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[Form 4] Once Upon a Farm, PBC Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Once Upon a Farm, PBC director Jennifer Anne Garner reported conversions of preferred stock into common stock tied to the closing of the company’s initial public offering on February 9, 2026. Multiple series of preferred stock automatically converted into common shares for no additional consideration.

On the same date, she acquired 239,360 shares of common stock directly, bringing her direct beneficial ownership to 1,788,861 shares, and 146,683 shares of common stock indirectly through the Jennifer Garner Trust, which now beneficially owns 146,683 shares.

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Insider Garner Jennifer Anne
Role Director
Type Security Shares Price Value
Disposition Series A-1 Preferred Stock 58,718 $0.00 --
Disposition Series B-1 Preferred Stock 160,259 $0.00 --
Disposition Series B-2 Preferred Stock 20,383 $0.00 --
Disposition Series C-1 Preferred Stock 95,632 $0.00 --
Disposition Series D Preferred Stock 51,051 $0.00 --
Grant/Award Common Stock 239,360 $0.00 --
Grant/Award Common Stock 146,683 $0.00 --
Holdings After Transaction: Series A-1 Preferred Stock — 0 shares (Direct); Series B-1 Preferred Stock — 0 shares (Direct); Series B-2 Preferred Stock — 0 shares (Direct); Series C-1 Preferred Stock — 0 shares (Indirect, By the Jennifer Garner Trust); Series D Preferred Stock — 0 shares (Indirect, By the Jennifer Garner Trust); Common Stock — 1,788,861 shares (Direct); Common Stock — 146,683 shares (Indirect, By the Jennifer Garner Trust)
Footnotes (1)
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Garner Jennifer Anne
(Last) (First) (Middle)
C/O ONCE UPON A FARM, PBC
950 GILMAN STREET, SUITE 100
(Street)
BERKELEY CA 94710
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 A 239,360 A (1) 1,788,861 D
Common Stock 02/09/2026 A 146,683 A (1) 146,683 I By the Jennifer Garner Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A-1 Preferred Stock (1) 02/09/2026 D 58,718 (1) (1) Common Stock 58,718 $0 0 D
Series B-1 Preferred Stock (1) 02/09/2026 D 160,259 (1) (1) Common Stock 160,259 $0 0 D
Series B-2 Preferred Stock (1) 02/09/2026 D 20,383 (1) (1) Common Stock 20,383 $0 0 D
Series C-1 Preferred Stock (1) 02/09/2026 D 95,632 (1) (1) Common Stock 95,632 $0 0 I By the Jennifer Garner Trust
Series D Preferred Stock (1) 02/09/2026 D 51,051 (1) (1) Common Stock 51,051 $0 0 I By the Jennifer Garner Trust
Explanation of Responses:
1. The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
/s/ Genevieve Kelly, as Attorney-in-fact 02/09/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR