Okta insider files notice for 10b5-1 sales

Okta insider Larissa Schwartz reported planned sales of common stock under a Rule 10b5-1 plan via Form 144.

Rhea-AI Filing Summary

Okta insider Larissa Schwartz reported planned sales of common stock under a Rule 10b5-1 plan via Form 144. The filing lists multiple 10b5-1 sale entries on 03/10/2026 and 04/07/2026 showing specific share counts and proceeds for each trade.

Insights

Corporate Governance / Insider Transactions

Routine disclosure of scheduled insider sales under a 10b5-1 plan.

The filing lists several 10b5-1 sales by Larissa Schwartz on 03/10/2026 and 04/07/2026, with individual trade details including share counts and dollar amounts. This is a standard regulatory notice of planned dispositions.

Timing and pricing reflect executed trades; cash‑flow treatment and any remaining planned sales are not stated in the excerpt. Subsequent filings may show additional transactions or cumulative position changes.

Key Figures

Trade on 04/07/2026: 1,054 shares for 84,404.32 Trade on 04/07/2026: 5,197 shares for 414,088.72 Trade on 03/10/2026: 1,054 shares for 84,320.00 +3 more

6 metrics

Trade on 04/07/2026 1,054 shares for 84,404.32 10b5-1 sale listed on 04/07/2026

Trade on 04/07/2026 5,197 shares for 414,088.72 10b5-1 sale listed on 04/07/2026

Trade on 03/10/2026 1,054 shares for 84,320.00 10b5-1 sale listed on 03/10/2026

Trade on 03/10/2026 656 shares for 52,316.00 10b5-1 sale listed on 03/10/2026

Smaller trades 126 shares for 10,090.08 and 126 shares for 10,048.50 10b5-1 sales on 04/07/2026 and 03/10/2026

Aggregate line in excerpt 5,323 shares for 413,863.25 Listed near issuer/security header (as shown in excerpt)

Key Terms

10b5-1, Restricted Stock Units, Form 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for LARISSA SCHWARTZ 100 First Street"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 06/15/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Larissa Schwartz's Form 144 for OKTA disclose?

It discloses planned or executed sales of common stock under a Rule 10b5-1 plan. The filing lists multiple trades on 03/10/2026 and 04/07/2026 with specific share counts and proceeds for each trade.

How many shares and proceeds are shown in the Form 144 trades?

The filing lists individual trades such as 1,054 shares for 84,404.32 and 5,197 shares for 414,088.72. Several other 126-, 656-share and 1,054-share entries with dollar amounts are also shown.

Were Larissa Schwartz's sales part of a Rule 10b5-1 plan?

Yes. The entries are labeled as 10b5-1 sales, indicating the transactions were executed pursuant to a pre-arranged trading plan. The filing shows dates and per-trade details for those sales.

Does the Form 144 state who receives the sale proceeds?

No. The excerpt lists proceeds amounts per trade but does not state who received the cash. The filing shows dollar values associated with each trade without specifying recipient parties.

Are there dates tied to the reported transactions in the filing?

Yes. Trades are shown with execution dates including 03/10/2026 and 04/07/2026. Each listed trade includes a date, share count, and corresponding dollar amount.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/06/2026 - 04:54 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001968125
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	OKTA, INC.
SEC File Number	001-38044
Address of Issuer	100 First Street, Suite 600 San Francisco CALIFORNIA 94105
Phone	8887227871
Name of Person for Whose Account the Securities are To Be Sold	LARISSA SCHWARTZ
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5323	413863.25	169200461	05/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2025	Restricted Stock Units	Issuer			5323	06/15/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	04/07/2026	1054	84404.32
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	04/07/2026	126	10090.08
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	04/07/2026	5197	414088.72
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	03/10/2026	1054	84320.00
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	03/10/2026	126	10048.50
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	03/10/2026	656	52316.00

144: Remarks and Signature

Remarks	The securities to be sold were acquired upon the vesting of restricted stock units during the period of 6/15/25 through 3/15/26
Date of Notice	05/06/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	07/03/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Larissa Schwartz
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)