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Advent-related holders exit Olaplex (NASDAQ: OLPX) in 499M-share tender

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Advent International-affiliated entities disposed of their entire reported stake in Olaplex Holdings through a tender offer. They tendered 499,468,771 shares of Common Stock at $2.06 per share in a disposition classified as pursuant to a tender offer, leaving 0 shares reported as beneficially owned after the transaction.

Positive

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Negative

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Insights

Advent-affiliated funds fully exited their reported Olaplex position via a large tender offer.

Entities associated with Advent International, identified as directors and ten percent owners, tendered 499,468,771 shares of Olaplex Holdings Common Stock at $2.06 per share. The transaction is explicitly described as a disposition pursuant to a tender offer.

Following this transaction, the Form 4 shows total shares beneficially owned after the event as 0. This indicates that the Advent-related reporting persons no longer report any Olaplex equity exposure in this filing. The filing does not detail who conducted the tender offer or further terms, so assessment focuses on the clear scale of this exit.

Insider ADVENT INTERNATIONAL, L.P., Advent Partners GPE IX Limited Partnership, Advent Partners GPE IX-A Limited Partnership, Advent Partners GPE IX Cayman Limited Partnership, Advent Partners GPE IX-A Cayman Limited Partnership, Advent Partners GPE IX-B Cayman Limited Partnership, AP GPE IX GP Limited Partnership, Advent International GPE IX, LLC
Role null | null | null | null | null | null | null | null
Type Security Shares Price Value
U Common Stock 499,468,771 $2.06 $1.03B
Holdings After Transaction: Common Stock — 0 shares (Indirect, See Notes)
Footnotes (1)
  1. See Exhibit 99.1 for text of footnote (1). See Exhibit 99.1 for text of footnote (2). See Exhibit 99.1 for text of footnote (3). See Exhibit 99.1 for text of footnote (4).
Shares tendered 499,468,771 shares Common Stock disposed of pursuant to a tender offer
Tender offer price $2.06 per share Price for Common Stock tendered
Shares after transaction 0 shares Reported beneficial ownership following tender-offer disposition
Transaction code U Disposition pursuant to a tender offer
Transaction direction dispose Single non-derivative Common Stock transaction
tender offer financial
"Disposition pursuant to a tender offer"
A tender offer is a proposal made by a person or company to buy shares from existing shareholders at a set price, usually higher than the current market value, within a specific time frame. It matters to investors because it can lead to a change in ownership or control of a company, and shareholders must decide whether to sell their shares at the offered price.
Common Stock financial
"security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
ten percent owner regulatory
"is_ten_percent_owner: 1 for Advent-related entities"
indirect ownership regulatory
"ownership_type: indirect; nature_of_ownership: See Notes"
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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FAQ

How many Olaplex (OLPX) shares were tendered by Advent-affiliated holders?

The filing shows 499,468,771 Olaplex Common Stock shares were tendered. This single transaction, coded as a tender-offer disposition, represents all the shares reported by the Advent-related reporting persons, with no shares remaining after the event in this Form 4.

At what price were Olaplex (OLPX) shares tendered in the Advent transaction?

The shares were tendered at $2.06 per share. This per-share amount applies to the entire 499,468,771-share position disposed of pursuant to a tender offer, as reported in the non-derivative Common Stock transaction on the Form 4.

Do Advent-affiliated entities still hold Olaplex (OLPX) shares after this Form 4?

According to the Form 4, they report holding zero shares after the transaction. The tender-offer disposition of 499,468,771 Common Stock shares reduced their reported beneficial ownership to none as of the transaction date disclosed in the filing.

What transaction code is used for the Olaplex (OLPX) Advent tender offer?

The Form 4 uses transaction code U for the event. It is further described as a disposition pursuant to a tender offer involving 499,468,771 Common Stock shares at $2.06 per share, with no derivative securities reported as remaining.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL, L.P.

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OLAPLEX HOLDINGS, INC. [ OLPX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/07/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/07/2026U499,468,771(1)D$2.06(2)0ISee Notes(1)(3)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
ADVENT INTERNATIONAL, L.P.

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Advent Partners GPE IX Limited Partnership

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Advent Partners GPE IX-A Limited Partnership

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Advent Partners GPE IX Cayman Limited Partnership

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Advent Partners GPE IX-A Cayman Limited Partnership

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Advent Partners GPE IX-B Cayman Limited Partnership

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
AP GPE IX GP Limited Partnership

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Advent International GPE IX, LLC

(Last)(First)(Middle)
PRUDENTIAL TOWER
800 BOYLSTON STREET, SUITE 3300

(Street)
BOSTON MASSACHUSETTS 02199-8069

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
XDirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. See Exhibit 99.1 for text of footnote (1).
2. See Exhibit 99.1 for text of footnote (2).
3. See Exhibit 99.1 for text of footnote (3).
4. See Exhibit 99.1 for text of footnote (4).
Remarks:
David Mussafer, the Chairman and Managing Partner of Advent, Tricia Glynn, a Managing Director of Advent and Michael White, a Managing Director of Advent (together, the "Advent Directors"), each serve on the board of directors of the Issuer, and have been deputized to represent the Reporting Persons on the board of directors. By virtue of the Advent Directors' representation, for purposes of Section 16 of the Securities Exchange Act of 1934, each of the Reporting Persons may be deemed directors by deputization of the Issuer. The Advent Directors have filed separate Section 16 reports disclosing securities of the Issuer that they may be deemed to beneficially own for Section 16 purposes. Exhibit 99.1 (Footnotes to Form 4) is incorporated by reference. Form 3 of 3: This Form 4 is the third of three Forms 4 being filed relating to the same event. The Form 4 has been split into multiple filings because there are more than 10 Reporting Persons total, and the SEC's EDGAR filing system limits a single Form 4 to a maximum of 10 Reporting Persons. Each Form 4 will be filed by Designated Filer Advent International, L.P.
ADVENT INTERNATIONAL, L.P., By: /s/ Neil Crawford, Name: Neil Crawford, Title: Senior Director07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)