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Old Market Capital Corp (NASDAQ: OMCC) CEO receives 14,324-share grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Old Market Capital Corp’s chief executive officer, Jeffrey C. Royal, reported a stock grant from the company. On January 9, 2026, he acquired 14,324 shares of common stock at a reported price of $0 per share, reflecting an award rather than an open-market purchase.

According to the filing, these shares were issued as compensation for his services as CEO under his employment agreement dated September 27, 2024. Following this grant, Royal directly beneficially owns 194,959 shares of Old Market Capital Corp common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Royal Jeffrey C

(Last) (First) (Middle)
1601 DODGE ST., SUITE 3350

(Street)
OMAHA NE 68102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OLD MARKET CAPITAL Corp [ OMCC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF EXECUTIVE OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 01/09/2026 A 14,324(1) A $0 194,959 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were issued to the reporting person as compensation for his services as chief executive officer pursuant to his employment agreement dated September 27, 2024.
/s/ JEFFREY C. ROYAL 01/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did OMCC report for Old Market Capital Corp’s CEO?

The filing shows that Jeffrey C. Royal, chief executive officer of Old Market Capital Corp (OMCC), acquired 14,324 shares of common stock in a reported transaction dated January 9, 2026.

How many OMCC shares did the CEO receive and at what price?

Jeffrey C. Royal received 14,324 shares of Old Market Capital Corp common stock at a reported price of $0 per share, indicating a compensatory grant rather than a purchase in the market.

Why were the 14,324 OMCC shares granted to the CEO?

The footnote explains that the 14,324 shares were issued to Jeffrey C. Royal as compensation for his services as chief executive officer, pursuant to his employment agreement dated September 27, 2024.

How many Old Market Capital Corp shares does the CEO own after this transaction?

After the January 9, 2026 grant, Jeffrey C. Royal beneficially owns 194,959 shares of Old Market Capital Corp common stock, held in direct ownership according to the filing.

Is the OMCC CEO classified as a director or officer in this Form 4?

Yes. The reporting person, Jeffrey C. Royal, is identified as both a Director and an Officer, with the officer title specified as Chief Executive Officer of Old Market Capital Corp.

What transaction code is used for the OMCC CEO’s share grant?

The transaction is reported with code "A" in Table I, indicating an acquisition of non-derivative securities (common stock) by the insider.

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