Oklo (OKLO) CEO and related trusts report Rule 10b5-1 stock sales
Rhea-AI Filing Summary
Oklo Inc. insider Jacob DeWitte, the company’s Co‑Founder, CEO, director and 10% owner, reported multiple open‑market sales of Class A common stock on January 7–8, 2026. The filing states these transactions were made under a Rule 10b5‑1 trading plan adopted on March 31, 2025, meaning they were pre‑scheduled rather than discretionary at the time of sale.
The reported sales include both direct holdings and indirect holdings through entities such as the Jacob DeWitte GRAT, with weighted‑average prices ranging from about $93.7874 to $100.0177 per share. The form also shows sizeable indirect positions held via the Jacob DeWitte Family Trust, Jacob DeWitte GRAT No. 2, and entities associated with DeWitte’s spouse, including the Caroline Cochran and Caroline Cochran GRAT accounts and related family trusts, which remain beneficially owned after these transactions.
Positive
- None.
Negative
- None.
Insights
Oklo’s CEO-linked entities report preset stock sales under a Rule 10b5-1 plan, without new operational information.
Oklo Inc. reports that Co‑Founder and CEO Jacob DeWitte, a director and 10% owner, filed a Form 4 covering a series of sales of Class A common stock on January 7–8, 2026. The transactions span both DeWitte’s direct holdings and indirect positions through vehicles such as the Jacob DeWitte GRAT, using weighted‑average prices in a band from about $93.7874 to $100.0177 per share.
The filing specifies that these sales were effected pursuant to a Rule 10b5‑1 trading plan adopted on March 31, 2025. Such plans allow insiders to pre‑schedule trades, which can reduce concerns that sales reflect non‑public information. The form also lists substantial remaining indirect holdings through the Jacob DeWitte Family Trust, Jacob DeWitte GRAT No. 2, and entities associated with DeWitte’s spouse, including Caroline Cochran accounts, a GRAT, and family trusts.
From an investment‑analysis standpoint, this filing mainly updates ownership records rather than providing new data on Oklo’s operations, earnings, or strategy. The magnitude of the reported sales is visible in individual line items, but the overall impact on DeWitte‑ and spouse‑associated holdings depends on total shares outstanding and prior positions, which are not detailed here. Subsequent company reports may offer broader context on insider ownership trends over time.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Sale | Class A Common Stock | 1,255 | $100.00 | $126K |
| Sale | Class A Common Stock | 1,100 | $100.0177 | $110K |
| Sale | Class A Common Stock | 1,255 | $100.00 | $126K |
| Sale | Class A Common Stock | 1,100 | $100.0177 | $110K |
| Sale | Class A Common Stock | 3,121 | $93.7874 | $293K |
| Sale | Class A Common Stock | 1,214 | $94.5215 | $115K |
| Sale | Class A Common Stock | 4,387 | $95.7592 | $420K |
| Sale | Class A Common Stock | 5,608 | $96.9898 | $544K |
| Sale | Class A Common Stock | 34,580 | $97.9189 | $3.39M |
| Sale | Class A Common Stock | 35,498 | $98.7542 | $3.51M |
| Sale | Class A Common Stock | 7,597 | $99.4858 | $756K |
| Sale | Class A Common Stock | 69,826 | $100.0561 | $6.99M |
| Sale | Class A Common Stock | 3,121 | $93.7874 | $293K |
| Sale | Class A Common Stock | 1,214 | $94.5215 | $115K |
| Sale | Class A Common Stock | 4,386 | $95.7592 | $420K |
| Sale | Class A Common Stock | 5,609 | $96.9898 | $544K |
| Sale | Class A Common Stock | 34,579 | $97.9189 | $3.39M |
| Sale | Class A Common Stock | 35,499 | $98.7542 | $3.51M |
| Sale | Class A Common Stock | 7,596 | $99.4858 | $756K |
| Sale | Class A Common Stock | 69,827 | $100.0561 | $6.99M |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Footnotes (1)
- The sales reported herein were effected pursuant to a Rule 10b5-1 plan adopted on March 31, 2025. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.15 - $94.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.19 - $94.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.24 - $96.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.28 - $97.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.29 - $98.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.30 - $99.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.31 - $99.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.70 - $100.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.00 - $100.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Represents securities held by the Reporting Person's spouse. Represents securities beneficially owned by the Reporting Person's spouse.