Affiliate files OKTA (NASDAQ: OKTA) sale notice for 3,977 shares

Rhea-AI Filing Summary

OKTA affiliate submitted a Form 144 notice to sell 3,977 shares of Common Stock, reported as restricted stock units to be sold through Morgan Stanley Smith Barney. The filing lists two prior 10b5-1 sales by Eric Kelleher: 2,409 shares on 04/01/2026 and 16,818 shares on 03/19/2026, with proceeds noted.

Insights

Securities Compliance Counsel

Form 144 notifies the marketplace of an affiliate sale involving 3,977 shares and recent 10b5-1 transactions.

The filing lists 3,977 shares as the securities to be sold and identifies the broker as Morgan Stanley Smith Barney LLC. It classifies the instruments as Restricted Stock Units with an execution date of 06/15/2026.

Two prior 10b5-1 sales by Eric Kelleher are disclosed: 2,409 shares on 04/01/2026 and 16,818 shares on 03/19/2026, with dollar proceeds shown in the excerpt. Standard regulatory notice procedures apply; timing and final execution depend on broker handling and plan mechanics.

Key Figures

Planned sale: 3,977 shares 10b5-1 sale (Apr): 2,409 shares 10b5-1 sale (Mar): 16,818 shares

3 metrics

Planned sale 3,977 shares Reported as Restricted Stock Units, sale date <date>06/15/2026</date>

10b5-1 sale (Apr) 2,409 shares <date>04/01/2026</date> proceeds <money>$192,720</money>

10b5-1 sale (Mar) 16,818 shares <date>03/19/2026</date> proceeds <money>$1,345,440</money>

Key Terms

Form 144, 10b5-1, Restricted Stock Units

3 terms

Form 144 regulatory

"Filed notice to sell 3,977 shares of Common Stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for ERIC KELLEHER listed for March and April 2026"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Securities To Be Sold ... Restricted Stock Units ... 3,977"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3977	449520.31	166119894	06/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2026	Restricted Stock Units	Issuer			3977	06/15/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ERIC KELLEHER 100 First Street, Suite 600 San Francisco CA 94105	Common	04/01/2026	2409	192720.00
10b5-1 Sales for ERIC KELLEHER 100 First Street, Suite 600 San Francisco CA 94105	Common	03/19/2026	16818	1345440.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does OKTA's Form 144 report about the 3,977 shares?

The Form 144 reports an affiliate intends to sell 3,977 shares of Common Stock reported as Restricted Stock Units with an intended sale date of 06/15/2026. The broker listed is Morgan Stanley Smith Barney LLC.

Who conducted recent 10b5-1 sales disclosed in the filing?

The filing shows two 10b5-1 sales by Eric Kelleher: 2,409 shares on 04/01/2026 for $192,720, and 16,818 shares on 03/19/2026 for $1,345,440. These are listed as past three-month transactions.

Are the proceeds from the planned sale disclosed in the Form 144?

The excerpt lists proceeds for prior 10b5-1 sales but does not attach a proceeds figure to the planned 3,977-share sale. The filing identifies the broker and the security type but does not show a sale price for the planned transaction in the provided text.

Does the filing state whether the shares are subject to any sale restrictions?

The securities are described as Restricted Stock Units, indicating prior restrictions; the Form 144 is a notice of intent to sell under regulatory procedures. Specific vesting, transfer conditions, or lifting of restrictions are not detailed in the provided excerpt.

What broker is handling the planned sale and when is the intended sale date?

The filing lists Morgan Stanley Smith Barney LLC as the broker handling the transaction and shows an intended sale/execution date of 06/15/2026 for the 3,977 shares reported as Restricted Stock Units.