Welcome to our dedicated page for Once Upon a Farm, PBC SEC filings (Ticker: OFRM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Once Upon a Farm, PBC's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Once Upon a Farm, PBC's regulatory disclosures and financial reporting.
Once Upon a Farm, PBC director Thomas Brett J. filed an initial ownership report showing indirect holdings in the company’s equity through several investment funds. Entities including CAVU Venture Partners funds and TNG Investors LP hold common and preferred stock that is convertible into common stock, which will automatically convert into common shares upon the closing of the company’s initial public offering. Brett disclaims beneficial ownership beyond any pecuniary interest.
Once Upon a Farm, PBC director files initial ownership report showing no holdings. Dara Bazzano, a director of Once Upon a Farm, PBC, filed an initial Form 3 reporting that no securities of the company are beneficially owned. The filing confirms this status as of the event date of 02/05/2026.
Once Upon a Farm, PBC Chief Executive Officer, Co-Founder and Chair John M. Foraker filed an initial statement of beneficial ownership, reporting common stock held both directly and through family trusts as of 02/05/2026. He indirectly owns common stock through the John & Beth Foraker Revocable Trust and several irrevocable trusts for Mary Kate, Patrick, Jack and Caroline Foraker, and directly holds 600,478 shares of common stock. He also has indirect holdings of multiple series of preferred stock, each convertible into common stock at his election and automatically converting into common stock upon the closing of the company’s initial public offering. In addition, he holds employee stock options for 540,654 shares at $4.12 expiring on 05/22/2033 and 286,895 shares at $8.75 expiring on 02/28/2035, which vest in 48 equal monthly installments starting in May 2023 and March 2025, respectively, subject to continued service.
S2G Investments, LLC, as a 10% owner of Once Upon a Farm, PBC (OFRM), reports indirect ownership of common and preferred interests in the company through affiliated funds. It indirectly holds 127,497 shares of common stock through S2G Builders Food & Agriculture Fund III, LP.
It also reports indirect holdings of several preferred and convertible instruments that are ultimately tied to OFRM common stock, including a convertible promissory note for Series D Preferred Stock representing 950,166 underlying common shares, and multiple series of preferred stock and convertible notes held through S2G Ventures Fund I, L.P. and S2G Ventures Fund II, L.P. The preferred stock has no expiration date and is convertible at S2G’s election into common stock, and will automatically convert into common stock for no additional consideration upon the closing of OFRM’s initial public offering, as described in the footnotes.