Welcome to our dedicated page for Ofs Capital SEC filings (Ticker: OFS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The OFS Capital Corporation (Nasdaq: OFS) SEC filings page provides direct access to the company’s regulatory disclosures as a business development company. OFS Capital files reports and current event disclosures that describe its investment portfolio, capital structure, distributions and material agreements, giving investors a structured view of how it pursues current income and capital appreciation through middle-market lending.
Through this page, users can review annual reports on Form 10-K and quarterly reports on Form 10-Q, which include information on total investments at fair value, the composition of debt, equity and structured finance securities, non-accrual loans, net investment income and net asset value per share. These filings also detail revolving credit facilities with Banc of California and the BNP Credit Facility at OFSCC-FS, LLC, along with associated borrowing bases and covenants.
Investors can also examine current reports on Form 8-K that describe material events such as amendments to the BNP Credit Facility, reductions in the facility amount, the issuance of 7.50% notes due 2028 and an 8.00% unsecured note due 2029, and partial redemptions of 4.75% unsecured notes due 2026. Certain 8-K filings also report quarterly distributions on common stock and the results of stockholder votes authorizing potential sales of common shares below net asset value, subject to specified limits.
Stock Titan enhances these filings with AI-powered summaries that highlight key terms, capital structure changes and portfolio metrics, helping users interpret lengthy documents more efficiently. Real-time updates from EDGAR ensure that new OFS Capital filings, including Forms 10-K, 10-Q and 8-K, appear promptly. Users can also track note indentures and supplemental indentures referenced in 8-K exhibits to better understand the ranking, covenants and maturity profiles of OFS Capital’s unsecured notes.
OFS Capital Corporation reported that on January 9, 2026 it amended its Business Loan Agreement with Banc of California, which provides a senior secured revolving credit facility used for general corporate purposes, including funding investments. The amendment extends the facility’s maturity date by two years, from February 28, 2026 to February 28, 2028. The company incurred customary fees, costs and expenses in connection with closing this amendment.
OFS Capital Corporation reported that it is redeeming the remaining balance of its 4.75% Notes due 2026. On February 9, 2026, the company will redeem $16,000,000 in aggregate principal amount of these notes, which represents all notes still outstanding. The redemption price will be 100% of the principal amount plus any accrued and unpaid interest up to, but not including, the redemption date.
OFS Capital Corporation reported that its indirect subsidiary, OFSCC-FS, LLC, entered into a fifth amendment to its revolving credit and security agreement with lenders and BNP Paribas as administrative agent. The BNP credit facility continues to provide for borrowings in an aggregate principal amount up to $80,000,000.
The amendment updates how the portfolio advance rate is calculated by revising the “Portfolio Advance Rate Adjustment” definition to use new percentage tables tied to the Diversity Score for three periods: before the amendment’s effective date, from that date through December 15, 2025, and after December 15, 2025. It also allows the borrower to purchase additional collateral loans during and after the reinvestment period, subject to conditions, and allows the equityholder, with the administrative agent’s consent, to contribute certain eligible collateral loans to the borrower.
OFS Capital Corporation filed its Quarterly Report for the period ended September 30, 2025, outlining portfolio holdings, liquidity sources, and recent financing actions. The company lists its common stock (OFS) and two note issuances on the Nasdaq: 4.95% Notes due 2028 (OFSSH) and 7.50% Notes due 2028 (OFSSO).
During the period, OFS issued an Unsecured Note Due August 2029 in the principal amount of
OFS Capital Corporation reported that it issued a press release announcing financial results for the quarter ended September 30, 2025. The board also declared a 2025 fourth‑quarter distribution of $0.17 per common share, payable on December 31, 2025 to stockholders of record as of December 19, 2025.
The announcement was furnished under Item 2.02, and the related press release is included as Exhibit 99.1.
OFS Capital Corporation disclosed that its indirect wholly owned subsidiary, OFSCC-FS, LLC, entered into a fourth amendment to its revolving credit and security agreement with a lender group led by BNP Paribas.
The revolving credit facility provides for borrowings in an aggregate principal amount of $80,000,000. The amendment extends the reinvestment period under this credit facility from August 31, 2025 to September 30, 2025, allowing an additional month during which principal collections can be reinvested in new eligible assets under the facility’s terms.
The company states that no other changes were made to the terms of the revolving credit and security agreement, and the full text of the amendment is included as an exhibit to the report.
OFS Capital Corporation, through its indirect wholly owned subsidiary OFSCC-FS, LLC, elected to reduce the maximum amount under its revolving credit and security agreement with BNP Paribas from
OFS Capital Corporation entered into a private placement to sell an unsecured $25,000,000 note carrying an 8.00% fixed interest rate and maturing on August 8, 2029. The purchase price was $24,250,000 after an offering discount and interest is payable quarterly. The Note ranks pari passu with other unsecured, unsubordinated indebtedness and includes customary affirmative and negative covenants, including maintenance of the company’s status as a business development company and a minimum asset coverage ratio; if breached, the holder may require redemption at 100% of principal plus accrued interest. The Company intends to use net proceeds to partially redeem its 4.75% Notes due 2026. The Note was issued in reliance on Section 4(a)(2) and is not registered under the Securities Act.
OFS Capital Corporation (OFS) filed an 8-K (Item 5.07) detailing results of its 30 Jul 2025 adjourned Special Meeting. Shareholders approved a single proposal authorizing the Board, for the next 12 months, to issue common stock at prices below current net asset value (NAV), provided the cumulative shares sold do not exceed 25 % of outstanding shares immediately before each sale.
The motion passed with 6,757,050 votes FOR, 1,329,304 AGAINST and 262,132 ABSTAIN, meaning 83.6 % support; excluding 3,025,425 affiliated votes, unaffiliated holders cast 3,731,625 FOR. No other items were presented.
The authorization increases capital-raising flexibility, allowing the BDC to fund new investments or reduce leverage even when the market prices the stock below NAV. However, any issuance under this authority would be immediately dilutive to existing shareholders and could pressure per-share NAV and earnings. Investors should monitor forthcoming equity offerings, pricing, and use-of-proceeds disclosures.
FAQ
What is the current stock price of Ofs Capital (OFS)?
What is the market cap of Ofs Capital (OFS)?
