Every Form 4 that Once Upon a Farm, PBC (OFRM) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow OFRM and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full OFRM filings page.
Once Upon a Farm, PBC (OFRM) reported that Chief Accounting Officer Chris Folena sold 662 shares of common stock on September 14, 2026 at $16.98 per share. According to the company’s disclosure, the shares were sold to cover tax withholding obligations from vesting restricted stock units, and Folena now holds 12,062 shares directly. No Rule 10b5-1 trading plan is reported for this transaction.
Once Upon a Farm, PBC (OFRM) reported that President and Chief Financial Officer Lawrence Steven Waldman sold 1,102 shares of common stock on September 14, 2026 at $16.98 per share. According to the company, the shares were sold to cover tax withholding obligations from vesting restricted stock units, and Waldman now holds 100,574 shares directly.
Once Upon a Farm, PBC (OFRM) reported that Chief Innovation Officer and director Cassandra Nicole Curtis sold 68 shares of common stock on September 14, 2026 at $16.98 per share. The company notes these shares were sold to cover tax withholding obligations arising from the vesting of restricted stock units, and Curtis now holds 432,840 shares directly.
Once Upon a Farm, PBC executive Lawrence Steven Waldman, President and Chief Financial Officer, reported a sale of 1,206 shares of Common Stock on 2026-08-10 at $18.01 per share. According to the company’s disclosure, the shares were sold to cover tax withholding obligations arising from the vesting of restricted stock units. Following this transaction, Waldman directly holds 101,676 shares of Common Stock. The transaction was not reported as being made under a Rule 10b5-1 trading plan.
Once Upon a Farm, PBC Chief Accounting Officer Chris Folena reported selling 724 shares of common stock on August 10, 2026 at $18.01 per share. According to the disclosure, these shares were sold to cover tax withholding obligations related to the vesting of restricted stock units, leaving 12,724 shares held directly afterward.
Once Upon a Farm, PBC director and Chief Innovation Officer Cassandra Nicole Curtis reported a sale of 75 shares of common stock on 2026-08-10 at $18.01 per share. According to the disclosure footnote, the shares were sold to cover tax withholding obligations related to vesting restricted stock units. Following this transaction, Curtis held 432,908 shares of common stock directly.
Once Upon a Farm, PBC director Larry Peiros reported internal transfers of common stock on August 5, 2026. He retitled 63,393 shares from direct ownership into the Lawrence and Carole Peiros Trust and moved 81,514 shares from the Peiros Family Trust into the Peiros Family Investment Partnership. Following these restructurings, he holds 6,112 shares directly, 63,393 via the Lawrence and Carole Peiros Trust, and 81,514 via the Peiros Family Investment Partnership; the footnote describes these movements as retitling, and the net number of OFRM shares reported did not change.
Waldman Lawrence Steven reported acquisition or exercise transactions in this Form 4 filing.
Once Upon a Farm, PBC reported an equity award to an executive officer. Lawrence Steven Waldman received 68,027 shares of Common Stock as a grant of restricted stock units at a stated price of $0.00 per share.
The restricted stock units vest in full on the second anniversary of the grant date, subject to his continued service with the company through that date. Following this award, Waldman directly holds 102,882 shares of Common Stock.
Waldman Lawrence Steven reported acquisition or exercise transactions in this Form 4 filing.
Once Upon a Farm, PBC officer Lawrence Steven Waldman received an equity grant in the form of 12,285 restricted stock units on March 12, 2026. These units relate to the company’s common stock and carry a grant price of $0.00 per share, indicating a compensation award rather than a market purchase.
The restricted stock units vest over one year from the grant date, as long as Waldman continues his service with the company through the applicable vesting dates. After this grant, his directly held common stock position reported in this filing is 34,855 shares.
Folena Chris reported acquisition or exercise transactions in this Form 4 filing.
Once Upon a Farm, PBC reported that Chief Accounting Officer Chris Folena received a grant of 7,371 shares of Common Stock in the form of restricted stock units. These units vest over one year from the grant date, contingent on continued service with the company, bringing Folena’s direct holdings to 13,448 shares.
Curtis Cassandra Nicole reported acquisition or exercise transactions in this Form 4 filing.
Once Upon a Farm, PBC reported that Chief Innovation Officer Cassandra Nicole Curtis received a grant of 7,371 shares of Common Stock in the form of restricted stock units. The grant was made at no cash cost to her and is a compensation-related award.
These restricted stock units vest over one year from the grant date, as long as she continues her service with the company through the vesting dates. After this grant, she directly holds a total of 432,983 shares of Common Stock.
S2G Investments, LLC, a 10% owner of Once Upon a Farm, PBC, reported multiple indirect acquisitions of common stock on February 9, 2026 through conversions of preferred stock and convertible promissory notes. These were recorded as derivative conversions at a price of $0.00 per share in connection with the company’s initial public offering, with no additional cash paid. The converted positions are held through affiliated funds such as S2G Ventures Fund I, L.P., S2G Ventures Fund II, L.P., and S2G Builders Food & Agriculture Fund III, LP, and S2G Investments, LLC may be deemed to beneficially own these securities but disclaims ownership beyond its pecuniary interest.
Thomas Brett J. reported acquisition or exercise transactions in a Form 4 filing for OFRM. The filing lists transactions totaling 19,593,052 shares. Following the reported transactions, holdings were 7,411,502 shares.
Jacobs Jared Noah reported acquisition or exercise transactions in a Form 4 filing for OFRM. The filing lists transactions totaling 19,593,052 shares. Following the reported transactions, holdings were 7,411,502 shares.
CAVU Venture Partners II, LP reported acquisition or exercise transactions in a Form 4 filing for OFRM. The filing lists transactions totaling 19,586,940 shares. Following the reported transactions, holdings were 7,411,502 shares.
Once Upon a Farm, PBC director Robb Walter E IV reported IPO-related equity changes on February 9, 2026. Multiple series of preferred stock automatically converted, for no additional consideration, into 134,303 shares of common stock at the closing of the company’s initial public offering.
In connection with the IPO, he was granted 6,112 restricted stock units, which vest fully on the earlier of the first anniversary of the IPO closing or the next annual stockholder meeting, subject to continued board service. He also purchased 5,555 shares of common stock at the IPO price of $18 per share. Following these transactions, he directly owned 145,970 shares of common stock.
Once Upon a Farm, PBC director Larry Peiros reported IPO-related equity changes on February 9, 2026. The Peiros Family Trust disposed of 57,372 shares of Series C-1 Preferred Stock and 24,142 shares of Series D Preferred Stock at $0.00 per share as these securities automatically converted, for no additional consideration, into common stock at the closing of the company’s initial public offering.
On the same date, the Peiros Family Trust acquired 81,514 shares of common stock, and Peiros directly acquired 6,112 shares of common stock at $0.00 per share through grant or award. The filing explains that, in connection with the IPO closing, Peiros was granted restricted stock units that vest fully on the earlier of the first anniversary of the IPO closing or the next annual stockholder meeting, subject to continued Board service.
Once Upon a Farm, PBC reported insider equity changes involving Chief Executive Officer, Co-Founder and Chair John M. Foraker around the company’s initial public offering. On February 9, 2026, preferred shares held through the John & Beth Foraker Revocable Trust were disposed of and automatically converted into common stock for no additional consideration at the IPO closing, and the trust came to hold 1,359,846 shares of common stock. On the same date, Foraker was granted 69,445 restricted stock units directly, which vest 25% on the first anniversary of the IPO closing and 75% in three annual installments, subject to continued service. Separately, on February 5, 2026, he received 98,288 employee stock options with an exercise price of $18 per share, vesting on a similar 4‑year schedule. Additional indirect common share holdings are reported in irrevocable trusts for Mary Kate, Patrick, Jack and Caroline Foraker, each listing 72,463 shares.
Once Upon a Farm, PBC director and Chief Innovation Officer Cassandra Nicole Curtis reported IPO-related equity awards and a disposition of stock appreciation rights. On February 9, 2026, she acquired 6,077 shares of common stock at $0, bringing her directly owned common shares to 425,612.
On the same date, 37,400 stock appreciation rights with a $19.58 exercise price were disposed of to the issuer and settled in cash, leaving 0 SARs outstanding. On February 5, 2026, she was granted 8,601 employee stock options at an $18 exercise price, which vest over four years tied to the initial public offering pricing date.
Once Upon a Farm, PBC director Jennifer Anne Garner reported conversions of preferred stock into common stock tied to the closing of the company’s initial public offering on February 9, 2026. Multiple series of preferred stock automatically converted into common shares for no additional consideration.
On the same date, she acquired 239,360 shares of common stock directly, bringing her direct beneficial ownership to 1,788,861 shares, and 146,683 shares of common stock indirectly through the Jennifer Garner Trust, which now beneficially owns 146,683 shares.
Once Upon a Farm, PBC officer Lawrence Steven Waldman reported IPO-related equity compensation changes. He received 22,570 shares of common stock as a grant in connection with the company’s initial public offering, subject to multi-year vesting tied to continued service.
He also disposed of 93,500 stock appreciation rights back to the issuer, which were fully vested and settled in cash based on the IPO price versus the SAR exercise price. In addition, he was granted 31,944 employee stock options with an $18 exercise price that vest over four years from the IPO pricing date.
Once Upon a Farm, PBC director Megan Reimers Bent reported equity changes tied to the company’s initial public offering. On February 9, 2026, 16,493 shares of Series C-1 Preferred Stock and 29,546 shares of Series C-2 Preferred Stock were disposed of to the issuer and automatically converted, for no additional consideration, into 46,039 shares of common stock.
On the same date, she was granted 6,112 restricted stock units of common stock that vest on the earlier of the first anniversary of the IPO closing or the next annual stockholder meeting, subject to continued board service. Following these transactions, she held 52,151 shares of common stock directly.
Once Upon a Farm, PBC reported that director Dara Bazzano acquired 6,112 shares of common stock through a grant of restricted stock units in connection with the company’s initial public offering. These units vest fully on the earlier of the first anniversary of the IPO closing or the next annual meeting of stockholders, provided Bazzano continues serving on the Board of Directors through that date.
Once Upon a Farm, PBC Chief Accounting Officer Chris Folena reported equity compensation changes tied to the company’s initial public offering. On 02/09/2026, Folena acquired 6,077 shares of common stock as a grant, held directly.
The filing also shows a disposition to the issuer of 37,400 stock appreciation rights on 02/09/2026, which fully vested and were settled in cash in connection with the IPO. On 02/05/2026, Folena received 8,601 employee stock options, which vest 25% on the first anniversary of the IPO pricing and 75% in three equal annual installments thereafter, subject to continued service.