STOCK TITAN

Okta (NASDAQ: OKTA) CAO settles RSUs and gifts 2,492 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Okta, Inc. Chief Accounting Officer Shibu Ninan reported routine equity transactions involving Class A Common Stock. On June 15, 2026, he exercised restricted stock units to acquire a total of 4,645 shares of Class A Common Stock in several transactions, while 2,366 shares were disposed of to cover tax obligations through share withholding.

On June 16, 2026, he made a bona fide gift of 2,492 shares of Class A Common Stock. After these transactions, he directly holds 23,304 shares of Okta Class A Common Stock. No open-market purchases or sales were reported.

Positive

  • None.

Negative

  • None.
Insider Ninan Shibu
Role Chief Accounting Officer
Type Security Shares Price Value
Gift Class A Common Stock 2,492 $0.00 --
Exercise Restricted Stock Units 2,196 $0.00 --
Exercise Restricted Stock Units 484 $0.00 --
Exercise Restricted Stock Units 836 $0.00 --
Exercise Restricted Stock Units 1,129 $0.00 --
Exercise Class A Common Stock 2,196 $0.00 --
Tax Withholding Class A Common Stock 1,118 $0.00 --
Exercise Class A Common Stock 484 $0.00 --
Tax Withholding Class A Common Stock 247 $0.00 --
Exercise Class A Common Stock 836 $0.00 --
Tax Withholding Class A Common Stock 426 $0.00 --
Exercise Class A Common Stock 1,129 $0.00 --
Tax Withholding Class A Common Stock 575 $0.00 --
Holdings After Transaction: Class A Common Stock — 23,304 shares (Direct, null); Restricted Stock Units — 2,196 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock. 25% of the shares underlying the RSU vested on September 15, 2023, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 8.33% of the shares underlying the RSU vested on June 15, 2025, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date. 8.33% of the shares underlying the RSU vested on June 15, 2026, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
RSU exercises 4,645 shares Class A Common Stock acquired via RSU exercises on June 15, 2026
Tax withholding shares 2,366 shares Shares disposed to cover tax obligations on June 15, 2026
Gifted shares 2,492 shares Bona fide gift of Class A Common Stock on June 16, 2026
Post-transaction holdings 23,304 shares Direct Class A Common Stock held after June 16, 2026 gift
RSU derivative transactions 4 transactions Restricted Stock Unit exercises reported as derivative transactions
Tax-withholding transactions 4 transactions F-code dispositions to pay taxes by delivering shares
Gift transactions 1 transaction G-code bona fide gift of Okta Class A Common Stock
Restricted Stock Unit ("RSU") financial
"Each Restricted Stock Unit ("RSU") represents the right to receive one share"
bona fide gift financial
"transaction_code "G" with description "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
tax-withholding disposition financial
"transaction_action "tax-withholding disposition" for F-code entries"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action "derivative exercise/conversion" for M-code entries"
quarterly installments financial
"remaining shares underlying the RSU shall vest in 12 equal quarterly installments"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ninan Shibu

(Last)(First)(Middle)
100 FIRST STREET, SUITE 600

(Street)
SAN FRANCISCO CALIFORNIA 94105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Okta, Inc. [ OKTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/15/2026M2,196A$025,713D
Class A Common Stock06/15/2026F1,118D$024,595D
Class A Common Stock06/15/2026M484A$025,079D
Class A Common Stock06/15/2026F247D$024,832D
Class A Common Stock06/15/2026M836A$025,668D
Class A Common Stock06/15/2026F426D$025,242D
Class A Common Stock06/15/2026M1,129A$026,371D
Class A Common Stock06/15/2026F575D$025,796D
Class A Common Stock06/16/2026G2,492D$023,304D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/15/2026M2,196 (2) (2)Class A Common Stock2,196$02,196D
Restricted Stock Units(1)06/15/2026M484 (3) (3)Class A Common Stock484$01,453D
Restricted Stock Units(1)06/15/2026M836 (4) (4)Class A Common Stock836$05,852D
Restricted Stock Units(1)06/15/2026M1,129 (5) (5)Class A Common Stock1,129$012,420D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
2. 25% of the shares underlying the RSU vested on September 15, 2023, and the remaining shares underlying the RSU shall vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
3. 8.33% of the shares underlying the RSU vested on June 15, 2024, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
4. 8.33% of the shares underlying the RSU vested on June 15, 2025, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
5. 8.33% of the shares underlying the RSU vested on June 15, 2026, and the remaining shares underlying the RSU shall vest in 11 equal quarterly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer on each such date.
Remarks:
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person06/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Okta (OKTA) Chief Accounting Officer Shibu Ninan report?

Shibu Ninan reported exercising restricted stock units into Class A Common Stock, share dispositions for tax withholding, and a bona fide gift. These transactions represent compensation-related equity activity and a personal transfer, not open-market buying or selling of Okta shares.

How many Okta (OKTA) shares did the CAO acquire through RSU exercises?

On June 15, 2026, Shibu Ninan exercised restricted stock units to acquire a total of 4,645 shares of Okta Class A Common Stock. These exercises stem from previously granted RSUs that vested under their scheduled vesting terms tied to his continued employment.

How many Okta (OKTA) shares were withheld for taxes in these insider transactions?

Across several June 15, 2026 transactions, 2,366 shares of Okta Class A Common Stock were disposed of through share withholding to satisfy tax obligations. This tax withholding is a non-market mechanism commonly used when equity awards vest or are exercised.

How many Okta (OKTA) shares did the CAO gift, and when?

On June 16, 2026, Shibu Ninan made a bona fide gift of 2,492 shares of Okta Class A Common Stock. A gift transfer involves no sale proceeds and typically reflects a personal estate-planning or charitable decision, not a market-driven transaction.

What are Shibu Ninan’s Okta (OKTA) share holdings after these transactions?

Following the reported exercises, tax withholdings, and the 2,492-share gift, Shibu Ninan directly holds 23,304 shares of Okta Class A Common Stock. This figure represents his post-transaction ownership position as disclosed in the most recent Form 4 report.

Do these Okta (OKTA) insider transactions involve open-market buying or selling?

No open-market purchases or sales were reported. The activity consists of RSU exercises that deliver shares, share dispositions to cover tax liabilities, and a bona fide gift. These are primarily compensation and personal-transfer events rather than discretionary trading.