[144] Okta, Inc. SEC Filing

Rhea-AI Filing Summary

Okta, Inc. insider filing reports a proposed sale of 1,318 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $119,793.02. The shares were originally acquired on 06/15/2019 as restricted stock units and via an employee stock purchase plan. The filer also disclosed 10b5-1 plan sales of 3,348 shares on 09/17/2025 with gross proceeds of $301,875.10. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information and references Rule 10b5-1 instructions where applicable.

Positive

• Shares originated from RSUs/ESPP, indicating compensation-based holdings acquired on 06/15/2019
• Sale routed through a major broker (Morgan Stanley Smith Barney LLC) which supports orderly execution
• Prior 10b5-1 sales disclosed (3,348 shares on 09/17/2025), showing structured trading plan use

Negative

• Proposed sale of 1,318 shares equal to an aggregate market value of $119,793.02, which is insider selling
• Recent 10b5-1 sales generated $301,875.10, indicating continuing disposals of insider-held stock

Insights

Insider Transactions Analyst

TL;DR: A named insider plans a small-volume sale of $119,793.02 worth of Okta common stock, following prior 10b5-1 sales.

The filing shows a proposed sale of 1,318 shares via Morgan Stanley Smith Barney LLC, acquired as RSUs and ESPP shares on 06/15/2019. The document also reports prior 10b5-1 sales of 3,348 shares on 09/17/2025 for gross proceeds of $301,875.10. This pattern is consistent with routine disposal of vested compensation rather than corporate operational changes.

The primary dependency is adherence to the disclosed trading plan and public disclosure requirements; the seller affirms no undisclosed material adverse information. Investors may note the timing and amounts relative to future filings and any additional 10b5-1 announcements within the next few reporting periods.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1318	119793.02	168459019	10/08/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2019	Restricted Stock Units & Employee Stock Purchase Plan	Issuer			1318	06/15/2019	Cash / NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	COMMON	09/17/2025	3348	301875.10

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the Okta (OKTA) Form 144 disclose about the proposed sale?

The filing shows a proposed sale of 1,318 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $119,793.02.

When were the shares being sold by the Okta insider acquired (OKTA)?

The shares were acquired on 06/15/2019 as restricted stock units and through an employee stock purchase plan.

Has the filer made recent sales under a 10b5-1 plan (OKTA)?

Yes, the filing discloses 10b5-1 sales of 3,348 shares on 09/17/2025 for gross proceeds of $301,875.10.

Which broker will execute the proposed Okta insider sale (OKTA)?

The proposed sale is to be executed by Morgan Stanley Smith Barney LLC, located at 1 New York Plaza, New York, NY.

Does the Form 144 include any statements about undisclosed material information?

Yes, the signer represents they do not know any material adverse information about the issuer that has not been publicly disclosed, consistent with the Form 144 certification.