Once Upon a Farm exec sells 68 shares at $16.98

Once Upon a Farm’s Chief Innovation Officer sold a small number of shares to satisfy tax withholding from vested restricted stock units.

Available on EDGAR 09/16/2026 - 04:05 PM EDT Accepted by SEC EDGAR 09/16/2026 - 04:05 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Once Upon a Farm, PBC (OFRM) reported that Chief Innovation Officer and director Cassandra Nicole Curtis sold 68 shares of common stock on September 14, 2026 at $16.98 per share. The company notes these shares were sold to cover tax withholding obligations arising from the vesting of restricted stock units, and Curtis now holds 432,840 shares directly.

Insider Trade Summary

Net Seller: 68 shares

Net Sell 1 txn

Insider Curtis Cassandra Nicole

Role Chief Innovation Officer

Sold 68 shs ($1K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1	68	$16.98	$1K

Holdings After Transaction: Common Stock — 432,840 shares (Direct)

Footnotes (1)

1. F1. Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Key Figures

Shares sold: 68 shares Sale price per share: $16.98 per share Shares held after transaction: 432,840 shares +1 more

4 metrics

Shares sold 68 shares Common stock sale on September 14, 2026

Sale price per share $16.98 per share Common stock sale on September 14, 2026

Shares held after transaction 432,840 shares Direct ownership after September 14, 2026 sale

Net shares sold in filing 68 shares Net of all reported transactions in this Form 4

Key Terms

restricted stock units, tax withholding obligations, open market or private transaction

3 terms

restricted stock units financial

"in connection with the vesting of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"Shares sold to cover tax withholding obligations in connection"

open market or private transaction financial

"Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did OFRM disclose for Cassandra Nicole Curtis?

OFRM disclosed that Cassandra Nicole Curtis sold 68 shares of common stock on September 14, 2026 at $16.98 per share, in connection with tax withholding on vested restricted stock units.

Why did the OFRM insider sell 68 shares of stock?

The filing states the 68 shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units, indicating the sale was tied to an equity compensation event.

How many OFRM shares does Cassandra Nicole Curtis hold after this transaction?

After the September 14, 2026 sale, Cassandra Nicole Curtis directly holds 432,840 shares of Once Upon a Farm, PBC common stock, according to the Form 4 disclosure.

Was the OFRM insider sale made under a Rule 10b5-1 trading plan?

No. The filing indicates the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating the transaction was made under a Rule 10b5-1 trading plan.

What role does Cassandra Nicole Curtis have at Once Upon a Farm (OFRM)?

Cassandra Nicole Curtis is reported as both a director and an officer of Once Upon a Farm, PBC, serving as the company’s Chief Innovation Officer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Curtis Cassandra Nicole

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CALIFORNIA 94710

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Innovation Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/14/2026		S(1)		68	D	$16.98	432,840	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

	Chris Folena, as Attorney-in-Fact	09/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)