STOCK TITAN

Okta (OKTA) director Kerrest gains Class A shares from RSU vesting and Class B conversions

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Okta, Inc. director Jacques Frederic Kerrest reported equity compensation activity, mainly vesting and conversions rather than market trades. On June 17, 2026, 2,487 Restricted Stock Units vested in full and were settled into 2,487 shares of Class A Common Stock, bringing his directly held Class A shares to 7,123.

Separately, a trust associated with Kerrest converted 6,300 shares of Class B Common Stock into 6,300 shares of Class A Common Stock and now holds 6,800 Class A shares indirectly. The filing also lists multiple employee stock options that are fully vested and exercisable at fixed exercise prices, along with sizable Class B holdings that are convertible into Class A on a one-for-one basis with no expiration date.

Positive

  • None.

Negative

  • None.
Insider Kerrest Jacques Frederic
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 2,487 $0.00 --
Exercise Class A Common Stock 2,487 $0.00 --
Conversion Class B Common Stock 6,300 $0.00 --
Conversion Class A Common Stock 6,300 $0.00 --
holding Class B Common Stock -- -- --
holding Class B Common Stock -- -- --
holding Employee Stock Option (Right to Buy) -- -- --
holding Employee Stock Option (Right to Buy) -- -- --
holding Employee Stock Option (Right to Buy) -- -- --
holding Employee Stock Option (Right to Buy) -- -- --
holding Employee Stock Option (Right to Buy) -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct, null); Class A Common Stock — 7,123 shares (Direct, null); Class B Common Stock — 837,187 shares (Indirect, By Trust); Class A Common Stock — 6,800 shares (Indirect, By Trust); Employee Stock Option (Right to Buy) — 114,000 shares (Direct, null)
Footnotes (1)
  1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. The RSUs vested in full on June 17, 2026. The shares subject to the option are fully vested and exercisable by the Reporting Person.
RSUs vested into Class A 2,487 shares Restricted Stock Units vested in full on June 17, 2026
Direct Class A shares after vesting 7,123 shares Direct holdings of Class A Common Stock following RSU settlement
Class B converted to Class A by trust 6,300 shares Trust converted Class B Common Stock into Class A Common Stock
Indirect Class A shares after conversion 6,800 shares Class A Common Stock held indirectly by trust after conversion
Largest option lot 114,000 shares at $39.21 Fully vested employee stock option exercisable into Class A Common Stock
Additional option lots 71,547; 41,673; 26,527; 13,263 shares Vested options at exercise prices of $82.16, $142.47, and $274.96
Indirect Class B holdings (trust) 157,668 shares Class B Common Stock convertible into Class A; indirect ownership
Additional Class B trust holdings 88,776 shares Further Class B Common Stock convertible into Class A; indirect ownership
Restricted Stock Unit financial
"Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Class B Common Stock financial
"Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date."
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
Employee Stock Option (Right to Buy) financial
"The shares subject to the option are fully vested and exercisable by the Reporting Person."
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
By Trust financial
"nature_of_ownership": "By Trust""
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kerrest Jacques Frederic

(Last)(First)(Middle)
100 FIRST ST, SUITE 600

(Street)
SAN FRANCISCO CALIFORNIA 94105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Okta, Inc. [ OKTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/15/2026C(1)6,300A$06,800IBy Trust
Class A Common Stock06/17/2026M2,487A$07,123D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(1)06/15/2026C(1)6,300 (1) (1)Class A Common Stock6,300$0837,187IBy Trust
Restricted Stock Units(2)06/17/2026M2,487 (3) (3)Class A Common Stock2,487$00D
Class B Common Stock(1) (1) (1)Class A Common Stock88,77688,776IBy Trust
Class B Common Stock(1) (1) (1)Class A Common Stock157,668157,668IBy Trust
Employee Stock Option (Right to Buy)$39.21 (4)03/21/2028Class A Common Stock114,000114,000D
Employee Stock Option (Right to Buy)$82.16 (4)03/24/2029Class A Common Stock71,54771,547D
Employee Stock Option (Right to Buy)$142.47 (4)04/14/2030Class A Common Stock41,67341,673D
Employee Stock Option (Right to Buy)$274.96 (4)04/21/2031Class A Common Stock13,26313,263D
Employee Stock Option (Right to Buy)$274.96 (4)04/21/2031Class A Common Stock26,52726,527D
Explanation of Responses:
1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
2. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
3. The RSUs vested in full on June 17, 2026.
4. The shares subject to the option are fully vested and exercisable by the Reporting Person.
Remarks:
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Okta (OKTA) director Jacques Kerrest report?

Jacques Kerrest reported equity compensation activity, not open-market trades. 2,487 Restricted Stock Units vested into Class A shares, and a trust converted 6,300 Class B shares into Class A. The filing also details his remaining stock options and Class B holdings.

How many Okta (OKTA) Class A shares does Jacques Kerrest hold directly after these transactions?

Jacques Kerrest directly holds 7,123 Class A shares after these transactions. That total includes 2,487 new Class A shares received when his Restricted Stock Units vested in full on June 17, 2026, as reported in the Form 4 filing.

What happened to Jacques Kerrest’s Restricted Stock Units in Okta (OKTA)?

Kerrest’s Restricted Stock Units fully vested and converted into Class A shares. On June 17, 2026, 2,487 Restricted Stock Units vested in full, with each RSU delivering one share of Okta’s Class A Common Stock, increasing his direct share ownership.

How many Okta (OKTA) shares were converted from Class B to Class A by the trust?

A trust associated with Jacques Kerrest converted 6,300 Class B shares into Class A shares. Each Class B share is convertible into one Class A share at the holder’s option, with no expiration date, as disclosed in the filing footnotes.

What stock options does Jacques Kerrest hold in Okta (OKTA) after this Form 4?

Kerrest holds several fully vested employee stock options on Okta shares. The filing lists options over 114,000 shares at $39.21, 71,547 at $82.16, 41,673 at $142.47, and additional lots at $274.96, all exercisable into Class A Common Stock.