OKTA affiliate files Form 144 for RSU sales

OKTA affiliate filing notifies proposed resale of restricted stock units via brokerage sales.

Rhea-AI Filing Summary

OKTA affiliate filing notifies proposed resale of restricted stock units via brokerage sales. The excerpt lists multiple 10b5-1 sale executions by Larissa Schwartz on 03/10/2026, 04/07/2026, and 05/06/2026 with individual share amounts and dollar proceeds shown for each trade.

Key Figures

Sale on 05/06/2026 (shares): 5,197 shares Proceeds on 05/06/2026: $400,580.07 Sale on 04/07/2026 (shares): 5,197 shares +3 more

6 metrics

Sale on 05/06/2026 (shares) 5,197 shares 10b5-1 sale execution on 05/06/2026

Proceeds on 05/06/2026 $400,580.07 Dollar proceeds reported for 5,197-share execution on 05/06/2026

Sale on 04/07/2026 (shares) 5,197 shares 10b5-1 sale execution on 04/07/2026

Proceeds on 04/07/2026 $414,088.72 Dollar proceeds reported for 5,197-share execution on 04/07/2026

Sale on 03/10/2026 (shares) 656 shares 10b5-1 sale execution on 03/10/2026

Proceeds on 03/10/2026 $52,316.00 Dollar proceeds reported for 656-share execution on 03/10/2026

Key Terms

Form 144, 10b5-1 Sales, Restricted Stock Units

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 Sales regulatory

"10b5-1 Sales for LARISSA SCHWARTZ 100 First Street"

10b5-1 sales are pre-arranged stock-trading plans that let company insiders automatically buy or sell shares according to a fixed schedule or formula, even if they later learn confidential information. Think of it as setting up an automatic thermostat for trades: it creates a clear, documented path that can protect insiders from insider-trading accusations and gives investors a signal about predictable insider activity—though it can also simply be a way for insiders to diversify or raise cash.

Restricted Stock Units financial

"Common | 12/15/2019 | Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does OKTA's Form 144 filing disclose?

The filing lists proposed resales of restricted stock units by an affiliate under Rule 144. It details multiple 10b5-1 sale executions with share counts and dollar proceeds on specific trade dates in March, April, and May 2026.

Who executed the 10b5-1 sales in the OKTA filing?

The sales were executed for Larissa Schwartz through Morgan Stanley Smith Barney LLC. The excerpt names the broker and shows multiple trade dates with associated share counts and proceeds.

How many shares and proceeds are shown for the May 6, 2026 sales?

On 05/06/2026 the excerpt shows sales of 126 shares for $9,626.40 and 5,197 shares for $400,580.07. These amounts are listed as individual sale executions.

Are the sales described as part of a trading plan?

Yes. The transactions are labeled as 10b5-1 Sales, indicating they were executed under a pre-established trading arrangement. The excerpt lists each execution date, share count, and proceeds.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/07/2026 - 04:23 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001968125
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	OKTA, INC
SEC File Number	001-38044
Address of Issuer	100 First Street, Suite 600 San Francisco CALIFORNIA 94105
Phone	8887227871
Name of Person for Whose Account the Securities are To Be Sold	LARISSA SCHWARTZ
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1054	81621.76	169200461	05/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/15/2019	Restricted Stock Units	Issuer			1054	12/15/2019	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	05/06/2026	126	9626.40
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	05/06/2026	5197	400580.07
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	04/07/2026	1054	84404.32
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	04/07/2026	126	10090.08
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	04/07/2026	5197	414088.72
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	03/10/2026	1054	84320.00
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	03/10/2026	126	10048.50
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	03/10/2026	656	52316.00

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 12/15/19 through 12/15/21
Date of Notice	05/07/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	07/03/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Larissa Schwartz
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)