STOCK TITAN

Once Upon a Farm (OFRM) boosts President & CFO pay with $1M RSUs

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Once Upon a Farm, PBC updated the compensation package for its President and Chief Financial Officer, Lawrence Waldman. Effective May 5, 2026, his base salary increases to $450,000 per year and his target annual cash bonus rises to 70% of his then-current base salary.

Mr. Waldman will also receive an equity award of service-based restricted stock units with a grant date fair value of $1,000,000. These units vest in full on the second anniversary of the effective date, contingent on his continued employment or earlier vesting upon certain termination events.

Positive

  • None.

Negative

  • None.
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Base salary $450,000 per year New base salary for President and CFO effective May 5, 2026
Bonus target 70% of base salary Annual cash bonus opportunity for President and CFO
Equity grant value $1,000,000 Grant date fair value of service-based restricted stock units
Vesting period 2 years RSUs vest in full on second anniversary of May 5, 2026
public benefit corporation regulatory
"Once Upon a Farm, PBC, a Delaware public benefit corporation (the “Company”)"
A public benefit corporation is a legal type of company that pledges to pursue a specific public good—such as environmental protection, worker welfare or community development—alongside earning profits for shareholders. Like a restaurant that promises to source local ingredients while still trying to turn a profit, this structure lets managers weigh social goals against financial returns, which can influence strategy, risk profile and investor expectations about how decisions are made.
service-based restricted stock units financial
"an equity grant in the form of service-based restricted stock units with a grant date fair value of $1,000,000"
Service-based restricted stock units are promises by a company to give employees shares of stock only after they remain employed for a specified period; the stock is delivered gradually or all at once once the service condition is met. Investors care because these awards affect future share supply and company costs, align employee interests with long-term performance, and can influence dilution and earnings reports when the promised shares are recorded or issued.
grant date fair value financial
"restricted stock units with a grant date fair value of $1,000,000"
The grant date fair value is the estimated dollar worth of a stock-based award (such as stock options or restricted shares) at the exact moment it is given to an employee or contractor. Investors care because companies use that value to record compensation expenses and to show how much potential ownership and earnings dilution those awards could create—think of it as the price tag placed on a gift card when it is handed over so the company can report the cost now.
Emerging growth company regulatory
"Emerging growth company Item 5.02 Departure of Directors or Certain Officers"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 05, 2026

 

 

Once Upon a Farm, PBC

(Exact name of Registrant as Specified in Its Charter)

 

 

Delaware

001-43108

47-3648280

(State or Other Jurisdiction
of Incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

 

 

 

 

950 Gilman Street, Suite 100

 

Berkeley, California

 

94710

(Address of Principal Executive Offices)

 

(Zip Code)

 

Registrant’s Telephone Number, Including Area Code: (888) 983-1606

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class

 

Trading
Symbol(s)

 


Name of each exchange on which registered

Common stock, par value $0.0001 per share

 

OFRM

 

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On May 5, 2026 (the “Effective Date”), the Compensation Committee (the “Committee”) of the Board of Directors of Once Upon a Farm, PBC, a Delaware public benefit corporation (the “Company”), approved a revised compensation package for Lawrence Waldman, the Company’s President and Chief Financial Officer.

Pursuant to the revised compensation package, (i) Mr. Waldman’s base salary will be increased to $450,000 per year, effective May 5, 2026; provided, that such compensation shall be annually reviewed by the Committee, (ii) Mr. Waldman’s annual cash bonus opportunity will be increased to 70% of his then-current base salary, and (iii) Mr. Waldman will receive an equity grant in the form of service-based restricted stock units with a grant date fair value of $1,000,000, which will vest in full on the second anniversary of the Effective Date, subject to Mr. Waldman’s continued employment through the vesting date or earlier vesting due to certain termination events.

 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

ONCE UPON A FARM, PBC

 

 

 

 

Date:

May 6, 2026

By:

/s/ Chris Folena

 

 

 

Chris Folena
Chief Accounting Officer

 


FAQ

What executive compensation change did Once Upon a Farm (OFRM) disclose?

Once Upon a Farm increased President and CFO Lawrence Waldman’s pay. His base salary moves to $450,000, bonus opportunity rises to 70% of base salary, and he receives $1,000,000 in restricted stock units vesting after two years of continued employment.

What is Lawrence Waldman’s new base salary at Once Upon a Farm (OFRM)?

His base salary is set at $450,000 per year effective May 5, 2026. This amount will be reviewed annually by the Compensation Committee, aligning his cash compensation more closely with his dual role as President and Chief Financial Officer.

How is the bonus structure for OFRM’s President and CFO changing?

Lawrence Waldman’s annual cash bonus opportunity increases to 70% of his then-current base salary. This target bonus ties a meaningful portion of his compensation to performance-based cash incentives determined by the Compensation Committee each year.

What equity award is Once Upon a Farm (OFRM) granting to its President and CFO?

The company is granting service-based restricted stock units with a grant date fair value of $1,000,000. These RSUs vest in full on the second anniversary of May 5, 2026, assuming continued employment or earlier vesting upon certain qualifying termination events.

When do the new restricted stock units for OFRM’s CFO vest?

The restricted stock units vest in full on the second anniversary of May 5, 2026. Vesting depends on Lawrence Waldman’s continued employment through that date, unless certain termination events trigger earlier vesting under the award terms.

Who approved the revised compensation for Once Upon a Farm’s President and CFO?

The Compensation Committee of Once Upon a Farm’s Board of Directors approved the revised package. This committee oversees executive pay and determined the new salary, bonus opportunity, and $1,000,000 restricted stock unit grant for Lawrence Waldman.

Filing Exhibits & Attachments

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