Were there any Okta (OKTA) share sales or gifts by Anthony John Bates in this filing?

No share sales, gifts, or tax-withholding dispositions were reported. All transactions reflect RSU grants and conversions into Class A Common Stock, increasing Bates’s holdings through compensation rather than reducing his position or transferring shares to other parties.

Okta (OKTA) director increases holdings through RSU grants and vesting

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Okta, Inc. director Anthony John Bates increased his direct holdings through equity compensation events. On June 17, 2026, Restricted Stock Units (RSUs) vested in full and were converted into 2,487 shares of Class A Common Stock. On June 21, 2026, additional RSUs were exercised into 2,033 shares, while other RSUs continue to vest over time. Bates also received a new 2,080-unit RSU award on June 18, 2026, which is scheduled to vest in the future subject to continued service. Following these transactions, he directly holds 6,553 shares of Class A Common Stock, reflecting equity-based compensation rather than open-market buying or selling.

Insider Trade Summary

4,520 shares exercised/converted

Mixed 5 txns

Insider Bates Anthony John

Role null

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	2,033	$0.00	--
Exercise	Class A Common Stock	2,033	$0.00	--
Grant/Award	Restricted Stock Units	2,080	$0.00	--
Exercise	Restricted Stock Units	2,487	$0.00	--
Exercise	Class A Common Stock	2,487	$0.00	--

Holdings After Transaction: Restricted Stock Units — 2,033 shares (Direct, null); Class A Common Stock — 6,553 shares (Direct, null)

Footnotes (1)

Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. The RSUs vested in full on June 17, 2026. The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date. 33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.

Key Figures

Shares from RSU vesting June 17, 2026: 2,487 shares Shares from RSU vesting June 21, 2026: 2,033 shares New RSU grant June 18, 2026: 2,080 RSUs +2 more

5 metrics

Shares from RSU vesting June 17, 2026 2,487 shares Class A Common Stock acquired via RSU conversion

Shares from RSU vesting June 21, 2026 2,033 shares Class A Common Stock acquired via RSU conversion

New RSU grant June 18, 2026 2,080 RSUs Each RSU represents one Class A share

Shares held after latest transaction 6,553 shares Direct ownership of Class A Common Stock

RSU conversion on June 21, 2025 tranche 33-1/3% vested Portion of RSU award vesting schedule

Key Terms

Restricted Stock Unit, RSU, Class A Common Stock, vested in full, +1 more

5 terms

Restricted Stock Unit financial

"Each Restricted Stock Unit ("RSU") represents the right to receive one share..."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

RSU financial

"Each Restricted Stock Unit ("RSU") represents the right to receive one share..."

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Class A Common Stock financial

"Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

vested in full financial

"The RSUs vested in full on June 17, 2026."

vesting date financial

"subject to the Reporting Person's continued service to the Issuer through such vesting date."

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Form 4 Insider Transactions: What Each Field Means →

06/22/2026 - 06:06 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bates Anthony John

(Last)

(First)

(Middle)

100 FIRST STREET, SUITE 600

(Street)

SAN FRANCISCO

CALIFORNIA

94105

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Okta, Inc. [ OKTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/17/2026		M		2,487	A	$0	4,520	D
Class A Common Stock	06/21/2026		M		2,033	A	$0	6,553	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	06/17/2026		M			2,487	⁽²⁾	⁽²⁾	Class A Common Stock	2,487	$0	0	D
Restricted Stock Units	⁽¹⁾	06/18/2026		A		2,080		⁽³⁾	⁽³⁾	Class A Common Stock	2,080	$0	2,080	D
Restricted Stock Units	⁽¹⁾	06/21/2026		M			2,033	⁽⁴⁾	⁽⁴⁾	Class A Common Stock	2,033	$0	2,033	D

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.

2. The RSUs vested in full on June 17, 2026.

3. The RSUs vest in full on the earlier of June 18, 2027 or the date immediately prior to the Issuer's next regular annual stockholder meeting, subject to the Reporting Person's continued service to the Issuer through such vesting date.

4. 33-1/3% of the shares underlying the RSU vested on June 21, 2025, and the remaining shares underlying the RSU shall vest in 2 equal annual installments thereafter, subject to the Reporting Person's continued service with the Issuer on each such date.

Remarks:

	/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person	06/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Okta (OKTA) director Anthony John Bates report in this Form 4?

Bates reported equity compensation activity, not open-market trades. RSUs vested and converted into Class A Common Stock, and he received a new RSU grant. These transactions increased his direct share ownership through compensation rather than buying or selling shares in the market.

How many Okta (OKTA) shares did Anthony John Bates acquire through RSU vesting?

He acquired 2,487 shares on June 17, 2026 and 2,033 shares on June 21, 2026 through RSU vesting and conversion. These events turned previously granted RSUs into Class A Common Stock without cash purchases in the open market.

What new Restricted Stock Unit grant did Bates receive from Okta (OKTA)?

On June 18, 2026, Bates received a grant of 2,080 Restricted Stock Units. Each RSU represents one share of Okta’s Class A Common Stock and will vest in full at a future date, subject to his continued service with the company until that vesting event.

How many Okta (OKTA) shares does Anthony John Bates hold after these transactions?

After the reported transactions, Bates directly holds 6,553 shares of Okta Class A Common Stock. This reflects shares received from RSU vesting and conversion, highlighting his ongoing equity stake tied to service-based compensation with the company.

How do the Okta (OKTA) RSUs reported for Bates vest over time?

Certain RSUs vested in full on June 17, 2026, while another RSU award vests on the earlier of June 18, 2027 or the date before Okta’s next regular annual stockholder meeting, assuming Bates continues serving the company through the applicable vesting dates.