STOCK TITAN

[Form 4] Oklo Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Caroline Cochran, Co-Founder and COO of Oklo, reported significant insider transactions on June 24, 2025. As both a Director and 10% Owner, Cochran made two notable gifts of Class A Common Stock:

  • Gifted 300,000 shares at $0 to a donor advised fund, maintaining direct ownership of 10,102,108 shares
  • Additional 300,000 shares reported under indirect ownership through spouse Jacob DeWitte, with 10,405,098 shares remaining
  • Maintains indirect ownership of 2,000,000 shares each through Caroline Cochran GRAT and Jacob DeWitte GRAT

The transactions were executed in compliance with the lock-up agreement dated June 12, 2025, with Goldman Sachs and BofA Securities. Total beneficial ownership post-transactions includes both direct and indirect holdings through various vehicles, demonstrating significant insider stake in the company.

Caroline Cochran, cofondatrice e COO di Oklo, ha comunicato importanti transazioni interne il 24 giugno 2025. In qualità di Direttrice e proprietaria del 10%, Cochran ha effettuato due donazioni significative di azioni ordinarie di Classe A:

  • Ha donato 300.000 azioni a valore zero a un fondo consigliato da donatori, mantenendo la proprietà diretta di 10.102.108 azioni
  • Altre 300.000 azioni sono state segnalate come proprietà indiretta tramite il coniuge Jacob DeWitte, con 10.405.098 azioni residue
  • Mantiene la proprietà indiretta di 2.000.000 di azioni ciascuna tramite il Caroline Cochran GRAT e il Jacob DeWitte GRAT

Le transazioni sono state eseguite nel rispetto dell'accordo di lock-up datato 12 giugno 2025, stipulato con Goldman Sachs e BofA Securities. La proprietà totale effettiva dopo le transazioni include sia le partecipazioni dirette che indirette attraverso vari strumenti, evidenziando una significativa quota interna nella società.

Caroline Cochran, cofundadora y COO de Oklo, informó transacciones internas significativas el 24 de junio de 2025. Como Directora y propietaria del 10%, Cochran realizó dos donaciones notables de acciones ordinarias Clase A:

  • Donó 300,000 acciones a valor cero a un fondo asesorado por donantes, manteniendo la propiedad directa de 10,102,108 acciones
  • Se reportaron 300,000 acciones adicionales bajo propiedad indirecta a través de su cónyuge Jacob DeWitte, con 10,405,098 acciones restantes
  • Mantiene la propiedad indirecta de 2,000,000 acciones cada una a través de Caroline Cochran GRAT y Jacob DeWitte GRAT

Las transacciones se realizaron cumpliendo con el acuerdo de lock-up fechado el 12 de junio de 2025, con Goldman Sachs y BofA Securities. La propiedad total beneficiaria después de las transacciones incluye tanto participaciones directas como indirectas a través de varios vehículos, demostrando una participación interna significativa en la empresa.

캐롤라인 코크런은 Oklo의 공동 창립자이자 COO로서 2025년 6월 24일 중요한 내부자 거래를 보고했습니다. 이사는 물론 10% 지분 보유자로서 코크런은 클래스 A 보통주를 두 차례에 걸쳐 증여했습니다:

  • 기부자 자문 기금에 300,000주를 무상으로 증여했으며, 직접 소유는 10,102,108주를 유지
  • 배우자 제이콥 드위트를 통한 간접 소유로 추가 300,000주가 보고되었으며, 잔여 주식은 10,405,098주
  • 캐롤라인 코크런 GRAT와 제이콥 드위트 GRAT를 통해 각각 2,000,000주의 간접 소유 유지

이 거래들은 2025년 6월 12일자 골드만삭스 및 BofA 증권과의 락업 계약에 따라 실행되었습니다. 거래 후 총 실질 소유권은 다양한 수단을 통한 직접 및 간접 보유를 포함하며, 회사 내 상당한 내부자 지분을 보여줍니다.

Caroline Cochran, cofondatrice et COO d'Oklo, a déclaré d'importantes transactions d'initiés le 24 juin 2025. En tant que directrice et détentrice de 10 % des parts, Cochran a réalisé deux donations notables d'actions ordinaires de classe A :

  • Donation de 300 000 actions à 0 $ à un fonds conseillé par des donateurs, tout en conservant la propriété directe de 10 102 108 actions
  • 300 000 actions supplémentaires déclarées en propriété indirecte via son conjoint Jacob DeWitte, avec 10 405 098 actions restantes
  • Maintient une propriété indirecte de 2 000 000 d'actions chacune via le Caroline Cochran GRAT et le Jacob DeWitte GRAT

Les transactions ont été réalisées conformément à l'accord de lock-up daté du 12 juin 2025, avec Goldman Sachs et BofA Securities. La propriété bénéficiaire totale après les transactions inclut à la fois des participations directes et indirectes via divers véhicules, démontrant une participation importante d'initiés dans la société.

Caroline Cochran, Mitgründerin und COO von Oklo, meldete am 24. Juni 2025 bedeutende Insider-Transaktionen. Als Direktorin und 10%-Eigentümerin tätigte Cochran zwei bemerkenswerte Schenkungen von Stammaktien der Klasse A:

  • Schenkung von 300.000 Aktien zu einem Wert von 0 $ an einen donor advised fund, wobei sie weiterhin 10.102.108 Aktien direkt besitzt
  • Weitere 300.000 Aktien wurden unter indirektem Besitz durch den Ehepartner Jacob DeWitte gemeldet, mit verbleibenden 10.405.098 Aktien
  • Behält indirekten Besitz von jeweils 2.000.000 Aktien über den Caroline Cochran GRAT und den Jacob DeWitte GRAT

Die Transaktionen wurden unter Einhaltung der Lock-up-Vereinbarung vom 12. Juni 2025 mit Goldman Sachs und BofA Securities durchgeführt. Das gesamte wirtschaftliche Eigentum nach den Transaktionen umfasst sowohl direkte als auch indirekte Beteiligungen über verschiedene Vehikel und zeigt eine bedeutende Insiderbeteiligung am Unternehmen.

Positive
  • None.
Negative
  • Co-Founder and COO Caroline Cochran gifted 600,000 shares (worth millions at current market prices) to a donor advised fund, reducing her direct ownership position

Caroline Cochran, cofondatrice e COO di Oklo, ha comunicato importanti transazioni interne il 24 giugno 2025. In qualità di Direttrice e proprietaria del 10%, Cochran ha effettuato due donazioni significative di azioni ordinarie di Classe A:

  • Ha donato 300.000 azioni a valore zero a un fondo consigliato da donatori, mantenendo la proprietà diretta di 10.102.108 azioni
  • Altre 300.000 azioni sono state segnalate come proprietà indiretta tramite il coniuge Jacob DeWitte, con 10.405.098 azioni residue
  • Mantiene la proprietà indiretta di 2.000.000 di azioni ciascuna tramite il Caroline Cochran GRAT e il Jacob DeWitte GRAT

Le transazioni sono state eseguite nel rispetto dell'accordo di lock-up datato 12 giugno 2025, stipulato con Goldman Sachs e BofA Securities. La proprietà totale effettiva dopo le transazioni include sia le partecipazioni dirette che indirette attraverso vari strumenti, evidenziando una significativa quota interna nella società.

Caroline Cochran, cofundadora y COO de Oklo, informó transacciones internas significativas el 24 de junio de 2025. Como Directora y propietaria del 10%, Cochran realizó dos donaciones notables de acciones ordinarias Clase A:

  • Donó 300,000 acciones a valor cero a un fondo asesorado por donantes, manteniendo la propiedad directa de 10,102,108 acciones
  • Se reportaron 300,000 acciones adicionales bajo propiedad indirecta a través de su cónyuge Jacob DeWitte, con 10,405,098 acciones restantes
  • Mantiene la propiedad indirecta de 2,000,000 acciones cada una a través de Caroline Cochran GRAT y Jacob DeWitte GRAT

Las transacciones se realizaron cumpliendo con el acuerdo de lock-up fechado el 12 de junio de 2025, con Goldman Sachs y BofA Securities. La propiedad total beneficiaria después de las transacciones incluye tanto participaciones directas como indirectas a través de varios vehículos, demostrando una participación interna significativa en la empresa.

캐롤라인 코크런은 Oklo의 공동 창립자이자 COO로서 2025년 6월 24일 중요한 내부자 거래를 보고했습니다. 이사는 물론 10% 지분 보유자로서 코크런은 클래스 A 보통주를 두 차례에 걸쳐 증여했습니다:

  • 기부자 자문 기금에 300,000주를 무상으로 증여했으며, 직접 소유는 10,102,108주를 유지
  • 배우자 제이콥 드위트를 통한 간접 소유로 추가 300,000주가 보고되었으며, 잔여 주식은 10,405,098주
  • 캐롤라인 코크런 GRAT와 제이콥 드위트 GRAT를 통해 각각 2,000,000주의 간접 소유 유지

이 거래들은 2025년 6월 12일자 골드만삭스 및 BofA 증권과의 락업 계약에 따라 실행되었습니다. 거래 후 총 실질 소유권은 다양한 수단을 통한 직접 및 간접 보유를 포함하며, 회사 내 상당한 내부자 지분을 보여줍니다.

Caroline Cochran, cofondatrice et COO d'Oklo, a déclaré d'importantes transactions d'initiés le 24 juin 2025. En tant que directrice et détentrice de 10 % des parts, Cochran a réalisé deux donations notables d'actions ordinaires de classe A :

  • Donation de 300 000 actions à 0 $ à un fonds conseillé par des donateurs, tout en conservant la propriété directe de 10 102 108 actions
  • 300 000 actions supplémentaires déclarées en propriété indirecte via son conjoint Jacob DeWitte, avec 10 405 098 actions restantes
  • Maintient une propriété indirecte de 2 000 000 d'actions chacune via le Caroline Cochran GRAT et le Jacob DeWitte GRAT

Les transactions ont été réalisées conformément à l'accord de lock-up daté du 12 juin 2025, avec Goldman Sachs et BofA Securities. La propriété bénéficiaire totale après les transactions inclut à la fois des participations directes et indirectes via divers véhicules, démontrant une participation importante d'initiés dans la société.

Caroline Cochran, Mitgründerin und COO von Oklo, meldete am 24. Juni 2025 bedeutende Insider-Transaktionen. Als Direktorin und 10%-Eigentümerin tätigte Cochran zwei bemerkenswerte Schenkungen von Stammaktien der Klasse A:

  • Schenkung von 300.000 Aktien zu einem Wert von 0 $ an einen donor advised fund, wobei sie weiterhin 10.102.108 Aktien direkt besitzt
  • Weitere 300.000 Aktien wurden unter indirektem Besitz durch den Ehepartner Jacob DeWitte gemeldet, mit verbleibenden 10.405.098 Aktien
  • Behält indirekten Besitz von jeweils 2.000.000 Aktien über den Caroline Cochran GRAT und den Jacob DeWitte GRAT

Die Transaktionen wurden unter Einhaltung der Lock-up-Vereinbarung vom 12. Juni 2025 mit Goldman Sachs und BofA Securities durchgeführt. Das gesamte wirtschaftliche Eigentum nach den Transaktionen umfasst sowohl direkte als auch indirekte Beteiligungen über verschiedene Vehikel und zeigt eine bedeutende Insiderbeteiligung am Unternehmen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cochran Caroline

(Last) (First) (Middle)
C/O OKLO INC.
3190 CORONADO DR.

(Street)
SANTA CLARA CA 95054

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Oklo Inc. [ OKLO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Co-Founder, COO
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/24/2025 G 300,000(1) D $0 10,102,108 D
Class A Common Stock 06/24/2025 G 300,000(1) D $0 10,405,098 I By Jacob DeWitte(2)
Class A Common Stock 2,000,000 I By Caroline Cochran GRAT
Class A Common Stock 2,000,000 I By Jacob DeWitte GRAT
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This filing relates to a gift of 600,000 shares of Class A Common Stock to a donor advised fund as permitted by the lock-up agreement between the Reporting Person and Goldman Sachs & Co. LLC and BofA Securities, Inc., as representatives of the several underwriters dated June 12, 2025 (the "Lock-Up Agreement").
2. Represents securities held by the Reporting Person's spouse.
/s/ Richard Craig Bealmear, Attorney-in-Fact 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares of OKLO stock did Caroline Cochran gift on June 24, 2025?

Caroline Cochran gifted a total of 600,000 shares of OKLO Class A Common Stock to a donor advised fund on June 24, 2025. This was split into two transactions of 300,000 shares each.

What positions does Caroline Cochran hold at OKLO?

According to the Form 4 filing, Caroline Cochran serves multiple roles at OKLO: she is a Director, a 10% Owner, and serves as Co-Founder and COO (Chief Operating Officer) of the company.

How many OKLO shares does Caroline Cochran own directly after the reported transaction?

Following the reported transaction, Caroline Cochran directly owns 10,102,108 shares of OKLO Class A Common Stock.

What is the total indirect ownership of OKLO shares by Caroline Cochran through various entities?

Caroline Cochran indirectly owns OKLO shares through multiple entities: 10,405,098 shares through Jacob DeWitte (her spouse), 2,000,000 shares through the Caroline Cochran GRAT, and has beneficial interest in 2,000,000 shares through the Jacob DeWitte GRAT, totaling 14,405,098 shares of indirect ownership.

Was OKLO's stock gift transaction compliant with the company's lock-up agreement?

Yes, the Form 4 explicitly states that the gift of 600,000 shares to a donor advised fund was permitted under the lock-up agreement between the Reporting Person and Goldman Sachs & Co. LLC and BofA Securities, Inc., dated June 12, 2025.
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8.54B
114.04M
31.64%
35.17%
8.69%
Utilities - Regulated Electric
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United States
SANTA CLARA