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[Form 4] Olaplex Holdings, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Olaplex Holdings director Deirdre Findlay was granted 110,294 restricted stock units (RSUs) under the company's 2021 Equity Incentive Plan, reported on Form 4. Each RSU represents the conditional right to one share of common stock and was recorded as an acquisition on 08/12/2025 at no cash price. The RSUs will vest in full on the date of Olaplex's 2026 Annual Meeting of Stockholders, contingent on the reporting person's continued service through the vesting date. The filing was signed by an attorney-in-fact on 08/14/2025 and includes a Power of Attorney exhibit.

La consigliera di Olaplex Holdings, Deirdre Findlay, ha ricevuto 110.294 unità azionarie vincolate (RSU) ai sensi del Piano di Incentivazione Azionaria 2021 della società, come riportato nel Modulo 4. Ogni RSU rappresenta il diritto condizionato a una azione ordinaria ed è stata registrata come acquisizione il 12/08/2025 senza pagamento in contanti. Le RSU matureranno integralmente in occasione dell'Assemblea Annuale degli Azionisti di Olaplex del 2026, subordinatamente alla permanenza in servizio della soggetta che riporta fino alla data di maturazione. La comunicazione è stata firmata per procura il 14/08/2025 e include un allegato con la procura (Power of Attorney).

La directora de Olaplex Holdings, Deirdre Findlay, recibió 110.294 unidades restringidas de acciones (RSU) bajo el Plan de Incentivos de Capital 2021 de la compañía, según consta en el Formulario 4. Cada RSU otorga el derecho condicionado a una acción ordinaria y se registró como adquisición el 12/08/2025 sin pago en efectivo. Las RSU se consolidarán en su totalidad en la Junta Anual de Accionistas de Olaplex de 2026, condicionado al mantenimiento del servicio por parte de la persona informante hasta la fecha de consolidación. La presentación fue firmada por apoderado el 14/08/2025 y contiene un anexo de Poder (Power of Attorney).

Olaplex Holdings 이사 Deirdre Findlay는 회사의 2021년 주식인센티브 계획에 따라 110,294개의 제한부 주식단위(RSU)를 부여받았습니다고 Form 4에 보고되었습니다. 각 RSU는 보통주 1주에 대한 조건부 권리를 의미하며, 2025-08-12에 현금 지급 없이 취득으로 기록되었습니다. RSU는 보고자의 계속 근무가 보장되는 것을 전제로 Olaplex의 2026년 주주총회일에 전부 확정됩니다. 제출 서류는 2025-08-14에 대리인(변호사 대리인)에 의해 서명되었으며, 위임장(Power of Attorney) 부속서가 포함되어 있습니다.

La administratrice d'Olaplex Holdings, Deirdre Findlay, s'est vu attribuer 110 294 unités d'actions restreintes (RSU) dans le cadre du Plan d'Incitation en Actions 2021 de la société, déclaré sur le Formulaire 4. Chaque RSU représente le droit conditionnel à une action ordinaire et a été enregistrée comme acquisition le 12/08/2025 sans contrepartie en numéraire. Les RSU seront entièrement acquises à la date de l'Assemblée annuelle des actionnaires d'Olaplex en 2026, sous réserve de la poursuite du service de la déclarant jusqu'à la date d'acquisition. Le dépôt a été signé par un mandataire le 14/08/2025 et comprend une annexe de procuration (Power of Attorney).

Die Direktorin von Olaplex Holdings, Deirdre Findlay, erhielt 110.294 Restricted Stock Units (RSU) im Rahmen des Equity Incentive Plans 2021 des Unternehmens, wie in Formular 4 gemeldet. Jede RSU gewährt bedingt das Recht auf eine Stammaktie und wurde am 12.08.2025 als Erwerb ohne Barausgabe verbucht. Die RSUs werden vollständig am Datum der ordentlichen Hauptversammlung von Olaplex 2026 unverfallbar, vorausgesetzt, die meldende Person bleibt bis zum Vesting-Datum im Dienst. Die Einreichung wurde am 14.08.2025 von einem Bevollmächtigten unterzeichnet und enthält eine Vollmachtsbeilage (Power of Attorney).

Positive
  • Grant aligns director incentives by tying compensation to long‑term equity through RSUs that vest at the 2026 Annual Meeting
  • Substantial award recorded: 110,294 RSUs increase the reporting person's beneficial holdings to 248,693 shares, showing meaningful director stake
Negative
  • Potential dilution when 110,294 RSUs convert into common shares upon vesting
  • Vesting contingent on continued service, so retention risk exists if the director departs before the 2026 Annual Meeting

Insights

TL;DR: Director received time‑based RSUs that align incentives with shareholder value over the next year.

The grant of 110,294 RSUs is a standard form of equity compensation for non‑employee or director service, tying long‑term interests to equity performance through a full vesting event at the 2026 Annual Meeting. This structure encourages retention and aligns the director with shareholders through continued service rather than immediate cash payout. The filing shows no immediate cash cost to the reporting person and a single vesting milestone.

TL;DR: Material number of RSUs recorded; impacts share count upon vesting but no immediate sale or cash transaction.

The Form 4 reports an acquisition of 110,294 RSUs at $0 on 08/12/2025, increasing the reporting person's beneficial holdings to 248,693 shares post‑grant. These RSUs convert to common stock upon vesting, which will increase the issuer's outstanding shares then outstanding. There is no derivative activity or option exercise reported, and the grant carries a single vesting condition tied to continued service through the 2026 Annual Meeting.

La consigliera di Olaplex Holdings, Deirdre Findlay, ha ricevuto 110.294 unità azionarie vincolate (RSU) ai sensi del Piano di Incentivazione Azionaria 2021 della società, come riportato nel Modulo 4. Ogni RSU rappresenta il diritto condizionato a una azione ordinaria ed è stata registrata come acquisizione il 12/08/2025 senza pagamento in contanti. Le RSU matureranno integralmente in occasione dell'Assemblea Annuale degli Azionisti di Olaplex del 2026, subordinatamente alla permanenza in servizio della soggetta che riporta fino alla data di maturazione. La comunicazione è stata firmata per procura il 14/08/2025 e include un allegato con la procura (Power of Attorney).

La directora de Olaplex Holdings, Deirdre Findlay, recibió 110.294 unidades restringidas de acciones (RSU) bajo el Plan de Incentivos de Capital 2021 de la compañía, según consta en el Formulario 4. Cada RSU otorga el derecho condicionado a una acción ordinaria y se registró como adquisición el 12/08/2025 sin pago en efectivo. Las RSU se consolidarán en su totalidad en la Junta Anual de Accionistas de Olaplex de 2026, condicionado al mantenimiento del servicio por parte de la persona informante hasta la fecha de consolidación. La presentación fue firmada por apoderado el 14/08/2025 y contiene un anexo de Poder (Power of Attorney).

Olaplex Holdings 이사 Deirdre Findlay는 회사의 2021년 주식인센티브 계획에 따라 110,294개의 제한부 주식단위(RSU)를 부여받았습니다고 Form 4에 보고되었습니다. 각 RSU는 보통주 1주에 대한 조건부 권리를 의미하며, 2025-08-12에 현금 지급 없이 취득으로 기록되었습니다. RSU는 보고자의 계속 근무가 보장되는 것을 전제로 Olaplex의 2026년 주주총회일에 전부 확정됩니다. 제출 서류는 2025-08-14에 대리인(변호사 대리인)에 의해 서명되었으며, 위임장(Power of Attorney) 부속서가 포함되어 있습니다.

La administratrice d'Olaplex Holdings, Deirdre Findlay, s'est vu attribuer 110 294 unités d'actions restreintes (RSU) dans le cadre du Plan d'Incitation en Actions 2021 de la société, déclaré sur le Formulaire 4. Chaque RSU représente le droit conditionnel à une action ordinaire et a été enregistrée comme acquisition le 12/08/2025 sans contrepartie en numéraire. Les RSU seront entièrement acquises à la date de l'Assemblée annuelle des actionnaires d'Olaplex en 2026, sous réserve de la poursuite du service de la déclarant jusqu'à la date d'acquisition. Le dépôt a été signé par un mandataire le 14/08/2025 et comprend une annexe de procuration (Power of Attorney).

Die Direktorin von Olaplex Holdings, Deirdre Findlay, erhielt 110.294 Restricted Stock Units (RSU) im Rahmen des Equity Incentive Plans 2021 des Unternehmens, wie in Formular 4 gemeldet. Jede RSU gewährt bedingt das Recht auf eine Stammaktie und wurde am 12.08.2025 als Erwerb ohne Barausgabe verbucht. Die RSUs werden vollständig am Datum der ordentlichen Hauptversammlung von Olaplex 2026 unverfallbar, vorausgesetzt, die meldende Person bleibt bis zum Vesting-Datum im Dienst. Die Einreichung wurde am 14.08.2025 von einem Bevollmächtigten unterzeichnet und enthält eine Vollmachtsbeilage (Power of Attorney).

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Findlay Deirdre

(Last) (First) (Middle)
C/O OLAPLEX HOLDINGS, INC.
432 PARK AVENUE SOUTH, THIRD FLOOR

(Street)
NEW YORK NY 10016

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OLAPLEX HOLDINGS, INC. [ OLPX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/12/2025 A 110,294(1) A $0 248,693 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock. The RSUs will vest in full on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through such vesting date.
Remarks:
Exhibit 24.1 - Power of Attorney
/s/ John Duffy, attorney-in-fact 08/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Olaplex (OLPX) report in this Form 4?

The Form 4 reports that director Deirdre Findlay was granted 110,294 RSUs on 08/12/2025 under the 2021 Equity Incentive Plan, each representing one share and vesting in full at the 2026 Annual Meeting.

When will the RSUs granted to Deirdre Findlay vest?

The RSUs will vest in full on the date of Olaplex's 2026 Annual Meeting of Stockholders, subject to continued service through that date.

Did the reporting person pay for the RSUs?

No cash was reported; the transaction is listed with a price of $0, representing a grant of restricted stock units rather than a purchase.

How many shares will the reporting person beneficially own after the grant?

Following the reported transaction, the filing shows the reporting person beneficially owns 248,693 shares (including the 110,294 RSUs).

Is there any derivative activity or option exercise in this filing?

No. Table II (derivative securities) shows no reported activity; the filing documents only a non‑derivative RSU grant in Table I.
Olaplex Holdings, Inc.

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