Once Upon a Farm director buys IPO shares

Once Upon a Farm, PBC director Robb Walter E IV reported IPO-related equity changes on February 9, 2026.

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Rhea-AI Filing Summary

Once Upon a Farm, PBC director Robb Walter E IV reported IPO-related equity changes on February 9, 2026. Multiple series of preferred stock automatically converted, for no additional consideration, into 134,303 shares of common stock at the closing of the company’s initial public offering.

In connection with the IPO, he was granted 6,112 restricted stock units, which vest fully on the earlier of the first anniversary of the IPO closing or the next annual stockholder meeting, subject to continued board service. He also purchased 5,555 shares of common stock at the IPO price of $18 per share. Following these transactions, he directly owned 145,970 shares of common stock.

Insider Trade Summary

Net Buyer: 5,555 shares

Net Buy 7 txns

Insider ROBB WALTER E IV

Role Director

Bought 5,555 shs ($100K)

Type	Security	Shares	Price	Value
Disposition	Series B-1 Preferred Stock	16,082	$0.00	$0.00
Disposition	Series B-2 Preferred Stock	101,354	$0.00	$0.00
Disposition	Series C-1 Preferred Stock	6,657	$0.00	$0.00
Disposition	Series D Preferred Stock	10,210	$0.00	$0.00
Grant/Award	Common Stock	134,303	$0.00	$0.00
Grant/Award	Common Stock	6,112	$0.00	$0.00
Purchase	Common Stock	5,555	$18.00	$100K

Holdings After Transaction: Series B-1 Preferred Stock — 0 contracts (Direct); Series B-2 Preferred Stock — 0 contracts (Direct); Series C-1 Preferred Stock — 0 contracts (Direct); Series D Preferred Stock — 0 contracts (Direct); Common Stock — 145,970 shares (Direct)

Footnotes (3)

F1. The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.
F2. In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.
F3. The shares of common stock were purchased by the reporting person at the initial public offering price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Robb Walter report for Once Upon a Farm (OFRM)?

Robb Walter reported automatic conversion of preferred stock into 134,303 common shares, a grant of 6,112 restricted stock units tied to the IPO, and an open-market purchase of 5,555 common shares at $18 per share, ending with 145,970 common shares owned directly.

How did Once Upon a Farm’s IPO affect Robb Walter’s preferred and common shares?

At the IPO closing, multiple preferred stock series automatically converted, for no additional consideration, into 134,303 common shares. Those derivative positions dropped to zero, and together with an RSU grant and a 5,555-share purchase, left him holding 145,970 common shares directly.

What restricted stock units did Robb Walter receive in connection with OFRM’s IPO?

In connection with the IPO closing, he was granted 6,112 restricted stock units. These RSUs vest fully on the earlier of the first anniversary of the IPO closing or the next annual stockholder meeting, provided he continues serving on Once Upon a Farm’s Board of Directors through that date.

At what price did Robb Walter buy Once Upon a Farm common stock?

He purchased 5,555 shares of Once Upon a Farm common stock at the initial public offering price of $18 per share. This open-market or private purchase occurred on February 9, 2026, the same date as the IPO closing and related equity conversions.

How many Once Upon a Farm common shares does Robb Walter own after these Form 4 transactions?

After the reported transactions, including preferred-to-common conversion, RSU grant, and share purchase, Robb Walter directly owned 145,970 shares of Once Upon a Farm common stock. This figure reflects his beneficial ownership following all Form 4 transactions on February 9, 2026.

When do Robb Walter’s restricted stock units in OFRM fully vest?

The 6,112 restricted stock units vest fully on the earlier of the first anniversary of the IPO closing or the next annual meeting of stockholders. Vesting is contingent on Robb Walter’s continued service on Once Upon a Farm’s Board of Directors through the applicable vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 02/09/2026 - 08:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ROBB WALTER E IV

(Last)

(First)

(Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY

94710

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/09/2026		A		134,303	A	⁽¹⁾	134,303	D
Common Stock⁽²⁾	02/09/2026		A		6,112	A	$0	140,415	D
Common Stock⁽³⁾	02/09/2026		P		5,555	A	$18	145,970	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Series B-1 Preferred Stock	⁽¹⁾	02/09/2026		D			16,082	⁽¹⁾	⁽¹⁾	Common Stock	16,082	$0	0	D
Series B-2 Preferred Stock	⁽¹⁾	02/09/2026		D			101,354	⁽¹⁾	⁽¹⁾	Common Stock	101,354	$0	0	D
Series C-1 Preferred Stock	⁽¹⁾	02/09/2026		D			6,657	⁽¹⁾	⁽¹⁾	Common Stock	6,657	$0	0	D
Series D Preferred Stock	⁽¹⁾	02/09/2026		D			10,210	⁽¹⁾	⁽¹⁾	Common Stock	10,210	$0	0	D

Explanation of Responses:

1. The preferred stock automatically converted, for no additional consideration, into shares of common stock of Once Upon a Farm, PBC (the "Issuer"), as of the closing of the Issuer's initial public offering on February 9, 2026.

2. In connection with the closing of the Issuer's initial public offering, the reporting person was granted restricted stock units, which vest fully on the earlier of the first anniversary of the closing of the initial public offering and the next annual meeting of stockholders, subject to the reporting person's continued service on the Issuer's Board of Directors through such date.

3. The shares of common stock were purchased by the reporting person at the initial public offering price.

	/s/ Genevieve Kelly, as Attorney-in-fact	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR