Olaplex Holdings (OLPX) grants 1.15M RSUs to COO and CFO

Rhea-AI Filing Summary

DUNLEAVY CATHERINE reported acquisition or exercise transactions in this Form 4 filing.

OLAPLEX HOLDINGS, INC. reported that its COO and CFO, Catherine Dunleavy, received a grant of 1,153,846 shares of Common Stock in the form of restricted stock units under the company’s 2021 Equity Incentive Plan. After this award, she holds 3,120,694 shares directly.

The RSUs carry no purchase price and each unit represents the right to receive one share of common stock. They will vest in four equal installments on March 10 of 2027, 2028, 2029 and 2030, contingent on her continued employment with the company through each vesting date.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider DUNLEAVY CATHERINE

Role COO and CFO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	1,153,846	$0.00	--

Holdings After Transaction: Common Stock — 3,120,694 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DUNLEAVY CATHERINE

(Last) (First) (Middle)

C/O OLAPLEX HOLDINGS, INC.

432 PARK AVENUE SOUTH, THIRD FLOOR

(Street)

NEW YORK NY 10016

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OLAPLEX HOLDINGS, INC. [ OLPX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	COO and CFO

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		A		1,153,846(1)	A	$0	3,120,694	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock of the Issuer. The RSUs will vest in four equal installments on each of March 10, 2027, March 10, 2028, March 10, 2029 and March 10, 2030, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.

Remarks:

Exhibit 24.1 - Power of Attorney

	/s/ John Duffy, attorney-in-fact	03/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Olaplex Holdings (OLPX) disclose in this Form 4?

Olaplex Holdings disclosed that COO and CFO Catherine Dunleavy received a grant of 1,153,846 restricted stock units. Each RSU represents one share of common stock, awarded at no purchase price, significantly increasing her equity-based compensation and aligning her interests with shareholders.

How many Olaplex (OLPX) shares does Catherine Dunleavy now hold?

Following the RSU grant, Catherine Dunleavy directly holds 3,120,694 shares of Olaplex common stock. This total includes the 1,153,846 restricted stock units awarded under the 2021 Equity Incentive Plan, which convert into shares as they vest over future years.

What are the vesting terms of the new Olaplex (OLPX) RSU grant?

The 1,153,846 restricted stock units vest in four equal installments on March 10 of 2027, 2028, 2029 and 2030. Vesting is contingent on Catherine Dunleavy remaining employed by Olaplex through each applicable vesting date under the 2021 Equity Incentive Plan.

Is the Olaplex (OLPX) RSU award a market purchase of shares?

No. The Form 4 shows a grant coded as an acquisition award, not an open-market purchase. The RSUs were granted at a price of $0.0000 per unit as equity compensation, rather than being bought on the market for cash consideration.

What plan governs the new RSUs reported by Olaplex (OLPX)?

The restricted stock units were granted under Olaplex’s 2021 Equity Incentive Plan. This plan allows the company to issue equity awards, such as RSUs, to executives and employees to support long-term incentives, retention, and alignment with shareholder value creation over time.