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[Form 4] Okta, Inc. Insider Trading Activity

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Form Type
4
Rhea-AI Filing Summary

Okta Director Benjamin A. Horowitz reported changes in beneficial ownership on June 20, 2025. The transaction involved the vesting of 2,832 Restricted Stock Units (RSUs) which were converted into an equivalent number of Class A Common Stock shares at $0 exercise price.

Following the transaction, Horowitz directly owns 5,650 shares of Class A Common Stock. Additionally, he holds 560,873 shares indirectly through a family trust where he serves as trustee.

Key Transaction Details:

  • Transaction Type: RSU conversion (Code M)
  • Shares Acquired: 2,832 at $0 per share
  • RSUs vested in full on the transaction date
  • Filing was completed by attorney-in-fact Larissa Schwartz on June 24, 2025

Benjamin A. Horowitz, Direttore di Okta, ha comunicato variazioni nella proprietà beneficiaria il 20 giugno 2025. L'operazione ha riguardato la maturazione di 2.832 Unità Azionarie Vincolate (RSU) convertite in un numero equivalente di azioni ordinarie di Classe A con prezzo di esercizio pari a 0 $.

Successivamente alla transazione, Horowitz possiede direttamente 5.650 azioni di Classe A. Inoltre, detiene 560.873 azioni indirettamente tramite un trust familiare di cui è amministratore fiduciario.

Dettagli principali della transazione:

  • Tipo di transazione: conversione RSU (Codice M)
  • Azioni acquisite: 2.832 a 0 $ per azione
  • RSU maturate completamente alla data della transazione
  • La dichiarazione è stata presentata dall’avvocato incaricato Larissa Schwartz il 24 giugno 2025

Benjamin A. Horowitz, Director de Okta, informó cambios en la propiedad beneficiaria el 20 de junio de 2025. La transacción consistió en la consolidación de 2,832 Unidades de Acciones Restringidas (RSU) que se convirtieron en un número equivalente de acciones ordinarias Clase A con precio de ejercicio de $0.

Tras la operación, Horowitz posee directamente 5,650 acciones de Clase A. Además, mantiene 560,873 acciones indirectamente a través de un fideicomiso familiar donde actúa como fideicomisario.

Detalles clave de la transacción:

  • Tipo de transacción: conversión de RSU (Código M)
  • Acciones adquiridas: 2,832 a $0 por acción
  • RSU completamente consolidadas en la fecha de la transacción
  • La declaración fue presentada por la apoderada Larissa Schwartz el 24 de junio de 2025

Okta의 이사 Benjamin A. Horowitz가 2025년 6월 20일에 실소유권 변동을 보고했습니다. 이번 거래는 2,832개의 제한주식단위(RSU)가 완전히 취득되어 행사가격 0달러로 동일 수의 클래스 A 보통주로 전환된 것입니다.

거래 후 Horowitz는 클래스 A 보통주 5,650주를 직접 보유하고 있으며, 또한 자신이 수탁자로 있는 가족 신탁을 통해 560,873주를 간접적으로 보유하고 있습니다.

주요 거래 내용:

  • 거래 유형: RSU 전환 (코드 M)
  • 취득 주식 수: 2,832주, 주당 0달러
  • RSU는 거래일에 전부 취득됨
  • 서류 제출은 2025년 6월 24일 대리인 Larissa Schwartz에 의해 완료됨

Benjamin A. Horowitz, Directeur chez Okta, a déclaré des changements dans la propriété bénéficiaire le 20 juin 2025. La transaction concernait la levée de 2 832 unités d’actions restreintes (RSU) converties en un nombre équivalent d’actions ordinaires de Classe A au prix d’exercice de 0 $.

À la suite de cette opération, Horowitz détient directement 5 650 actions de Classe A. Il possède également 560 873 actions indirectement via une fiducie familiale dont il est le fiduciaire.

Détails clés de la transaction :

  • Type de transaction : conversion de RSU (Code M)
  • Actions acquises : 2 832 au prix de 0 $ par action
  • RSU entièrement acquises à la date de la transaction
  • Le dépôt a été effectué par la mandataire Larissa Schwartz le 24 juin 2025

Benjamin A. Horowitz, Direktor von Okta, meldete am 20. Juni 2025 Änderungen im wirtschaftlichen Eigentum. Die Transaktion umfasste die Ausübung von 2.832 Restricted Stock Units (RSUs), die in eine entsprechende Anzahl von Aktien der Klasse A zum Ausübungspreis von 0 $ umgewandelt wurden.

Nach der Transaktion besitzt Horowitz direkt 5.650 Aktien der Klasse A. Zusätzlich hält er 560.873 Aktien indirekt über einen Familientrust, bei dem er als Treuhänder fungiert.

Wichtige Details zur Transaktion:

  • Transaktionstyp: RSU-Umwandlung (Code M)
  • Erworbene Aktien: 2.832 zu 0 $ pro Aktie
  • RSUs wurden am Transaktionsdatum vollständig ausgeübt
  • Die Meldung wurde am 24. Juni 2025 von der Bevollmächtigten Larissa Schwartz eingereicht
Positive
  • None.
Negative
  • None.

Benjamin A. Horowitz, Direttore di Okta, ha comunicato variazioni nella proprietà beneficiaria il 20 giugno 2025. L'operazione ha riguardato la maturazione di 2.832 Unità Azionarie Vincolate (RSU) convertite in un numero equivalente di azioni ordinarie di Classe A con prezzo di esercizio pari a 0 $.

Successivamente alla transazione, Horowitz possiede direttamente 5.650 azioni di Classe A. Inoltre, detiene 560.873 azioni indirettamente tramite un trust familiare di cui è amministratore fiduciario.

Dettagli principali della transazione:

  • Tipo di transazione: conversione RSU (Codice M)
  • Azioni acquisite: 2.832 a 0 $ per azione
  • RSU maturate completamente alla data della transazione
  • La dichiarazione è stata presentata dall’avvocato incaricato Larissa Schwartz il 24 giugno 2025

Benjamin A. Horowitz, Director de Okta, informó cambios en la propiedad beneficiaria el 20 de junio de 2025. La transacción consistió en la consolidación de 2,832 Unidades de Acciones Restringidas (RSU) que se convirtieron en un número equivalente de acciones ordinarias Clase A con precio de ejercicio de $0.

Tras la operación, Horowitz posee directamente 5,650 acciones de Clase A. Además, mantiene 560,873 acciones indirectamente a través de un fideicomiso familiar donde actúa como fideicomisario.

Detalles clave de la transacción:

  • Tipo de transacción: conversión de RSU (Código M)
  • Acciones adquiridas: 2,832 a $0 por acción
  • RSU completamente consolidadas en la fecha de la transacción
  • La declaración fue presentada por la apoderada Larissa Schwartz el 24 de junio de 2025

Okta의 이사 Benjamin A. Horowitz가 2025년 6월 20일에 실소유권 변동을 보고했습니다. 이번 거래는 2,832개의 제한주식단위(RSU)가 완전히 취득되어 행사가격 0달러로 동일 수의 클래스 A 보통주로 전환된 것입니다.

거래 후 Horowitz는 클래스 A 보통주 5,650주를 직접 보유하고 있으며, 또한 자신이 수탁자로 있는 가족 신탁을 통해 560,873주를 간접적으로 보유하고 있습니다.

주요 거래 내용:

  • 거래 유형: RSU 전환 (코드 M)
  • 취득 주식 수: 2,832주, 주당 0달러
  • RSU는 거래일에 전부 취득됨
  • 서류 제출은 2025년 6월 24일 대리인 Larissa Schwartz에 의해 완료됨

Benjamin A. Horowitz, Directeur chez Okta, a déclaré des changements dans la propriété bénéficiaire le 20 juin 2025. La transaction concernait la levée de 2 832 unités d’actions restreintes (RSU) converties en un nombre équivalent d’actions ordinaires de Classe A au prix d’exercice de 0 $.

À la suite de cette opération, Horowitz détient directement 5 650 actions de Classe A. Il possède également 560 873 actions indirectement via une fiducie familiale dont il est le fiduciaire.

Détails clés de la transaction :

  • Type de transaction : conversion de RSU (Code M)
  • Actions acquises : 2 832 au prix de 0 $ par action
  • RSU entièrement acquises à la date de la transaction
  • Le dépôt a été effectué par la mandataire Larissa Schwartz le 24 juin 2025

Benjamin A. Horowitz, Direktor von Okta, meldete am 20. Juni 2025 Änderungen im wirtschaftlichen Eigentum. Die Transaktion umfasste die Ausübung von 2.832 Restricted Stock Units (RSUs), die in eine entsprechende Anzahl von Aktien der Klasse A zum Ausübungspreis von 0 $ umgewandelt wurden.

Nach der Transaktion besitzt Horowitz direkt 5.650 Aktien der Klasse A. Zusätzlich hält er 560.873 Aktien indirekt über einen Familientrust, bei dem er als Treuhänder fungiert.

Wichtige Details zur Transaktion:

  • Transaktionstyp: RSU-Umwandlung (Code M)
  • Erworbene Aktien: 2.832 zu 0 $ pro Aktie
  • RSUs wurden am Transaktionsdatum vollständig ausgeübt
  • Die Meldung wurde am 24. Juni 2025 von der Bevollmächtigten Larissa Schwartz eingereicht
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HOROWITZ BENJAMIN A

(Last) (First) (Middle)
100 FIRST ST, SUITE 600

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Okta, Inc. [ OKTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/20/2025 M 2,832 A $0 5,650 D
Class A Common Stock 560,873 I By Trust(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 06/20/2025 M 2,832 (3) (3) Class A Common Stock 2,832 $0 0 D
Explanation of Responses:
1. The reported securities are held directly by a family trust for which the Reporting Person is a trustee.
2. Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Class A Common Stock.
3. The RSUs vested in full on June 20, 2025.
Remarks:
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person 06/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many OKTA shares did Director Benjamin Horowitz acquire on June 20, 2025?

Director Benjamin Horowitz acquired 2,832 shares of OKTA Class A Common Stock on June 20, 2025 through the vesting of Restricted Stock Units (RSUs).

What is the total amount of OKTA shares Benjamin Horowitz owns directly after the June 2025 transaction?

Following the reported transaction, Benjamin Horowitz directly owns 5,650 shares of OKTA Class A Common Stock.

How many OKTA shares does Benjamin Horowitz own indirectly through trust ownership?

Benjamin Horowitz indirectly owns 560,873 shares of OKTA Class A Common Stock through a family trust for which he serves as a trustee.

What was the exercise price of OKTA RSUs that vested for Benjamin Horowitz?

The Restricted Stock Units (RSUs) were converted to shares at $0, as RSUs represent the right to receive one share of OKTA's Class A Common Stock upon vesting without any exercise price.

When did Benjamin Horowitz's OKTA RSUs vest in 2025?

Benjamin Horowitz's 2,832 Restricted Stock Units (RSUs) vested in full on June 20, 2025.
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17.41B
166.14M
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86.2%
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Software - Infrastructure
Services-prepackaged Software
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United States
SAN FRANCISCO