STOCK TITAN

Advent (OLPX) reports tender-offer disposal of 499M Olaplex shares

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

OLAPLEX HOLDINGS, INC. insider filings show Advent International–affiliated entities reporting a full disposition of their indirect stake through a tender offer. The Form 4 lists a tender-offer disposition of 499,468,771 shares of common stock at $2.06 per share. Following this transaction, the reporting entities show 0 shares of Olaplex common stock held indirectly.

Positive

  • None.

Negative

  • None.

Insights

Advent-affiliated entities report a complete tender-offer exit from Olaplex.

Advent International–related reporting persons, identified as significant owners and directors, disclose a tender-offer disposition of 499,468,771 Olaplex common shares at $2.06 each. The filing shows their reported indirect holdings falling to zero after this transaction.

This appears to document a large block exit by a major shareholder via a tender offer rather than routine open-market sales. The impact on Olaplex depends on the tender offer’s structure and the buyer base, which are defined outside this ownership report and are not detailed here.

Insider ADVENT INTERNATIONAL, L.P., Advent International GPE IX-A SCSp, Advent International GPE IX-D SCSp, Advent International GPE IX-E SCSp, Advent International GPE IX Strategic Investors SCSp, GPE IX GP S.a.r.l.
Role null | null | null | null | null | null
Type Security Shares Price Value
U Common Stock 499,468,771 $2.06 $1.03B
Holdings After Transaction: Common Stock — 0 shares (Indirect, See Notes)
Footnotes (1)
  1. See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4).
Shares disposed 499,468,771 shares Common Stock tender-offer disposition
Transaction price $2.06 per share Price for tender-offer disposition of common stock
Shares after transaction 0 shares Total shares following transaction for reporting entities
tender offer financial
"transaction_code_description: "Disposition pursuant to a tender offer""
A tender offer is a proposal made by a person or company to buy shares from existing shareholders at a set price, usually higher than the current market value, within a specific time frame. It matters to investors because it can lead to a change in ownership or control of a company, and shareholders must decide whether to sell their shares at the offered price.
Common Stock financial
"security_title: "Common Stock" in the reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
indirect ownership financial
"direct_or_indirect: "I" and ownership_type: "indirect""
transaction code U regulatory
"transaction_code: "U" with description of disposition via tender offer"
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did Advent report in Olaplex (OLPX)?

Advent-affiliated reporting persons disclosed a complete tender-offer disposition of 499,468,771 Olaplex common shares. The Form 4 shows the transaction at $2.06 per share and indicates their reported indirect holdings of Olaplex common stock fell to zero after the transaction.

How many Olaplex (OLPX) shares were involved in Advent’s Form 4 filing?

The filing reports a tender-offer disposition of 499,468,771 shares of Olaplex common stock. This single non-derivative transaction represents the entire reported indirect position for the Advent-affiliated entities, which dropped to zero shares following completion of the transaction.

What was the reported price per share in Advent’s Olaplex (OLPX) tender-offer disposition?

The Form 4 lists a transaction price of $2.06 per share for the 499,468,771 Olaplex common shares. This price is associated with a tender-offer disposition, as indicated by transaction code U and the description referencing a disposition pursuant to a tender offer.

What is Advent’s reported Olaplex (OLPX) ownership after this Form 4 transaction?

After the tender-offer disposition, the Form 4 shows total shares of Olaplex common stock following the transaction as 0.0000. This indicates the Advent-affiliated reporting entities no longer report holding Olaplex common stock indirectly in this ownership report.

What does transaction code U mean in the Olaplex (OLPX) Form 4?

Transaction code U in this Form 4 is described as a “Disposition pursuant to a tender offer.” It signals that the 499,468,771 Olaplex common shares were disposed of through a tender offer process, rather than through ordinary open-market trading transactions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL, L.P.

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OLAPLEX HOLDINGS, INC. [ OLPX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/07/2026U499,468,771(1)D$2.06(2)0ISee Notes(1)(3)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL, L.P.

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Advent International GPE IX-A SCSp

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Advent International GPE IX-D SCSp

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Advent International GPE IX-E SCSp

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Advent International GPE IX Strategic Investors SCSp

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
GPE IX GP S.a.r.l.

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. See Exhibit 99.1 for text of footnote (1).
2. See Exhibit 99.1 for text of footnote (2).
3. See Exhibit 99.1 for text of footnote (3).
4. See Exhibit 99.1 for text of footnote (4).
Remarks:
David Mussafer, the Chairman and Managing Partner of Advent, Tricia Glynn, a Managing Director of Advent and Michael White, a Managing Director of Advent (together, the "Advent Directors"), each serve on the board of directors of the Issuer, and have been deputized to represent the Reporting Persons on the board of directors. By virtue of the Advent Directors' representation, for purposes of Section 16 of the Securities Exchange Act of 1934, each of the Reporting Persons may be deemed directors by deputization of the Issuer. The Advent Directors have filed separate Section 16 reports disclosing securities of the Issuer that they may be deemed to beneficially own for Section 16 purposes. Exhibit 99.1 (Footnotes to Form 4) is incorporated by reference. Form 2 of 3: This Form 4 is the third of three Forms 4 being filed relating to the same event. The Form 4 has been split into multiple filings because there are more than 10 Reporting Persons total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Advent International, L.P.
ADVENT INTERNATIONAL, L.P., By: /s/ Neil Crawford, Name: Neil Crawford, Title: Senior Director07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)