STOCK TITAN

[Form 4] Okta, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Okta Director Anthony John Bates reported multiple transactions involving Restricted Stock Units (RSUs) on Form 4:

  • On June 21, 2025, exercised 2,033 RSUs that converted to Class A Common Stock at $0, representing the vesting of 33-1/3% of his RSU grant. The remaining RSUs will vest in 2 equal annual installments.
  • On June 24, 2025, received a new grant of 2,487 RSUs that will fully vest on the earlier of June 24, 2026, or the day before Okta's next annual stockholder meeting.

Following these transactions, Bates directly owns 2,033 shares of Class A Common Stock and 6,553 RSUs (4,066 from the original grant and 2,487 from the new grant). These equity grants are part of Bates' compensation as a director and are subject to his continued service with Okta.

Anthony John Bates, Direttore di Okta, ha dichiarato diverse transazioni relative a Restricted Stock Units (RSU) nel Modulo 4:

  • Il 21 giugno 2025, ha esercitato 2.033 RSU convertite in azioni ordinarie di Classe A a $0, corrispondenti al vesting del 33,33% della sua concessione di RSU. Le RSU rimanenti saranno assegnate in due rate annuali uguali.
  • Il 24 giugno 2025, ha ricevuto una nuova concessione di 2.487 RSU che matureranno completamente entro la data anticipata tra il 24 giugno 2026 o il giorno prima della prossima assemblea annuale degli azionisti di Okta.

In seguito a queste operazioni, Bates possiede direttamente 2.033 azioni ordinarie di Classe A e 6.553 RSU (4.066 dalla concessione originale e 2.487 dalla nuova). Questi incentivi azionari fanno parte della sua retribuzione come direttore e sono subordinati al suo continuo servizio presso Okta.

Anthony John Bates, Director de Okta, reportó múltiples transacciones relacionadas con Restricted Stock Units (RSUs) en el Formulario 4:

  • El 21 de junio de 2025, ejerció 2,033 RSUs que se convirtieron en acciones ordinarias Clase A a $0, representando el vesting del 33,33% de su concesión de RSU. Las RSUs restantes se otorgarán en dos cuotas anuales iguales.
  • El 24 de junio de 2025, recibió una nueva concesión de 2,487 RSUs que se otorgarán completamente en la fecha que ocurra primero entre el 24 de junio de 2026 o el día antes de la próxima junta anual de accionistas de Okta.

Tras estas transacciones, Bates posee directamente 2,033 acciones ordinarias Clase A y 6,553 RSUs (4,066 de la concesión original y 2,487 de la nueva concesión). Estas concesiones de acciones forman parte de su compensación como director y están sujetas a su continuidad en el servicio con Okta.

Okta 이사 Anthony John Bates는 Form 4에 Restricted Stock Units(RSUs) 관련 여러 거래를 보고했습니다:

  • 2025년 6월 21일, 2,033 RSU를 행사하여 Class A 보통주로 전환했으며, 이는 RSU 부여분의 33⅓%가 베스팅된 것을 의미합니다. 나머지 RSU는 2년간 균등하게 베스팅됩니다.
  • 2025년 6월 24일, 새로운 2,487 RSU를 부여받았으며, 이는 2026년 6월 24일 또는 Okta의 다음 연례 주주총회 전날 중 빠른 날짜에 완전히 베스팅됩니다.

이 거래 후 Bates는 직접적으로 2,033주의 Class A 보통주와 6,553 RSU(기존 부여분 4,066주 및 신규 부여분 2,487주)를 보유하고 있습니다. 이 주식 부여는 이사로서의 보상의 일부이며 Okta에서 계속 근무하는 조건에 따라 적용됩니다.

Anthony John Bates, Directeur chez Okta, a déclaré plusieurs transactions impliquant des Restricted Stock Units (RSU) dans le formulaire 4 :

  • Le 21 juin 2025, il a exercé 2 033 RSU converties en actions ordinaires de Classe A au prix de 0 $, représentant l'acquisition de 33⅓ % de sa dotation RSU. Les RSU restantes seront acquises en deux versements annuels égaux.
  • Le 24 juin 2025, il a reçu une nouvelle attribution de 2 487 RSU qui seront entièrement acquises à la date la plus proche entre le 24 juin 2026 ou la veille de la prochaine assemblée générale annuelle des actionnaires d'Okta.

À la suite de ces transactions, Bates détient directement 2 033 actions ordinaires de Classe A et 6 553 RSU (4 066 de l'attribution initiale et 2 487 de la nouvelle). Ces attributions d'actions font partie de sa rémunération en tant que directeur et sont conditionnées à la poursuite de son service chez Okta.

Okta-Direktor Anthony John Bates meldete mehrere Transaktionen im Zusammenhang mit Restricted Stock Units (RSUs) im Formular 4:

  • Am 21. Juni 2025 übte er 2.033 RSUs aus, die zu Class A Stammaktien zu einem Preis von 0 $ umgewandelt wurden, was die Vesting von 33⅓ % seiner RSU-Zuteilung darstellt. Die verbleibenden RSUs werden in zwei gleichen jährlichen Raten vesten.
  • Am 24. Juni 2025 erhielt er eine neue Zuteilung von 2.487 RSUs, die vollständig am früheren der beiden Termine vesten: dem 24. Juni 2026 oder dem Tag vor der nächsten jährlichen Hauptversammlung von Okta.

Nach diesen Transaktionen besitzt Bates direkt 2.033 Aktien der Klasse A Stammaktien und 6.553 RSUs (4.066 aus der ursprünglichen Zuteilung und 2.487 aus der neuen). Diese Aktienzuteilungen sind Teil seiner Vergütung als Direktor und setzen seinen fortgesetzten Dienst bei Okta voraus.

Positive
  • None.
Negative
  • None.

Anthony John Bates, Direttore di Okta, ha dichiarato diverse transazioni relative a Restricted Stock Units (RSU) nel Modulo 4:

  • Il 21 giugno 2025, ha esercitato 2.033 RSU convertite in azioni ordinarie di Classe A a $0, corrispondenti al vesting del 33,33% della sua concessione di RSU. Le RSU rimanenti saranno assegnate in due rate annuali uguali.
  • Il 24 giugno 2025, ha ricevuto una nuova concessione di 2.487 RSU che matureranno completamente entro la data anticipata tra il 24 giugno 2026 o il giorno prima della prossima assemblea annuale degli azionisti di Okta.

In seguito a queste operazioni, Bates possiede direttamente 2.033 azioni ordinarie di Classe A e 6.553 RSU (4.066 dalla concessione originale e 2.487 dalla nuova). Questi incentivi azionari fanno parte della sua retribuzione come direttore e sono subordinati al suo continuo servizio presso Okta.

Anthony John Bates, Director de Okta, reportó múltiples transacciones relacionadas con Restricted Stock Units (RSUs) en el Formulario 4:

  • El 21 de junio de 2025, ejerció 2,033 RSUs que se convirtieron en acciones ordinarias Clase A a $0, representando el vesting del 33,33% de su concesión de RSU. Las RSUs restantes se otorgarán en dos cuotas anuales iguales.
  • El 24 de junio de 2025, recibió una nueva concesión de 2,487 RSUs que se otorgarán completamente en la fecha que ocurra primero entre el 24 de junio de 2026 o el día antes de la próxima junta anual de accionistas de Okta.

Tras estas transacciones, Bates posee directamente 2,033 acciones ordinarias Clase A y 6,553 RSUs (4,066 de la concesión original y 2,487 de la nueva concesión). Estas concesiones de acciones forman parte de su compensación como director y están sujetas a su continuidad en el servicio con Okta.

Okta 이사 Anthony John Bates는 Form 4에 Restricted Stock Units(RSUs) 관련 여러 거래를 보고했습니다:

  • 2025년 6월 21일, 2,033 RSU를 행사하여 Class A 보통주로 전환했으며, 이는 RSU 부여분의 33⅓%가 베스팅된 것을 의미합니다. 나머지 RSU는 2년간 균등하게 베스팅됩니다.
  • 2025년 6월 24일, 새로운 2,487 RSU를 부여받았으며, 이는 2026년 6월 24일 또는 Okta의 다음 연례 주주총회 전날 중 빠른 날짜에 완전히 베스팅됩니다.

이 거래 후 Bates는 직접적으로 2,033주의 Class A 보통주와 6,553 RSU(기존 부여분 4,066주 및 신규 부여분 2,487주)를 보유하고 있습니다. 이 주식 부여는 이사로서의 보상의 일부이며 Okta에서 계속 근무하는 조건에 따라 적용됩니다.

Anthony John Bates, Directeur chez Okta, a déclaré plusieurs transactions impliquant des Restricted Stock Units (RSU) dans le formulaire 4 :

  • Le 21 juin 2025, il a exercé 2 033 RSU converties en actions ordinaires de Classe A au prix de 0 $, représentant l'acquisition de 33⅓ % de sa dotation RSU. Les RSU restantes seront acquises en deux versements annuels égaux.
  • Le 24 juin 2025, il a reçu une nouvelle attribution de 2 487 RSU qui seront entièrement acquises à la date la plus proche entre le 24 juin 2026 ou la veille de la prochaine assemblée générale annuelle des actionnaires d'Okta.

À la suite de ces transactions, Bates détient directement 2 033 actions ordinaires de Classe A et 6 553 RSU (4 066 de l'attribution initiale et 2 487 de la nouvelle). Ces attributions d'actions font partie de sa rémunération en tant que directeur et sont conditionnées à la poursuite de son service chez Okta.

Okta-Direktor Anthony John Bates meldete mehrere Transaktionen im Zusammenhang mit Restricted Stock Units (RSUs) im Formular 4:

  • Am 21. Juni 2025 übte er 2.033 RSUs aus, die zu Class A Stammaktien zu einem Preis von 0 $ umgewandelt wurden, was die Vesting von 33⅓ % seiner RSU-Zuteilung darstellt. Die verbleibenden RSUs werden in zwei gleichen jährlichen Raten vesten.
  • Am 24. Juni 2025 erhielt er eine neue Zuteilung von 2.487 RSUs, die vollständig am früheren der beiden Termine vesten: dem 24. Juni 2026 oder dem Tag vor der nächsten jährlichen Hauptversammlung von Okta.

Nach diesen Transaktionen besitzt Bates direkt 2.033 Aktien der Klasse A Stammaktien und 6.553 RSUs (4.066 aus der ursprünglichen Zuteilung und 2.487 aus der neuen). Diese Aktienzuteilungen sind Teil seiner Vergütung als Direktor und setzen seinen fortgesetzten Dienst bei Okta voraus.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bates Anthony John

(Last) (First) (Middle)
100 FIRST STREET, SUITE 600

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Okta, Inc. [ OKTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/21/2025 M 2,033 A $0 2,033 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 06/21/2025 M 2,033 (2) (2) Class A Common Stock 2,033 $0 4,066 D
Restricted Stock Units (1) 06/24/2025 A 2,487 (3) (3) Class A Common Stock 2,487 $0 2,487 D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
2. 33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.
3. The RSUs vest in full on the earlier of June 24, 2026 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.
Remarks:
/s/ Alan Smith, attorney-in-fact of the Reporting Person 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider trading activity occurred at OKTA on June 21, 2025?

Director Anthony John Bates acquired 2,033 shares of OKTA Class A Common Stock through the vesting of Restricted Stock Units (RSUs) at $0 exercise price.

How many new Restricted Stock Units (RSUs) did OKTA director Bates receive on June 24, 2025?

Director Anthony John Bates was granted 2,487 new Restricted Stock Units (RSUs) on June 24, 2025, which will vest in full by June 24, 2026 or before the next annual stockholder meeting.

What is the vesting schedule for OKTA director Bates' June 2025 RSUs?

The RSUs vest in two different schedules: 1) For the earlier grant, 33-1/3% vested on June 21, 2025, with the remaining shares vesting in 2 equal annual installments, and 2) The new grant of 2,487 RSUs vests in full by either June 24, 2026 or before the next annual stockholder meeting.

How many OKTA shares does Anthony Bates directly own after the June 21, 2025 transaction?

Following the RSU vesting transaction on June 21, 2025, Anthony Bates directly owned 2,033 shares of OKTA Class A Common Stock.

What is the total number of OKTA derivative securities (RSUs) Bates owns after all reported transactions?

After the reported transactions, Anthony Bates beneficially owned a total of 6,553 RSUs (4,066 from the earlier grant plus 2,487 from the new grant on June 24, 2025).
Okta Inc

NASDAQ:OKTA

OKTA Rankings

OKTA Latest News

OKTA Latest SEC Filings

OKTA Stock Data

17.27B
166.14M
0.61%
86.2%
2.55%
Software - Infrastructure
Services-prepackaged Software
Link
United States
SAN FRANCISCO