU Venture Partners GP IV, LP ("Fund IV GP"), which is the general partner of CAVU Venture Partners IV L.P. and TNG Investors LP. Brett Thomas is a Manager of the Fund II GP LLC, Fund III GP LLC and Fund IV GP LLC.
- F3. (continued from footnote 1) Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did Once Upon a Farm (OFRM) report on February 9, 2026?
Once Upon a Farm reported automatic conversions of preferred stock into common shares. CAVU-affiliated funds and TNG Investors LP converted several preferred series into common stock at no additional cost in connection with the closing of the company’s initial public offering.
Which entities reported holdings in Once Upon a Farm (OFRM) common stock?
CAVU Venture Partners II, III, IV L.P. and TNG Investors LP reported indirect holdings. These investment funds are listed as 10% owners and now hold common shares of Once Upon a Farm following automatic conversion of their preferred stock at the IPO closing.
What did TNG Investors LP report in the Once Upon a Farm (OFRM) Form 4?
TNG Investors LP reported a derivative conversion of Series A-2 preferred stock into common shares. After this automatic conversion at no additional consideration on February 9, 2026, TNG Investors LP held 646,478 shares of Once Upon a Farm common stock indirectly.
Did the Once Upon a Farm (OFRM) Form 4 show any insider stock sales?
No stock sales were reported; the filing reflects derivative conversions. The transactions are coded as “C” for conversion, with preferred stock automatically converting into common shares in connection with Once Upon a Farm’s initial public offering, all at a stated price of $0.00 per share.
How is CAVU Venture Partners III L.P. positioned in Once Upon a Farm (OFRM) after the IPO?
CAVU Venture Partners III L.P. reported owning 2,274,219 common shares. These shares came from automatic conversion of Series D preferred stock into common stock upon the closing of Once Upon a Farm’s initial public offering on February 9, 2026.
AI-generated analysis. How Rhea-AI works. Not financial advice.
